Undirected Networks
Combining Cost-Constrained Runtime Monitors for AI Safety
Hua, Tim Tian, Baskerville, James, Lemoine, Henri, Hopman, Mia, Bhatt, Aryan, Tracy, Tyler
Monitoring AIs at runtime can help us detect and stop harmful actions. In this paper, we study how to efficiently combine multiple runtime monitors into a single monitoring protocol. The protocol's objective is to maximize the probability of applying a safety intervention on misaligned outputs (i.e., maximize recall). Since running monitors and applying safety interventions are costly, the protocol also needs to adhere to an average-case budget constraint. Taking the monitors' performance and cost as given, we develop an algorithm to find the best protocol. The algorithm exhaustively searches over when and which monitors to call, and allocates safety interventions based on the Neyman-Pearson lemma. By focusing on likelihood ratios and strategically trading off spending on monitors against spending on interventions, we more than double our recall rate compared to a naive baseline in a code review setting. We also show that combining two monitors can Pareto dominate using either monitor alone. Our framework provides a principled methodology for combining existing monitors to detect undesirable behavior in cost-sensitive settings.
Steering Generative Models with Experimental Data for Protein Fitness Optimization
Yang, Jason, Chu, Wenda, Khalil, Daniel, Astudillo, Raul, Wittmann, Bruce J., Arnold, Frances H., Yue, Yisong
Protein fitness optimization involves finding a protein sequence that maximizes desired quantitative properties in a combinatorially large design space of possible sequences. Recent advances in steering protein generative models (e.g., diffusion models and language models) with labeled data offer a promising approach. However, most previous studies have optimized surrogate rewards and/or utilized large amounts of labeled data for steering, making it unclear how well existing methods perform and compare to each other in real-world optimization campaigns where fitness is measured through low-throughput wet-lab assays. In this study, we explore fitness optimization using small amounts (hundreds) of labeled sequence-fitness pairs and comprehensively evaluate strategies such as classifier guidance and posterior sampling for guiding generation from different discrete diffusion models of protein sequences. We also demonstrate how guidance can be integrated into adaptive sequence selection akin to Thompson sampling in Bayesian optimization, showing that plug-and-play guidance strategies offer advantages over alternatives such as reinforcement learning with protein language models. Overall, we provide practical insights into how to effectively steer modern generative models for next-generation protein fitness optimization.
Reinforcement Learning with Imperfect Transition Predictions: A Bellman-Jensen Approach
Lu, Chenbei, Chen, Zaiwei, Li, Tongxin, Wu, Chenye, Wierman, Adam
Traditional reinforcement learning (RL) assumes the agents make decisions based on Markov decision processes (MDPs) with one-step transition models. In many real-world applications, such as energy management and stock investment, agents can access multi-step predictions of future states, which provide additional advantages for decision making. However, multi-step predictions are inherently high-dimensional: naively embedding these predictions into an MDP leads to an exponential blow-up in state space and the curse of dimensionality. Moreover, existing RL theory provides few tools to analyze prediction-augmented MDPs, as it typically works on one-step transition kernels and cannot accommodate multi-step predictions with errors or partial action-coverage. We address these challenges with three key innovations: First, we propose the \emph{Bayesian value function} to characterize the optimal prediction-aware policy tractably. Second, we develop a novel \emph{Bellman-Jensen Gap} analysis on the Bayesian value function, which enables characterizing the value of imperfect predictions. Third, we introduce BOLA (Bayesian Offline Learning with Online Adaptation), a two-stage model-based RL algorithm that separates offline Bayesian value learning from lightweight online adaptation to real-time predictions. We prove that BOLA remains sample-efficient even under imperfect predictions. We validate our theory and algorithm on synthetic MDPs and a real-world wind energy storage control problem.
