Deep Learning
EnchTable: Unified Safety Alignment Transfer in Fine-tuned Large Language Models
Wu, Jialin, Li, Kecen, Huang, Zhicong, Li, Xinfeng, Wang, Xiaofeng, Hong, Cheng
Many machine learning models are fine-tuned from large language models (LLMs) to achieve high performance in specialized domains like code generation, biomedical analysis, and mathematical problem solving. However, this fine-tuning process often introduces a critical vulnerability: the systematic degradation of safety alignment, undermining ethical guidelines and increasing the risk of harmful outputs. Addressing this challenge, we introduce EnchTable, a novel framework designed to transfer and maintain safety alignment in downstream LLMs without requiring extensive retraining. EnchTable leverages a Neural Tangent Kernel (NTK)-based safety vector distillation method to decouple safety constraints from task-specific reasoning, ensuring compatibility across diverse model architectures and sizes. Additionally, our interference-aware merging technique effectively balances safety and utility, minimizing performance compromises across various task domains. We implemented a fully functional prototype of EnchTable on three different task domains and three distinct LLM architectures, and evaluated its performance through extensive experiments on eleven diverse datasets, assessing both utility and model safety. Our evaluations include LLMs from different vendors, demonstrating EnchTable's generalization capability. Furthermore, EnchTable exhibits robust resistance to static and dynamic jailbreaking attacks, outperforming vendor-released safety models in mitigating adversarial prompts. Comparative analyses with six parameter modification methods and two inference-time alignment baselines reveal that EnchTable achieves a significantly lower unsafe rate, higher utility score, and universal applicability across different task domains. Additionally, we validate EnchTable can be seamlessly integrated into various deployment pipelines without significant overhead.
Taught by the Flawed: How Dataset Insecurity Breeds Vulnerable AI Code
Xia, Catherine, Alalfi, Manar H.
AI programming assistants have demonstrated a tendency to generate code containing basic security vulnerabilities. While developers are ultimately responsible for validating and reviewing such outputs, improving the inherent quality of these generated code snippets remains essential. A key contributing factor to insecure outputs is the presence of vulnerabilities in the training datasets used to build large language models (LLMs). To address this issue, we propose curating training data to include only code that is free from detectable vulnerabilities. In this study, we constructed a secure dataset by filtering an existing Python corpus using a static analysis tool to retain only vulnerability-free functions. We then trained two transformer-based models: one on the curated dataset and one on the original, unfiltered dataset. The models were evaluated on both the correctness and security of the code they generated in response to natural language function descriptions. Our results show that the model trained on the curated dataset produced outputs with fewer security issues, while maintaining comparable functional correctness. These findings highlight the importance of secure training data in improving the reliability of AI-based programming assistants, though further enhancements to model architecture and evaluation are needed to reinforce these outcomes.
HierRouter: Coordinated Routing of Specialized Large Language Models via Reinforcement Learning
Gupta, Nikunj, Guo, Bill, Kannan, Rajgopal, Prasanna, Viktor K.
Large Language Models (LLMs) deliver state-of-the-art performance across many tasks but impose high computational and memory costs, limiting their deployment in resource-constrained or real-time settings. To address this, we propose HierRouter, a hierarchical routing approach that dynamically assembles inference pipelines from a pool of specialized, lightweight language models. Formulated as a finite-horizon Markov Decision Process (MDP), our approach trains a Proximal Policy Optimization (PPO)-based reinforcement learning agent to iteratively select which models to invoke at each stage of multi-hop inference. The agent conditions on the evolving context and accumulated cost to make context-aware routing decisions. Experiments with three open-source candidate LLMs across six benchmarks, including QA, code generation, and mathematical reasoning, show that HierRouter improves response quality by up to 2.4x compared to using individual models independently, while incurring only a minimal additional inference cost on average. These results highlight the promise of hierarchical routing for cost-efficient, high-performance LLM inference. All codes can be found here https://github.com/ Nikunj-Gupta/hierouter.
