mds
An Effective-Rank Audit of Alignment-Induced Activation Shifts: Confound Control, Constructive Calibration, and Limits
We audit alignment-induced shifts in residual-stream activations of three open-weight instruction-tuned LLMs (Llama-3.1-8B-Instruct, Gemma-2-9B-it, Qwen-2.5-7B-Instruct) using the effective rank of the alignment modification matrix on safety-relevant inputs, rho_eps := rank_eps(M_Ds)/d, which formalizes the single-refusal-direction observation of Arditi et al. (2024) as a continuous quantity. The paper has three contributions. (1) Confound-controlled measurement: a four-variant decomposition (M_naive, M_template, M_aligned, M_DiD) separates chat-template formatting, alignment-stage shift, and the refusal-mediating direction, and recovers the Arditi refusal direction on M_DiD at |cos| in {0.77, 0.86, 0.50} (Llama/Gemma/Qwen); chat-template-controlled rho_eps is {0.0029, 0.0048, 0.0044}, and the centered SVD residual is 4-7x larger. (2) Constructive calibration on a 3-layer MLP across rho_eps in {0.008, 0.17, 0.33, 0.40} exhibits a sweet-spot vs. brittle distinction: mild rank-maximization (lambda=5) buys ablation robustness, while strong regularization at the same nominal rho_eps (lambda=50) does not. rho_eps is a diagnostic for fragility, not a target whose mechanical inflation buys robustness. (3) Limits of rank-based diagnostics: (a) not safety-specific (LRH baseline is 2-3x the safety value); (b) SVD principal ordering does not match causal ordering (Llama u_2 inert despite ranking second; cumulative ablation non-monotone at k=5); (c) the spectral-gap hypothesis required to upgrade the O(rho_eps * d) achievability bound to a matching Mirsky-route lower bound fails empirically (1/90 Llama layer-reference pairs, 0/36 MLP combinations) and structurally (kappa_lb <= 2/(eps * r)). The matching lower bound remains an open problem.
Don't take it lightly: Phasing optical random projections with unknown operators
Sidharth Gupta, Remi Gribonval, Laurent Daudet, Ivan Dokmaniฤ
In this paper we tackle the problem of recovering the phase of complex linear measurements whenonlymagnitude information isavailableandwecontrol the input. We are motivated by the recent development of dedicated optics-based hardware for rapid random projections which leverages the propagation of light inrandom media.
Leveraging Hierarchical Organization for Medical Multi-document Summarization
Hsu, Yi-Li, Mei, Katelyn X., Wang, Lucy Lu
Medical multi-document summarization (MDS) is a complex task that requires effectively managing cross-document relationships. This paper investigates whether incorporating hierarchical structures in the inputs of MDS can improve a model's ability to organize and contextualize information across documents compared to traditional flat summarization methods. We investigate two ways of incorporating hierarchical organization across three large language models (LLMs), and conduct comprehensive evaluations of the resulting summaries using automated metrics, model-based metrics, and domain expert evaluation of preference, understandability, clarity, complexity, relevance, coverage, factuality, and coherence. Our results show that human experts prefer model-generated summaries over human-written summaries. Hierarchical approaches generally preserve factuality, coverage, and coherence of information, while also increasing human preference for summaries. Additionally, we examine whether simulated judgments from GPT-4 align with human judgments, finding higher agreement along more objective evaluation facets. Our findings demonstrate that hierarchical structures can improve the clarity of medical summaries generated by models while maintaining content coverage, providing a practical way to improve human preference for generated summaries.
How Scale Breaks "Normalized Stress" and KL Divergence: Rethinking Quality Metrics
Smelser, Kiran, Gunaratne, Kaviru, Miller, Jacob, Kobourov, Stephen
Complex, high-dimensional data is ubiquitous across many scientific disciplines, including machine learning, biology, and the social sciences. One of the primary methods of visualizing these datasets is with two-dimensional scatter plots that visually capture some properties of the data. Because visually determining the accuracy of these plots is challenging, researchers often use quality metrics to measure the projection's accuracy and faithfulness to the original data. One of the most commonly employed metrics, normalized stress, is sensitive to uniform scaling (stretching, shrinking) of the projection, despite this act not meaningfully changing anything about the projection. Another quality metric, the Kullback--Leibler (KL) divergence used in the popular t-Distributed Stochastic Neighbor Embedding (t-SNE) technique, is also susceptible to this scale sensitivity. We investigate the effect of scaling on stress and KL divergence analytically and empirically by showing just how much the values change and how this affects dimension reduction technique evaluations. We introduce a simple technique to make both metrics scale-invariant and show that it accurately captures expected behavior on a small benchmark.
Recovering Wasserstein Distance Matrices from Few Measurements
Rana, Muhammad, Tasissa, Abiy, Cai, HanQin, Gavriyelov, Yakov, Hamm, Keaton
This paper proposes two algorithms for estimating square Wasserstein distance matrices from a small number of entries. These matrices are used to compute manifold learning embeddings like multidimensional scaling (MDS) or Isomap, but contrary to Euclidean distance matrices, are extremely costly to compute. We analyze matrix completion from upper triangular samples and Nystrรถm completion in which $\mathcal{O}(d\log(d))$ columns of the distance matrices are computed where $d$ is the desired embedding dimension, prove stability of MDS under Nystrรถm completion, and show that it can outperform matrix completion for a fixed budget of sample distances. Finally, we show that classification of the OrganCMNIST dataset from the MedMNIST benchmark is stable on data embedded from the Nystrรถm estimation of the distance matrix even when only 10\% of the columns are computed.