StarBench: A Turn-Based RPG Benchmark for Agentic Multimodal Decision-Making and Information Seeking
Zhang, Haoran, Zhu, Chenhao, Guo, Sicong, Guo, Hanzhe, Li, Haiming, Yu, Donglin
Human players do more than press buttons: they ground what they see on screen into precise keyboard-mouse actions and, when stuck, they seek information before trying again. We ask whether current vision-language models (VLMs) can do the same. Despite encouraging results under simplified control or tool scaffolds, human-like play in a real client - mapping raw screenshots to temporally coherent low-level actions while deciding when to ask for guidance - remains an open challenge. We introduce StarBench, a turn-based RPG benchmark derived from Honkai: Star Rail that targets these two human-like competencies: multimodal decision-making from pixels to actions and agentic information seeking. StarBench standardizes evaluation across eight combat tasks and two regimes with shared tasks and metrics: (i) direct control, where agents receive only screenshots and must emit low-level primitives (click and keypress) with no semantic hints; and (ii) tool-assisted control, where higher-level intents can be mapped to primitives by detectors and OCR outputs provide optional textualized observations to ease UI grounding. To mirror human practice, StarBench also includes an ask-or-act diagnostic that measures whether and when agents choose to request brief guidance before proceeding, and how that choice affects subsequent performance. We report reference baselines for contemporary VLMs and a human reference. Results expose sizable gaps in perception-to-control fidelity in the direct regime, while showing that judicious information seeking correlates with improved success, establishing StarBench as a reproducible yardstick for agentic information seeking and multimodal decision-making in real-client play.
Probabilistic Modeling of Intentions in Socially Intelligent LLM Agents
Xia, Feifan, Fang, Yuyang, Li, Defang, Xie, Yantong, Li, Weikang, Li, Yang, Xia, Deguo, Huang, Jizhou
We present a probabilistic intent modeling framework for large language model (LLM) agents in multi-turn social dialogue. The framework maintains a belief distribution over a partner's latent intentions, initialized from contextual priors and dynamically updated through likelihood estimation after each utterance. The evolving distribution provides additional contextual grounding for the policy, enabling adaptive dialogue strategies under uncertainty. Preliminary experiments in the SOTOPIA environment show consistent improvements: the proposed framework increases the Overall score by 9.0% on SOTOPIA-All and 4.1% on SOTOPIA-Hard compared with the Qwen2.5-7B baseline, and slightly surpasses an oracle agent that directly observes partner intentions. These early results suggest that probabilistic intent modeling can contribute to the development of socially intelligent LLM agents.
PGTT: Phase-Guided Terrain Traversal for Perceptive Legged Locomotion
Ntagkas, Alexandros, Kiourt, Chairi, Chatzilygeroudis, Konstantinos
State-of-the-art perceptive Reinforcement Learning controllers for legged robots either (i) impose oscillator or IK-based gait priors that constrain the action space, add bias to the policy optimization and reduce adaptability across robot morphologies, or (ii) operate "blind", which struggle to anticipate hind-leg terrain, and are brittle to noise. In this paper, we propose Phase-Guided Terrain Traversal (PGTT), a perception-aware deep-RL approach that overcomes these limitations by enforcing gait structure purely through reward shaping, thereby reducing inductive bias in policy learning compared to oscillator/IK-conditioned action priors. PGTT encodes per-leg phase as a cubic Hermite spline that adapts swing height to local heightmap statistics and adds a swing-phase contact penalty, while the policy acts directly in joint space supporting morphology-agnostic deployment. Trained in MuJoCo (MJX) on procedurally generated stair-like terrains with curriculum and domain randomization, PGTT achieves the highest success under push disturbances (median +7.5% vs. the next best method) and on discrete obstacles (+9%), with comparable velocity tracking, and converging to an effective policy roughly 2x faster than strong end-to-end baselines. We validate PGTT on a Unitree Go2 using a real-time LiDAR elevation-to-heightmap pipeline, and we report preliminary results on ANYmal-C obtained with the same hyperparameters. These findings indicate that terrain-adaptive, phase-guided reward shaping is a simple and general mechanism for robust perceptive locomotion across platforms.