In-Token Rationality Optimization: Towards Accurate and Concise LLM Reasoning via Self-Feedback
Zhu, Mingye, Liu, Yi, Fu, Zheren, Wang, Quan, Zhang, Yongdong
Training Large Language Models (LLMs) for chain-of-thought reasoning presents a significant challenge: supervised fine-tuning on a single "golden" rationale hurts generalization as it penalizes equally valid alternatives, whereas reinforcement learning with verifiable rewards struggles with credit assignment and prohibitive computational cost. To tackle these limitations, we introduce InTRO (In-Token Rationality Optimization), a new framework that enables both token-level exploration and self-feedback for accurate and concise reasoning. Instead of directly optimizing an intractable objective over all valid reasoning paths, InTRO leverages correction factors--token-wise importance weights estimated by the information discrepancy between the generative policy and its answer-conditioned counterpart, for informative next-token selection. This approach allows the model to perform token-level exploration and receive self-generated feedback within a single forward pass, ultimately encouraging accurate and concise rationales. Across six math-reasoning benchmarks, InTRO consistently outperforms other baselines, raising solution accuracy by up to 20% relative to the base model. Its chains of thought are also notably more concise, exhibiting reduced verbosity. Beyond this, InTRO enables cross-domain transfer, successfully adapting to out-of-domain reasoning tasks that extend beyond the realm of mathematics, demonstrating robust generalization.
Uncertainty-Guided Checkpoint Selection for Reinforcement Finetuning of Large Language Models
Nguyen, Manh, Nguyen, Dung, Do, Dai, Venkatesh, Svetha, Le, Hung
Reinforcement learning (RL) finetuning is crucial to aligning large language models (LLMs), but the process is notoriously unstable and exhibits high variance across model checkpoints. In practice, selecting the best checkpoint is challenging: evaluating checkpoints on the validation set during training is computationally expensive and requires a good validation set, while relying on the final checkpoint provides no guarantee of good performance. We introduce an uncertainty-guided approach for checkpoint selection (UGCS) that avoids these pitfalls. Our method identifies hard question-answer pairs using per-sample uncertainty and ranks checkpoints by how well they handle these challenging cases. By averaging the rewards of the top-uncertain samples over a short training window, our method produces a stable and discriminative signal without additional forward passes or significant computation overhead. Experiments across three datasets and three LLMs demonstrate that it consistently identifies checkpoints with stronger generalization, outperforming traditional strategies such as relying on training or validation performance. These results highlight that models solving their hardest tasks with low uncertainty are the most reliable overall.
Unlearning Imperative: Securing Trustworthy and Responsible LLMs through Engineered Forgetting
Kang, James Jin, Bui, Dang, Pham, Thanh, Ling, Huo-Chong
The growing use of large language models in sensitive domains has exposed a critical weakness: the inability to ensure that private information can be permanently forgotten. Yet these systems still lack reliable mechanisms to guarantee that sensitive information can be permanently removed once it has been used. Retraining from the beginning is prohibitively costly, and existing unlearning methods remain fragmented, difficult to verify, and often vulnerable to recovery. This paper surveys recent research on machine unlearning for LLMs and considers how far current approaches can address these challenges. We review methods for evaluating whether forgetting has occurred, the resilience of unlearned models against adversarial attacks, and mechanisms that can support user trust when model complexity or proprietary limits restrict transparency. Technical solutions such as differential privacy, homomorphic encryption, federated learning, and ephemeral memory are examined alongside institutional safeguards including auditing practices and regulatory frameworks. The review finds steady progress, but robust and verifiable unlearning is still unresolved. Efficient techniques that avoid costly retraining, stronger defenses against adversarial recovery, and governance structures that reinforce accountability are needed if LLMs are to be deployed safely in sensitive applications. By integrating technical and organizational perspectives, this study outlines a pathway toward AI systems that can be required to forget, while maintaining both privacy and public trust.
Steering Pretrained Drafters during Speculative Decoding
Berdoz, Frรฉdรฉric, Rheinboldt, Peer, Wattenhofer, Roger
Speculative decoding accelerates language model inference by separating generation into fast drafting and parallel verification. Its main limitation is drafter-verifier misalignment, which limits token acceptance and reduces overall effectiveness. While small drafting heads trained from scratch compensate with speed, they struggle when verification dominates latency or when inputs are out of distribution. In contrast, pretrained drafters, though slower, achieve higher acceptance rates thanks to stronger standalone generation capabilities, making them competitive when drafting latency is negligible relative to verification or communication overhead. In this work, we aim to improve the acceptance rates of pretrained drafters by introducing a lightweight dynamic alignment mechanism: a steering vector computed from the verifier's hidden states and injected into the pretrained drafter. Compared to existing offline alignment methods such as distillation, our approach boosts the number of accepted tokens by up to 35\% under standard sampling and 22\% under greedy sampling, all while incurring negligible computational overhead. Importantly, our approach can be retrofitted to existing architectures and pretrained models, enabling rapid adoption.
