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 Reinforcement Learning


On the Tension Between Optimality and Adversarial Robustness in Policy Optimization

arXiv.org Artificial Intelligence

Achieving optimality and adversarial robustness in deep reinforcement learning has long been regarded as conflicting goals. Nonetheless, recent theoretical insights presented in CAR suggest a potential alignment, raising the important question of how to realize this in practice. This paper first identifies a key gap between theory and practice by comparing standard policy optimization (SPO) and adversarially robust policy optimization (ARPO). Although they share theoretical consistency, a fundamental tension between robustness and optimality arises in practical policy gradient methods. SPO tends toward convergence to vulnerable first-order stationary policies (FOSPs) with strong natural performance, whereas ARPO typically favors more robust FOSPs at the expense of reduced returns. Furthermore, we attribute this tradeoff to the reshaping effect of the strongest adversary in ARPO, which significantly complicates the global landscape by inducing deceptive sticky FOSPs. This improves robustness but makes navigation more challenging. To alleviate this, we develop the BARPO, a bilevel framework unifying SPO and ARPO by modulating adversary strength, thereby facilitating navigability while preserving global optima. Extensive empirical results demonstrate that BARPO consistently outperforms vanilla ARPO, providing a practical approach to reconcile theoretical and empirical performance.


Sum Rate Maximization in STAR-RIS-UAV-Assisted Networks: A CA-DDPG Approach for Joint Optimization

arXiv.org Artificial Intelligence

With the rapid advances in programmable materials, reconfigurable intelligent surfaces (RIS) have become a pivotal technology for future wireless communications. The simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) can both transmit and reflect signals, enabling comprehensive signal control and expanding application scenarios. This paper introduces an unmanned aerial vehicle (UAV) to further enhance system flexibility and proposes an optimization design for the spectrum efficiency of the STAR-RIS-UAV-assisted wireless communication system. We present a deep reinforcement learning (DRL) algorithm capable of iteratively optimizing beamforming, phase shifts, and UAV positioning to maximize the system's sum rate through continuous interactions with the environment. To improve exploration in deterministic policies, we introduce a stochastic perturbation factor, which enhances exploration capabilities. As exploration is strengthened, the algorithm's ability to accurately evaluate the state-action value function becomes critical. Thus, based on the deep deterministic policy gradient (DDPG) algorithm, we propose a convolution-augmented deep deterministic policy gradient (CA-DDPG) algorithm that balances exploration and evaluation to improve the system's sum rate. The simulation results demonstrate that the CA-DDPG algorithm effectively interacts with the environment, optimizing the beamforming matrix, phase shift matrix, and UAV location, thereby improving system capacity and achieving better performance than other algorithms.


Real-World Reinforcement Learning of Active Perception Behaviors

arXiv.org Artificial Intelligence

A robot's instantaneous sensory observations do not always reveal task-relevant state information. Under such partial observability, optimal behavior typically involves explicitly acting to gain the missing information. Today's standard robot learning techniques struggle to produce such active perception behaviors. We propose a simple real-world robot learning recipe to efficiently train active perception policies. Our approach, asymmetric advantage weighted regression (AAWR), exploits access to "privileged" extra sensors at training time. The privileged sensors enable training high-quality privileged value functions that aid in estimating the advantage of the target policy. Bootstrapping from a small number of potentially suboptimal demonstrations and an easy-to-obtain coarse policy initialization, AAWR quickly acquires active perception behaviors and boosts task performance. In evaluations on 8 manipulation tasks on 3 robots spanning varying degrees of partial observability, AAWR synthesizes reliable active perception behaviors that outperform all prior approaches. When initialized with a "generalist" robot policy that struggles with active perception tasks, AAWR efficiently generates information-gathering behaviors that allow it to operate under severe partial observability for manipulation tasks. Website: https://penn-pal-lab.github.io/aawr/


