In this paper, we introduce Rank-R1, a novel LLM-based reranker that performs reasoning over both the user query and candidate documents before performing the ranking task. Existing document reranking methods based on large language models (LLMs) typically rely on prompting or fine-tuning LLMs to order or label candidate documents according to their relevance to a query. For Rank-R1, we use a reinforcement learning algorithm along with only a small set of relevance labels (without any reasoning supervision) to enhance the reasoning ability of LLM-based rerankers. Our hypothesis is that adding reasoning capabilities to the rerankers can improve their relevance assessement and ranking capabilities. Our experiments on the TREC DL and BRIGHT datasets show that Rank-R1 is highly effective, especially for complex queries. In particular, we find that Rank-R1 achieves effectiveness on in-domain datasets at par with that of supervised fine-tuning methods, but utilizing only 18\% of the training data used by the fine-tuning methods. We also find that the model largely outperforms zero-shot and supervised fine-tuning when applied to out-of-domain datasets featuring complex queries, especially when a 14B-size model is used. Finally, we qualitatively observe that Rank-R1's reasoning process improves the explainability of the ranking results, opening new opportunities for search engine results presentation and fruition.

2D Matryoshka Training is an advanced embedding representation training approach designed to train an encoder model simultaneously across various layer-dimension setups. This method has demonstrated higher effectiveness in Semantic Text Similarity (STS) tasks over traditional training approaches when using sub-layers for embeddings. Despite its success, discrepancies exist between two published implementations, leading to varied comparative results with baseline models. In this reproducibility study, we implement and evaluate both versions of 2D Matryoshka Training on STS tasks and extend our analysis to retrieval tasks. Our findings indicate that while both versions achieve higher effectiveness than traditional Matryoshka training on sub-dimensions, and traditional full-sized model training approaches, they do not outperform models trained separately on specific sub-layer and sub-dimension setups. Moreover, these results generalize well to retrieval tasks, both in supervised (MSMARCO) and zero-shot (BEIR) settings. Further explorations of different loss computations reveals more suitable implementations for retrieval tasks, such as incorporating full-dimension loss and training on a broader range of target dimensions. Conversely, some intuitive approaches, such as fixing document encoders to full model outputs, do not yield improvements. Our reproduction code is available at https://github.com/ielab/2DMSE-Reproduce.

We provide a systematic understanding of the impact of specific components and wordings used in prompts on the effectiveness of rankers based on zero-shot Large Language Models (LLMs). Several zero-shot ranking methods based on LLMs have recently been proposed. Among many aspects, methods differ across (1) the ranking algorithm they implement, e.g., pointwise vs. listwise, (2) the backbone LLMs used, e.g., GPT3.5 vs. FLAN-T5, (3) the components and wording used in prompts, e.g., the use or not of role-definition (role-playing) and the actual words used to express this. It is currently unclear whether performance differences are due to the underlying ranking algorithm, or because of spurious factors such as better choice of words used in prompts. This confusion risks to undermine future research. Through our large-scale experimentation and analysis, we find that ranking algorithms do contribute to differences between methods for zero-shot LLM ranking. However, so do the LLM backbones -- but even more importantly, the choice of prompt components and wordings affect the ranking. In fact, in our experiments, we find that, at times, these latter elements have more impact on the ranker's effectiveness than the actual ranking algorithms, and that differences among ranking methods become more blurred when prompt variations are considered.

The introduction of Vec2Text, a technique for inverting text embeddings, has raised serious privacy concerns within dense retrieval systems utilizing text embeddings, including those provided by OpenAI and Cohere. This threat comes from the ability for a malicious attacker with access to text embeddings to reconstruct the original text. In this paper, we investigate various aspects of embedding models that could influence the recoverability of text using Vec2Text. Our exploration involves factors such as distance metrics, pooling functions, bottleneck pre-training, training with noise addition, embedding quantization, and embedding dimensions -- aspects not previously addressed in the original Vec2Text paper. Through a thorough analysis of these factors, our aim is to gain a deeper understanding of the critical elements impacting the trade-offs between text recoverability and retrieval effectiveness in dense retrieval systems. This analysis provides valuable insights for practitioners involved in designing privacy-aware dense retrieval systems. Additionally, we propose a straightforward fix for embedding transformation that ensures equal ranking effectiveness while mitigating the risk of text recoverability. Furthermore, we extend the application of Vec2Text to the separate task of corpus poisoning, where, theoretically, Vec2Text presents a more potent threat compared to previous attack methods. Notably, Vec2Text does not require access to the dense retriever's model parameters and can efficiently generate numerous adversarial passages. In summary, this study highlights the potential threat posed by Vec2Text to existing dense retrieval systems, while also presenting effective methods to patch and strengthen such systems against such risks.

Federated search, which involves integrating results from multiple independent search engines, will become increasingly pivotal in the context of Retrieval-Augmented Generation pipelines empowering LLM-based applications such as chatbots. These systems often distribute queries among various search engines, ranging from specialized (e.g., PubMed) to general (e.g., Google), based on the nature of user utterances. A critical aspect of federated search is resource selection - the selection of appropriate resources prior to issuing the query to ensure high-quality and rapid responses, and contain costs associated with calling the external search engines. However, current SOTA resource selection methodologies primarily rely on feature-based learning approaches. These methods often involve the labour intensive and expensive creation of training labels for each resource. In contrast, LLMs have exhibited strong effectiveness as zero-shot methods across NLP and IR tasks. We hypothesise that in the context of federated search LLMs can assess the relevance of resources without the need for extensive predefined labels or features. In this paper, we propose ReSLLM. Our ReSLLM method exploits LLMs to drive the selection of resources in federated search in a zero-shot setting. In addition, we devise an unsupervised fine tuning protocol, the Synthetic Label Augmentation Tuning (SLAT), where the relevance of previously logged queries and snippets from resources is predicted using an off-the-shelf LLM and then in turn used to fine-tune ReSLLM with respect to resource selection. Our empirical evaluation and analysis details the factors influencing the effectiveness of LLMs in this context. The results showcase the merits of ReSLLM for resource selection: not only competitive effectiveness in the zero-shot setting, but also obtaining large when fine-tuned using SLAT-protocol.