CertMask: Certifiable Defense Against Adversarial Patches via Theoretically Optimal Mask Coverage
Lyu, Xuntao, Lin, Ching-Chi, Arafat, Abdullah Al, von der Brรผggen, Georg, Chen, Jian-Jia, Guo, Zhishan
Adversarial patch attacks inject localized perturbations into images to mislead deep vision models. These attacks can be physically deployed, posing serious risks to real-world applications. In this paper, we propose CertMask, a certifiably robust defense that constructs a provably sufficient set of binary masks to neutralize patch effects with strong theoretical guarantees. While the state-of-the-art approach (PatchCleanser) requires two rounds of masking and incurs $O(n^2)$ inference cost, CertMask performs only a single round of masking with $O(n)$ time complexity, where $n$ is the cardinality of the mask set to cover an input image. Our proposed mask set is computed using a mathematically rigorous coverage strategy that ensures each possible patch location is covered at least $k$ times, providing both efficiency and robustness. We offer a theoretical analysis of the coverage condition and prove its sufficiency for certification. Experiments on ImageNet, ImageNette, and CIFAR-10 show that CertMask improves certified robust accuracy by up to +13.4\% over PatchCleanser, while maintaining clean accuracy nearly identical to the vanilla model.
ACT as Human: Multimodal Large Language Model Data Annotation with Critical Thinking
Lin, Lequan, Shi, Dai, Han, Andi, Chen, Feng, Chen, Qiuzheng, Li, Jiawen, Li, Zhaoyang, Li, Jiyuan, Sun, Zhenbang, Gao, Junbin
Supervised learning relies on high-quality labeled data, but obtaining such data through human annotation is both expensive and time-consuming. Recent work explores using large language models (LLMs) for annotation, but LLM-generated labels still fall short of human-level quality. To address this problem, we propose the Annotation with Critical Thinking (ACT) data pipeline, where LLMs serve not only as annotators but also as judges to critically identify potential errors. Human effort is then directed towards reviewing only the most "suspicious" cases, significantly improving the human annotation efficiency. Our major contributions are as follows: (1) ACT is applicable to a wide range of domains, including natural language processing (NLP), computer vision (CV), and multimodal understanding, by leveraging multimodal-LLMs (MLLMs). (2) Through empirical studies, we derive 7 insights on how to enhance annotation quality while efficiently reducing the human cost, and then translate these findings into user-friendly guidelines. (3) We theoretically analyze how to modify the loss function so that models trained on ACT data achieve similar performance to those trained on fully human-annotated data. Our experiments show that the performance gap can be reduced to less than 2% on most benchmark datasets while saving up to 90% of human costs.
Answering Students' Questions on Course Forums Using Multiple Chain-of-Thought Reasoning and Finetuning RAG-Enabled LLM
Abstract--The course forums are increasingly significant and play vital role in facilitating student discussions and answering their questions related to the course. It provides a platform for students to post their questions related to the content and admin issues related to the course. However, there are several challenges due to the increase in the number of students enrolled in the course. The primary challenge is that students' queries cannot be responded immediately and the instructors have to face lots of repetitive questions. T o mitigate these issues, we propose a question answering system based on large language model with retrieval augmented generation (RAG) method. This work focuses on designing a question answering system with open source Large Language Model (LLM) and fine-tuning it on the relevant course dataset. T o further improve the performance, we use a local knowledge base and applied RAG method to retrieve relevant documents relevant to students' queries, where the local knowledge base contains all the course content. T o mitigate the hallucination of LLMs, We also integrate it with multi chain-of-thought reasoning to overcome the challenge of hallucination in LLMs. The experimental results demonstrate that the fine-tuned LLM with RAG method has a strong performance on question answering task. In large university courses, online student forums (such as Moodle and Ed forum) play a crucial role in facilitating student discussions and resolving academic queries. In the beginning, it is possible for course staff to respond to queries in a timely manner. However, with a high volume of posts, many questions become repetitive, leading to delays in response times and an increased burden on instructors.