Why Policy Gradient Algorithms Work for Undiscounted Total-Reward MDPs
The classical policy gradient method is the theoretical and conceptual foundation of modern policy-based reinforcement learning (RL) algorithms. Most rigorous analyses of such methods, particularly those establishing convergence guarantees, assume a discount factor $ฮณ< 1$. In contrast, however, a recent line of work on policy-based RL for large language models uses the undiscounted total-reward setting with $ฮณ= 1$, rendering much of the existing theory inapplicable. In this paper, we provide analyses of the policy gradient method for undiscounted expected total-reward infinite-horizon MDPs based on two key insights: (i) the classification of the MDP states into recurrent and transient states is invariant over the set of policies that assign strictly positive probability to every action (as is typical in deep RL models employing a softmax output layer) and (ii) the classical state visitation measure (which may be ill-defined when $ฮณ= 1$) can be replaced with a new object that we call the transient visitation measure.
Nash Policy Gradient: A Policy Gradient Method with Iteratively Refined Regularization for Finding Nash Equilibria
Yu, Eason, Liu, Tzu Hao, Wang, Yunke, Canonne, Clรฉment L., Tran, Nguyen H., Xu, Chang
Finding Nash equilibria in imperfect-information games remains a central challenge in multi-agent reinforcement learning. While regularization-based methods have recently achieved last-iteration convergence to a regularized equilibrium, they require the regularization strength to shrink toward zero to approximate a Nash equilibrium, often leading to unstable learning in practice. Instead, we fix the regularization strength at a large value for robustness and achieve convergence by iteratively refining the reference policy. Our main theoretical result shows that this procedure guarantees strictly monotonic improvement and convergence to an exact Nash equilibrium in two-player zero-sum games, without requiring a uniqueness assumption. Building on this framework, we develop a practical algorithm, Nash Policy Gradient (NashPG), which preserves the generalizability of policy gradient methods while relying solely on the current and reference policies. Empirically, NashPG achieves comparable or lower exploitability than prior model-free methods on classic benchmark games and scales to large domains such as Battleship and No-Limit Texas Hold'em, where NashPG consistently attains higher Elo ratings.
Offline Policy Evaluation of Multi-Turn LLM Health Coaching with Real Users
We study a web-deployed, tool-augmented LLM health coach with real users. In a pilot with seven users (280 rated turns), offline policy evaluation (OPE) over factorized decision heads (Tool/Style) shows that a uniform heavy-tool policy raises average value on logs but harms specific subgroups, most notably low-health-literacy/high-self-efficacy users. A lightweight simulator with hidden archetypes further shows that adding a small early information-gain bonus reliably shortens trait identification and improves goal success and pass@3. Together, these early findings indicate an evaluation-first path to personalization: freeze the generator, learn subgroup-aware decision heads on typed rewards (objective tool outcomes and satisfaction), and always report per-archetype metrics to surface subgroup harms that averages obscure.
ProSh: Probabilistic Shielding for Model-free Reinforcement Learning
Court, Edwin Hamel-De le, Ohlmann, Gaspard, Belardinelli, Francesco
Safety is a major concern in reinforcement learning (RL): we aim at developing RL systems that not only perform optimally, but are also safe to deploy by providing formal guarantees about their safety. To this end, we introduce Probabilistic Shielding via Risk Augmentation (ProSh), a model-free algorithm for safe reinforcement learning under cost constraints. ProSh augments the Constrained MDP state space with a risk budget and enforces safety by applying a shield to the agent's policy distribution using a learned cost critic. The shield ensures that all sampled actions remain safe in expectation. We also show that optimality is preserved when the environment is deterministic. Since ProSh is model-free, safety during training depends on the knowledge we have acquired about the environment. We provide a tight upper-bound on the cost in expectation, depending only on the backup-critic accuracy, that is always satisfied during training. Under mild, practically achievable assumptions, ProSh guarantees safety even at training time, as shown in the experiments.