Reinforcement Learning
Global Convergence of Policy Gradient for Entropy Regularized Linear-Quadratic Control with Multiplicative Noise
Diaz, Gabriel, Li, Lucky, Zhang, Wenhao
Reinforcement Learning (RL) has emerged as a powerful framework for sequential decision-making in dynamic environments, particularly when system parameters are unknown. This paper investigates RL-based control for entropy-regularized linear-quadratic (LQ) control problems with multiplicative noise over an infinite time horizon. First, we adapt the regularized policy gradient (RPG) algorithm to stochastic optimal control settings, proving that despite the non-convexity of the problem, RPG converges globally under conditions of gradient domination and almost-smoothness. Second, based on zero-order optimization approach, we introduce a novel model free RL algorithm: Sample-based regularized policy gradient (SB-RPG). SB-RPG operates without knowledge of system parameters yet still retains strong theoretical guarantees of global convergence. Our model leverages entropy regularization to address the exploration versus exploitation trade-off inherent in RL. Numerical simulations validate the theoretical results and demonstrate the efficiency of SB-RPG in unknown-parameters environments.
PRIMT: Preference-based Reinforcement Learning with Multimodal Feedback and Trajectory Synthesis from Foundation Models
Wang, Ruiqi, Zhao, Dezhong, Yuan, Ziqin, Shao, Tianyu, Chen, Guohua, Kao, Dominic, Hong, Sungeun, Min, Byung-Cheol
Preference-based reinforcement learning (PbRL) has emerged as a promising paradigm for teaching robots complex behaviors without reward engineering. However, its effectiveness is often limited by two critical challenges: the reliance on extensive human input and the inherent difficulties in resolving query ambiguity and credit assignment during reward learning. In this paper, we introduce PRIMT, a PbRL framework designed to overcome these challenges by leveraging foundation models (FMs) for multimodal synthetic feedback and trajectory synthesis. Unlike prior approaches that rely on single-modality FM evaluations, PRIMT employs a hierarchical neuro-symbolic fusion strategy, integrating the complementary strengths of large language models and vision-language models in evaluating robot behaviors for more reliable and comprehensive feedback. PRIMT also incorporates foresight trajectory generation, which reduces early-stage query ambiguity by warm-starting the trajectory buffer with bootstrapped samples, and hindsight trajectory augmentation, which enables counterfactual reasoning with a causal auxiliary loss to improve credit assignment. We evaluate PRIMT on 2 locomotion and 6 manipulation tasks on various benchmarks, demonstrating superior performance over FM-based and scripted baselines.
Symmetric Behavior Regularized Policy Optimization
Zhu, Lingwei, Shah, Haseeb, Chen, Zheng, Nagai, Yukie, White, Martha
Behavior Regularized Policy Optimization (BRPO) leverages asymmetric (divergence) regularization to mitigate the distribution shift in offline Reinforcement Learning. This paper is the first to study the open question of symmetric regularization. We show that symmetric regularization does not permit an analytic optimal policy $ฯ^*$, posing a challenge to practical utility of symmetric BRPO. We approximate $ฯ^*$ by the Taylor series of Pearson-Vajda $ฯ^n$ divergences and show that an analytic policy expression exists only when the series is capped at $n=5$. To compute the solution in a numerically stable manner, we propose to Taylor expand the conditional symmetry term of the symmetric divergence loss, leading to a novel algorithm: Symmetric $f$-Actor Critic (S$f$-AC). S$f$-AC achieves consistently strong results across various D4RL MuJoCo tasks. Additionally, S$f$-AC avoids per-environment failures observed in IQL, SQL, XQL and AWAC, opening up possibilities for more diverse and effective regularization choices for offline RL.
Checklists Are Better Than Reward Models For Aligning Language Models
Viswanathan, Vijay, Sun, Yanchao, Ma, Shuang, Kong, Xiang, Cao, Meng, Neubig, Graham, Wu, Tongshuang
Language models must be adapted to understand and follow user instructions. Reinforcement learning is widely used to facilitate this -- typically using fixed criteria such as "helpfulness" and "harmfulness". In our work, we instead propose using flexible, instruction-specific criteria as a means of broadening the impact that reinforcement learning can have in eliciting instruction following. We propose "Reinforcement Learning from Checklist Feedback" (RLCF). From instructions, we extract checklists and evaluate how well responses satisfy each item - using both AI judges and specialized verifier programs - then combine these scores to compute rewards for RL. We compare RLCF with other alignment methods applied to a strong instruction following model (Qwen2.5-7B-Instruct) on five widely-studied benchmarks -- RLCF is the only method to improve performance on every benchmark, including a 4-point boost in hard satisfaction rate on FollowBench, a 6-point increase on InFoBench, and a 3-point rise in win rate on Arena-Hard. These results establish checklist feedback as a key tool for improving language models' support of queries that express a multitude of needs.