Synthetic POMDPs to Challenge Memory-Augmented RL: Memory Demand Structure Modeling
Wang, Yongyi, Li, Lingfeng, Chen, Bozhou, Li, Ang, Liu, Hanyu, Zheng, Qirui, Yang, Xionghui, Li, Wenxin
Recent research has developed benchmarks for memory-augmented reinforcement learning (RL) algorithms, providing Partially Observable Markov Decision Process (POMDP) environments where agents depend on past observations to make decisions. While many benchmarks incorporate sufficiently complex real-world problems, they lack controllabil-ity over the degree of challenges posed to memory models. In contrast, synthetic environments enable fine-grained manipulation of dynamics, making them critical for detailed and rigorous evaluation of memory-augmented RL. Our study focuses on POMDP synthesis with three key contributions: 1. A theoretical framework for analyzing POMDPs, grounded in Memory Demand Structure (MDS), transition invariance, and related concepts; 2. A methodology leveraging linear process dynamics, state aggregation, and reward redistribution to construct customized POMDPs with predefined properties; 3. Empirically validated series of POMDP environments with increasing difficulty levels, designed based on our theoretical insights. Our work clarifies the challenges of memory-augmented RL in solving POMDPs, provides guidelines for analyzing and designing POMDP environments, and offers empirical support for selecting memory models in RL tasks.
Applicability of the Minimal Dominating Set for Influence Maximisation in Multilayer Networks
Czuba, Michaล, Jia, Mingshan, Brรณdka, Piotr, Musial, Katarzyna
The minimal dominating set (MDS) is a well-established concept in network controllability and has been successfully applied in various domains, including sensor placement, network resilience, and epidemic containment. In this study, we adapt the local-improvement MDS routine and explore its potential for enhancing seed selection for influence maximisation in multilayer networks (MLN). We employ the Linear Threshold Model (LTM), which offers an intuitive representation of influence spread or opinion dynamics by accounting for peer influence accumulation. To ensure interpretability, we utilise rank-refining seed selection methods, with the results further filtered with MDS. Our findings reveal that incorporating MDS into the seed selection process improves spread only within a specific range of situations. Notably, the improvement is observed for larger seed set budgets, lower activation thresholds, and when an "AND" strategy is used to aggregate influence across network layers. This scenario reflects situations where an individual does not require the majority of their acquaintances to hold a target opinion, but must be influenced across all social circles.
Reviews: Universality and individuality in neural dynamics across large populations of recurrent networks
UPDATE after rebuttal: authors have addressed some of my concerns, so I'm updating my score to 8. To summarize, this paper aims to shed light on the connections between artificial recurrent neural networks and biological networks, in order to gain insight into neural circuit functionality through studying RNNs. More specifically, the paper comments on the ability for RNNs to mimic the behavior SNNs and neural recordings despite a vast difference in their inherent architectures. Such a phenomenon may suggest neural invariants, which act universally (in the context of a task) across either all RNN and SNN architectures, or broader groups containing various architectures in each. The paper does not look at neural recordings or SNNs, but instead trains 96 RNNs of various combinations of architectures, activations, network sizes, and L2 regularizations on three separate tasks (discrete memory, pattern formation, and analog memory) common to computational neuroscience. For each task singular value canonical correlation analysis (SVCCA) and MDS are used to determine the representational geometry of the RNNs and a numerical approach to dynamical systems analysis (and again with MDS) is used to gain insight into the topological stability structure.
Author-Specific Linguistic Patterns Unveiled: A Deep Learning Study on Word Class Distributions
Krauss, Patrick, Schilling, Achim
Deep learning methods have been increasingly applied to computational linguistics to uncover patterns in text data. This study investigates author-specific word class distributions using part-of-speech (POS) tagging and bigram analysis. By leveraging deep neural networks, we classify literary authors based on POS tag vectors and bigram frequency matrices derived from their works. We employ fully connected and convolutional neural network architectures to explore the efficacy of unigram and bigram-based representations. Our results demonstrate that while unigram features achieve moderate classification accuracy, bigram-based models significantly improve performance, suggesting that sequential word class patterns are more distinctive of authorial style. Multi-dimensional scaling (MDS) visualizations reveal meaningful clustering of authors' works, supporting the hypothesis that stylistic nuances can be captured through computational methods. These findings highlight the potential of deep learning and linguistic feature analysis for author profiling and literary studies.
Privacy-Aware Multi-Device Cooperative Edge Inference with Distributed Resource Bidding
Mobile edge computing (MEC) has empowered mobile devices (MDs) in supporting artificial intelligence (AI) applications through collaborative efforts with proximal MEC servers. Unfortunately, despite the great promise of device-edge cooperative AI inference, data privacy becomes an increasing concern. In this paper, we develop a privacy-aware multi-device cooperative edge inference system for classification tasks, which integrates a distributed bidding mechanism for the MEC server's computational resources. Intermediate feature compression is adopted as a principled approach to minimize data privacy leakage. To determine the bidding values and feature compression ratios in a distributed fashion, we formulate a decentralized partially observable Markov decision process (DEC-POMDP) model, for which, a multi-agent deep deterministic policy gradient (MADDPG)-based algorithm is developed. Simulation results demonstrate the effectiveness of the proposed algorithm in privacy-preserving cooperative edge inference. Specifically, given a sufficient level of data privacy protection, the proposed algorithm achieves 0.31-0.95% improvements in classification accuracy compared to the approach being agnostic to the wireless channel conditions. The performance is further enhanced by 1.54-1.67% by considering the difficulties of inference data.