World Model Robustness via Surprise Recognition

arXiv.org Artificial Intelligence

AI systems deployed in the real world must contend with distractions and out-of-distribution (OOD) noise that can destabilize their policies and lead to unsafe behavior . While robust training can reduce sensitivity to some forms of noise, it is infeasible to anticipate all possible OOD conditions. T o mitigate this issue, we develop an algorithm that leverages a world model's inherent measure of surprise to reduce the impact of noise in world model-based reinforcement learning agents. W e introduce both multi-representation and single-representation rejection sampling, enabling robustness to settings with multiple faulty sensors or a single faulty sensor . While the introduction of noise typically degrades agent performance, we show that our techniques preserve performance relative to baselines under varying types and levels of noise across multiple environments within self-driving simulation domains (CARLA and Safety Gymnasium). Furthermore, we demonstrate that our methods enhance the stability of two state-of-the-art world models with markedly different underlying architectures: Cosmos and DreamerV3.


Reinforcement Learning for Gliding Projectile Guidance and Control

arXiv.org Artificial Intelligence

Abstract--This paper presents the development of a control law, which is intended to be implemented on an optical guided glider . This guiding law follows an innovative approach, the reinforcement learning. This control law is used to make navigation more flexible and autonomous in a dynamic environment. The final objective is to track a target detected with the camera and then guide the glider to this point with high precision. Already applied on quad-copter drones, we wish by this study to demonstrate the applicability of reinforcement learning for fixed-wing aircraft on all of its axis. Control of unmanned aircraft that lack propulsion such as gliders presents significant challenges due to their reliance on environmental factors like wind or turbulence.


The Silence that Speaks: Neural Estimation via Communication Gaps

arXiv.org Artificial Intelligence

Accurate remote state estimation is a fundamental component of many autonomous and networked dynamical systems, where multiple decision-making agents interact and communicate over shared, bandwidth-constrained channels. These communication constraints introduce an additional layer of complexity, namely, the decision of when to communicate. This results in a fundamental trade-off between estimation accuracy and communication resource usage. Traditional extensions of classical estimation algorithms (e.g., the Kalman filter) treat the absence of communication as 'missing' information. However, silence itself can carry implicit information about the system's state, which, if properly interpreted, can enhance the estimation quality even in the absence of explicit communication. Leveraging this implicit structure, however, poses significant analytical challenges, even in relatively simple systems. In this paper, we propose CALM (Communication-Aware Learning and Monitoring), a novel learning-based framework that jointly addresses the dual challenges of communication scheduling and estimator design. Our approach entails learning not only when to communicate but also how to infer useful information from periods of communication silence. We perform comparative case studies on multiple benchmarks to demonstrate that CALM is able to decode the implicit coordination between the estimator and the scheduler to extract information from the instances of 'silence' and enhance the estimation accuracy.


Automating the Refinement of Reinforcement Learning Specifications

arXiv.org Artificial Intelligence

Logical specifications have been shown to help reinforcement learning algorithms in achieving complex tasks. However, when a task is under-specified, agents might fail to learn useful policies. In this work, we explore the possibility of improving coarse-grained logical specifications via an exploration-guided strategy. We propose \textsc{AutoSpec}, a framework that searches for a logical specification refinement whose satisfaction implies satisfaction of the original specification, but which provides additional guidance therefore making it easier for reinforcement learning algorithms to learn useful policies. \textsc{AutoSpec} is applicable to reinforcement learning tasks specified via the SpectRL specification logic. We exploit the compositional nature of specifications written in SpectRL, and design four refinement procedures that modify the abstract graph of the specification by either refining its existing edge specifications or by introducing new edge specifications. We prove that all four procedures maintain specification soundness, i.e. any trajectory satisfying the refined specification also satisfies the original. We then show how \textsc{AutoSpec} can be integrated with existing reinforcement learning algorithms for learning policies from logical specifications. Our experiments demonstrate that \textsc{AutoSpec} yields promising improvements in terms of the complexity of control tasks that can be solved, when refined logical specifications produced by \textsc{AutoSpec} are utilized.