A Digital Twin Framework for Generation-IV Reactors with Reinforcement Learning-Enabled Health-Aware Supervisory Control
Lim, Jasmin Y., Pylorof, Dimitrios, Garcia, Humberto E., Duraisamy, Karthik
Generation IV (Gen-IV) nuclear power plants are envisioned to replace the current reactor fleet, bringing improvements in performance, safety, reliability, and sustainability. However, large cost investments currently inhibit the deployment of these advanced reactor concepts. Digital twins bridge real-world systems with digital tools to reduce costs, enhance decision-making, and boost operational efficiency. In this work, a digital twin framework is designed to operate the Gen-IV Fluoride-salt-cooled High-temperature Reactor, utilizing data-enhanced methods to optimize operational and maintenance policies while adhering to system constraints. The closed-loop framework integrates surrogate modeling, reinforcement learning, and Bayesian inference to streamline end-to-end communication for online regulation and self-adjustment. Reinforcement learning is used to consider component health and degradation to drive the target power generations, with constraints enforced through a Reference Governor control algorithm that ensures compliance with pump flow rate and temperature limits. These input driving modules benefit from detailed online simulations that are assimilated to measurement data with Bayesian filtering. The digital twin is demonstrated in three case studies: a one-year long-term operational period showcasing maintenance planning capabilities, short-term accuracy refinement with high-frequency measurements, and system shock capturing that demonstrates real-time recalibration capabilities when change in boundary conditions. These demonstrations validate robustness for health-aware and constraint-informed nuclear plant operation, with general applicability to other advanced reactor concepts and complex engineering systems.
Deep RL Needs Deep Behavior Analysis: Exploring Implicit Planning by Model-Free Agents in Open-Ended Environments
Simmons-Edler, Riley, Badman, Ryan P., Berg, Felix Baastad, Chua, Raymond, Vastola, John J., Lunger, Joshua, Qian, William, Rajan, Kanaka
Understanding the behavior of deep reinforcement learning (DRL) agents -particularly as task and agent sophistication increase- requires more than simple comparison of reward curves, yet standard methods for behavioral analysis remain underdeveloped in DRL. We apply tools from neuroscience and ethology to study DRL agents in a novel, complex, partially observable environment, ForageWorld, designed to capture key aspects of real-world animal foraging- including sparse, depleting resource patches, predator threats, and spatially extended arenas. We use this environment as a platform for applying joint behavioral and neural analysis to agents, revealing detailed, quantitatively grounded insights into agent strategies, memory, and planning. Contrary to common assumptions, we find that model-free RNN-based DRL agents can exhibit structured, planning-like behavior purely through emergent dynamics- without requiring explicit memory modules or world models. Our results show that studying DRL agents like animals -analyzing them with neuroethology-inspired tools that reveal structure in both behavior and neural dynamics- uncovers rich structure in their learning dynamics that would otherwise remain invisible. We distill these tools into a general analysis framework linking core behavioral and representational features to diagnostic methods, which can be reused for a wide range of tasks and agents. As agents grow more complex and autonomous, bridging neuroscience, cognitive science, and AI will be essential- not just for understanding their behavior, but for ensuring safe alignment and maximizing desirable behaviors that are hard to measure via reward. We show how this can be done by drawing on lessons from how biological intelligence is studied.
Adaptive Plane Reformatting for 4D Flow MRI using Deep Reinforcement Learning
Bisbal, Javier, Sotelo, Julio, Valdรฉs, Maria I, Irarrazaval, Pablo, Andia, Marcelo E, Garcรญa, Julio, Rodriguez-Palomarez, Josรฉ, Raimondi, Francesca, Tejos, Cristiรกn, Uribe, Sergio
Background and Objective: Plane reformatting for four-dimensional phase contrast MRI (4D flow MRI) is time-consuming and prone to inter-observer variability, which limits fast cardiovascular flow assessment. Deep reinforcement learning (DRL) trains agents to iteratively adjust plane position and orientation, enabling accurate plane reformatting without the need for detailed landmarks, making it suitable for images with limited contrast and resolution such as 4D flow MRI. However, current DRL methods assume that test volumes share the same spatial alignment as the training data, limiting generalization across scanners and institutions. To address this limitation, we introduce AdaPR (Adaptive Plane Reformatting), a DRL framework that uses a local coordinate system to navigate volumes with arbitrary positions and orientations. Methods: We implemented AdaPR using the Asynchronous Advantage Actor-Critic (A3C) algorithm and validated it on 88 4D flow MRI datasets acquired from multiple vendors, including patients with congenital heart disease. Results: AdaPR achieved a mean angular error of 6.32 +/- 4.15 degrees and a distance error of 3.40 +/- 2.75 mm, outperforming global-coordinate DRL methods and alternative non-DRL methods. AdaPR maintained consistent accuracy under different volume orientations and positions. Flow measurements from AdaPR planes showed no significant differences compared to two manual observers, with excellent correlation (R^2 = 0.972 and R^2 = 0.968), comparable to inter-observer agreement (R^2 = 0.969). Conclusion: AdaPR provides robust, orientation-independent plane reformatting for 4D flow MRI, achieving flow quantification comparable to expert observers. Its adaptability across datasets and scanners makes it a promising candidate for medical imaging applications beyond 4D flow MRI.