Systematic reviews are crucial for evidence-based medicine as they comprehensively analyse published research findings on specific questions. Conducting such reviews is often resource- and time-intensive, especially in the screening phase, where abstracts of publications are assessed for inclusion in a review. This study investigates the effectiveness of using zero-shot large language models~(LLMs) for automatic screening. We evaluate the effectiveness of eight different LLMs and investigate a calibration technique that uses a predefined recall threshold to determine whether a publication should be included in a systematic review. Our comprehensive evaluation using five standard test collections shows that instruction fine-tuning plays an important role in screening, that calibration renders LLMs practical for achieving a targeted recall, and that combining both with an ensemble of zero-shot models saves significant screening time compared to state-of-the-art approaches.

In the field of information retrieval, Query Likelihood Models (QLMs) rank documents based on the probability of generating the query given the content of a document. Recently, advanced large language models (LLMs) have emerged as effective QLMs, showcasing promising ranking capabilities. This paper focuses on investigating the genuine zero-shot ranking effectiveness of recent LLMs, which are solely pre-trained on unstructured text data without supervised instruction fine-tuning. Our findings reveal the robust zero-shot ranking ability of such LLMs, highlighting that additional instruction fine-tuning may hinder effectiveness unless a question generation task is present in the fine-tuning dataset. Furthermore, we introduce a novel state-of-the-art ranking system that integrates LLM-based QLMs with a hybrid zero-shot retriever, demonstrating exceptional effectiveness in both zero-shot and few-shot scenarios. We make our codebase publicly available at https://github.com/ielab/llm-qlm.

Large Language Models (LLMs) demonstrate impressive effectiveness in zero-shot document ranking tasks. Pointwise, Pairwise, and Listwise prompting approaches have been proposed for LLM-based zero-shot ranking. Our study begins by thoroughly evaluating these existing approaches within a consistent experimental framework, considering factors like model size, token consumption, latency, among others. This first-of-its-kind comparative evaluation of these approaches allows us to identify the trade-offs between effectiveness and efficiency inherent in each approach. We find that while Pointwise approaches score high on efficiency, they suffer from poor effectiveness. Conversely, Pairwise approaches demonstrate superior effectiveness but incur high computational overhead. To further enhance the efficiency of LLM-based zero-shot ranking, we propose a novel Setwise prompting approach. Our approach reduces the number of LLM inferences and the amount of prompt token consumption during the ranking procedure, significantly improving the efficiency of LLM-based zero-shot ranking. We test our method using the TREC DL datasets and the BEIR zero-shot document ranking benchmark. The empirical results indicate that our approach considerably reduces computational costs while also retaining high zero-shot ranking effectiveness.

We propose the new problem of choosing which dense retrieval model to use when searching on a new collection for which no labels are available, i.e. in a zero-shot setting. Many dense retrieval models are readily available. Each model however is characterized by very differing search effectiveness -- not just on the test portion of the datasets in which the dense representations have been learned but, importantly, also across different datasets for which data was not used to learn the dense representations. This is because dense retrievers typically require training on a large amount of labeled data to achieve satisfactory search effectiveness in a specific dataset or domain. Moreover, effectiveness gains obtained by dense retrievers on datasets for which they are able to observe labels during training, do not necessarily generalise to datasets that have not been observed during training. This is however a hard problem: through empirical experimentation we show that methods inspired by recent work in unsupervised performance evaluation with the presence of domain shift in the area of computer vision and machine learning are not effective for choosing highly performing dense retrievers in our setup. The availability of reliable methods for the selection of dense retrieval models in zero-shot settings that do not require the collection of labels for evaluation would allow to streamline the widespread adoption of dense retrieval. This is therefore an important new problem we believe the information retrieval community should consider. Implementation of methods, along with raw result files and analysis scripts are made publicly available at https://www.github.com/anonymized.

The Differentiable Search Index (DSI) is an emerging paradigm for information retrieval. Unlike traditional retrieval architectures where index and retrieval are two different and separate components, DSI uses a single transformer model to perform both indexing and retrieval. In this paper, we identify and tackle an important issue of current DSI models: the data distribution mismatch that occurs between the DSI indexing and retrieval processes. Specifically, we argue that, at indexing, current DSI methods learn to build connections between the text of long documents and the identifier of the documents, but then retrieval of document identifiers is based on queries that are commonly much shorter than the indexed documents. This problem is further exacerbated when using DSI for cross-lingual retrieval, where document text and query text are in different languages. To address this fundamental problem of current DSI models, we propose a simple yet effective indexing framework for DSI, called DSI-QG. When indexing, DSI-QG represents documents with a number of potentially relevant queries generated by a query generation model and re-ranked and filtered by a cross-encoder ranker. The presence of these queries at indexing allows the DSI models to connect a document identifier to a set of queries, hence mitigating data distribution mismatches present between the indexing and the retrieval phases. Empirical results on popular mono-lingual and cross-lingual passage retrieval datasets show that DSI-QG significantly outperforms the original DSI model.