Shielded Controller Units for RL with Operational Constraints Applied to Remote Microgrids

arXiv.org Artificial Intelligence

Reinforcement learning (RL) is a powerful framework for optimizing decision-making in complex systems under uncertainty, an essential challenge in real-world settings, particularly in the context of the energy transition. A representative example is remote microgrids that supply power to communities disconnected from the main grid. Enabling the energy transition in such systems requires coordinated control of renewable sources like wind turbines, alongside fuel generators and batteries, to meet demand while minimizing fuel consumption and battery degradation under exogenous and intermittent load and wind conditions. These systems must often conform to extensive regulations and complex operational constraints. To ensure that RL agents respect these constraints, it is crucial to provide interpretable guarantees. In this paper, we introduce Shielded Controller Units (SCUs), a systematic and interpretable approach that leverages prior knowledge of system dynamics to ensure constraint satisfaction. Our shield synthesis methodology, designed for real-world deployment, decomposes the environment into a hierarchical structure where each SCU explicitly manages a subset of constraints. We demonstrate the effectiveness of SCUs on a remote microgrid optimization task with strict operational requirements. The RL agent, equipped with SCUs, achieves a 24% reduction in fuel consumption without increasing battery degradation, outperforming other baselines while satisfying all constraints. We hope SCUs contribute to the safe application of RL to the many decision-making challenges linked to the energy transition.


Goal-Driven Reward by Video Diffusion Models for Reinforcement Learning

arXiv.org Artificial Intelligence

Reinforcement Learning (RL) has achieved remarkable success in various domains, yet it often relies on carefully designed programmatic reward functions to guide agent behavior . Designing such reward functions can be challenging and may not generalize well across different tasks. T o address this limitation, we leverage the rich world knowledge contained in pretrained video diffusion models to provide goal-driven reward signals for RL agents without ad-hoc design of reward. Our key idea is to exploit off-the-shelf video diffusion models pretrained on large-scale video datasets as informative reward functions in terms of video-level and frame-level goals. F or video-level rewards, we first finetune a pretrained video diffusion model on domain-specific datasets and then employ its video encoder to evaluate the alignment between the latent representations of agent's trajectories and the generated goal videos. T o enable more fine-grained goal-achievement, we derive a frame-level goal by identifying the most relevant frame from the generated video using CLIP, which serves as the goal state. W e then employ a learned forward-backward representation that represents the probability of visiting the goal state from a given state-action pair as frame-level reward, promoting more coherent and goal-driven trajectories. Experiments on various Meta-W orld tasks demonstrate the effectiveness of our approach.


Partially Equivariant Reinforcement Learning in Symmetry-Breaking Environments

arXiv.org Artificial Intelligence

Group symmetries provide a powerful inductive bias for reinforcement learning (RL), enabling efficient generalization across symmetric states and actions via group-invariant Markov Decision Processes (MDPs). However, real-world environments almost never realize fully group-invariant MDPs; dynamics, actuation limits, and reward design usually break symmetries, often only locally. Under group-invariant Bellman backups for such cases, local symmetry-breaking introduces errors that propagate across the entire state-action space, resulting in global value estimation errors. To address this, we introduce Partially group-Invariant MDP (PI-MDP), which selectively applies group-invariant or standard Bellman backups depending on where symmetry holds. This framework mitigates error propagation from locally broken symmetries while maintaining the benefits of equivariance, thereby enhancing sample efficiency and generalizability. Building on this framework, we present practical RL algorithms -- Partially Equivariant (PE)-DQN for discrete control and PE-SAC for continuous control -- that combine the benefits of equivariance with robustness to symmetry-breaking. Experiments across Grid-World, locomotion, and manipulation benchmarks demonstrate that PE-DQN and PE-SAC significantly outperform baselines, highlighting the importance of selective symmetry exploitation for robust and sample-efficient RL.