Rendering-Aware Reinforcement Learning for Vector Graphics Generation
Rodriguez, Juan A., Zhang, Haotian, Puri, Abhay, Feizi, Aarash, Pramanik, Rishav, Wichmann, Pascal, Mondal, Arnab, Samsami, Mohammad Reza, Awal, Rabiul, Taslakian, Perouz, Gella, Spandana, Rajeswar, Sai, Vazquez, David, Pal, Christopher, Pedersoli, Marco
Scalable Vector Graphics (SVG) offer a powerful format for representing visual designs as interpretable code. Recent advances in vision-language models (VLMs) have enabled high-quality SVG generation by framing the problem as a code generation task and leveraging large-scale pretraining. VLMs are particularly suitable for this task as they capture both global semantics and fine-grained visual patterns, while transferring knowledge across vision, natural language, and code domains. However, existing VLM approaches often struggle to produce faithful and efficient SVGs because they never observe the rendered images during training. Although differentiable rendering for autoregressive SVG code generation remains unavailable, rendered outputs can still be compared to original inputs, enabling evaluative feedback suitable for reinforcement learning (RL). We introduce RLRF (Reinforcement Learning from Rendering Feedback), an RL method that enhances SVG generation in autoregressive VLMs by leveraging feedback from rendered SVG outputs. Given an input image, the model generates SVG roll-outs that are rendered and compared to the original image to compute a reward. This visual fidelity feedback guides the model toward producing more accurate, efficient, and semantically coherent SVGs. RLRF significantly outperforms supervised fine-tuning, addressing common failure modes and enabling precise, high-quality SVG generation with strong structural understanding and generalization.
Outcome-based Reinforcement Learning to Predict the Future
Turtel, Benjamin, Franklin, Danny, Skotheim, Kris, Hewitt, Luke, Schoenegger, Philipp
Reinforcement Learning with Verifiable Rewards (RLVR) has been an effective approach for improving Large Language Models' reasoning in domains such as coding and mathematics. Here, we apply RLVR methods towards forecasting future real-world events - a challenging task for RL due to the very noisy (and delayed) outcomes involved. Using a novel dataset of recent questions from a prediction market, and accompanying relevant news headlines, we show that a compact (14B) reasoning model can be trained to match or surpass the predictive accuracy of frontier models like o1, while greatly improving probabilistic calibration. The model's performance is also practically meaningful: in a Polymarket trading simulation, we estimate that its bets would have yielded a return on investment of over 10% across all questions in the test set. We detail and compare approaches used in training our model, including augmenting our training-data with synthetic prediction questions, guardrails for learning stability, and median prediction sampling at inference-time.
Exploring Equity of Climate Policies using Multi-Agent Multi-Objective Reinforcement Learning
Biswas, Palok, Osika, Zuzanna, Tamassia, Isidoro, Whorra, Adit, Zatarain-Salazar, Jazmin, Kwakkel, Jan, Oliehoek, Frans A., Murukannaiah, Pradeep K.
Addressing climate change requires coordinated policy efforts of nations worldwide. These efforts are informed by scientific reports, which rely in part on Integrated Assessment Models (IAMs), prominent tools used to assess the economic impacts of climate policies. However, traditional IAMs optimize policies based on a single objective, limiting their ability to capture the trade-offs among economic growth, temperature goals, and climate justice. As a result, policy recommendations have been criticized for perpetuating inequalities, fueling disagreements during policy negotiations. We introduce Justice, the first framework integrating IAM with Multi-Objective Multi-Agent Reinforcement Learning (MOMARL). By incorporating multiple objectives, Justice generates policy recommendations that shed light on equity while balancing climate and economic goals. Further, using multiple agents can provide a realistic representation of the interactions among the diverse policy actors. We identify equitable Pareto-optimal policies using our framework, which facilitates deliberative decision-making by presenting policymakers with the inherent trade-offs in climate and economic policy.