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Associative Memories via Predictive Coding

Neural Information Processing Systems

Associative memories in the brain receive and store patterns of activity registered by the sensory neurons, and are able to retrieve them when necessary. Due to their importance in human intelligence, computational models of associative memories have been developed for several decades now. In this paper, we present a novel neural model for realizing associative memories, which is based on a hierarchical generative network that receives external stimuli via sensory neurons. It is trained using predictive coding, an error-based learning algorithm inspired by information processing in the cortex. To test the model's capabilities, we perform multiple retrieval experiments from both corrupted and incomplete data points. In an extensive comparison, we show that this new model outperforms in retrieval accuracy and robustness popular associative memory models, such as autoencoders trained via backpropagation, and modern Hopfield networks.


Online Decision Mediation

Neural Information Processing Systems

Consider learning a decision support assistant to serve as an intermediary between (oracle) expert behavior and (imperfect) human behavior: At each time, the algorithm observes an action chosen by a fallible agent, and decides whether to accept that agent's decision, intervene with an alternative, or request the expert's opinion. For instance, in clinical diagnosis, fully-autonomous machine behavior is often beyond ethical affordances, thus real-world decision support is often limited to monitoring and forecasting. Instead, such an intermediary would strike a prudent balance between the former (purely prescriptive) and latter (purely descriptive) approaches, while providing an efficient interface between human mistakes and expert feedback. In this work, we first formalize the sequential problem of online decision mediation---that is, of simultaneously learning and evaluating mediator policies from scratch with abstentive feedback: In each round, deferring to the oracle obviates the risk of error, but incurs an upfront penalty, and reveals the otherwise hidden expert action as a new training data point. Second, we motivate and propose a solution that seeks to trade off (immediate) loss terms against (future) improvements in generalization error; in doing so, we identify why conventional bandit algorithms may fail.


Predictive Coding beyond Gaussian Distributions

Neural Information Processing Systems

A large amount of recent research has the far-reaching goal of finding training methods for deep neural networks that can serve as alternatives to backpropagation (BP). A prominent example is predictive coding (PC), which is a neuroscience-inspired method that performs inference on hierarchical Gaussian generative models. These methods, however, fail to keep up with modern neural networks, as they are unable to replicate the dynamics of complex layers and activation functions. In this work, we solve this problem by generalizing PC to arbitrary probability distributions, enabling the training of architectures, such as transformers, that are hard to approximate with only Gaussian assumptions. We perform three experimental analyses.


The Justice Department could force Google to break itself up

Engadget

Google may have to break off parts of its business, such as Chrome and Android, and share users' search data with its competitors, based on the proposed remedies the US Justice Department has submitted in a court filing. The DOJ said it's "considering behavioral and structural remedies that would prevent Google from using products such as Chrome, Play, and Android to advantage Google search and Google search-related products and features" after Judge Amit Mehta ruled in August that it illegally abused its monopoly over the search industry. That ruling was the result of a 2020 antitrust lawsuit filed by the DOJ and several states, accusing Google of "unlawfully maintaining monopolies" over search and search-related products. The department is also considering limiting or prohibiting Google from signing contracts with other companies to make its search engine the default option for their browsers and phones. In his ruling, Judge Mehta said that paying Mozilla, Apple, Samsung and other device makers to make Google as their default search engine was an illegal act meant to maintain its dominant position in the market. A Google executive previously revealed during a trial for the lawsuit that the the company paid Apple 26 billion.


PII-Scope: A Benchmark for Training Data PII Leakage Assessment in LLMs

arXiv.org Artificial Intelligence

In this work, we introduce PII-Scope, a comprehensive benchmark designed to evaluate state-of-the-art methodologies for PII extraction attacks targeting LLMs across diverse threat settings. Our study provides a deeper understanding of these attacks by uncovering several hyperparameters (e.g., demonstration selection) crucial to their effectiveness. Building on this understanding, we extend our study to more realistic attack scenarios, exploring PII attacks that employ advanced adversarial strategies, including repeated and diverse querying, and leveraging iterative learning for continual PII extraction. Through extensive experimentation, our results reveal a notable underestimation of PII leakage in existing single-query attacks. In fact, we show that with sophisticated adversarial capabilities and a limited query budget, PII extraction rates can increase by up to fivefold when targeting the pretrained model. Moreover, we evaluate PII leakage on finetuned models, showing that they are more vulnerable to leakage than pretrained models. Overall, our work establishes a rigorous empirical benchmark for PII extraction attacks in realistic threat scenarios and provides a strong foundation for developing effective mitigation strategies.


Collusion Detection with Graph Neural Networks

arXiv.org Machine Learning

Collusion is a complex phenomenon in which companies secretly collaborate to engage in fraudulent practices. This paper presents an innovative methodology for detecting and predicting collusion patterns in different national markets using neural networks (NNs) and graph neural networks (GNNs). GNNs are particularly well suited to this task because they can exploit the inherent network structures present in collusion and many other economic problems. Our approach consists of two phases: In Phase I, we develop and train models on individual market datasets from Japan, the United States, two regions in Switzerland, Italy, and Brazil, focusing on predicting collusion in single markets. In Phase II, we extend the models' applicability through zero-shot learning, employing a transfer learning approach that can detect collusion in markets in which training data is unavailable. This phase also incorporates out-of-distribution (OOD) generalization to evaluate the models' performance on unseen datasets from other countries and regions. In our empirical study, we show that GNNs outperform NNs in detecting complex collusive patterns. This research contributes to the ongoing discourse on preventing collusion and optimizing detection methodologies, providing valuable guidance on the use of NNs and GNNs in economic applications to enhance market fairness and economic welfare.


Answering Questions in Stages: Prompt Chaining for Contract QA

arXiv.org Artificial Intelligence

Finding answers to legal questions about clauses in contracts is an important form of analysis in many legal workflows (e.g., understanding market trends, due diligence, risk mitigation) but more important is being able to do this at scale. Prior work showed that it is possible to use large language models with simple zero-shot prompts to generate structured answers to questions, which can later be incorporated into legal workflows. Such prompts, while effective on simple and straightforward clauses, fail to perform when the clauses are long and contain information not relevant to the question. In this paper, we propose two-stage prompt chaining to produce structured answers to multiple-choice and multiple-select questions and show that they are more effective than simple prompts on more nuanced legal text. We analyze situations where this technique works well and areas where further refinement is needed, especially when the underlying linguistic variations are more than can be captured by simply specifying possible answers. Finally, we discuss future research that seeks to refine this work by improving stage one results by making them more question-specific.


No Free Lunch: Retrieval-Augmented Generation Undermines Fairness in LLMs, Even for Vigilant Users

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) is widely adopted for its effectiveness and cost-efficiency in mitigating hallucinations and enhancing the domain-specific generation capabilities of large language models (LLMs). However, is this effectiveness and cost-efficiency truly a free lunch? In this study, we comprehensively investigate the fairness costs associated with RAG by proposing a practical three-level threat model from the perspective of user awareness of fairness. Specifically, varying levels of user fairness awareness result in different degrees of fairness censorship on the external dataset. We examine the fairness implications of RAG using uncensored, partially censored, and fully censored datasets. Our experiments demonstrate that fairness alignment can be easily undermined through RAG without the need for fine-tuning or retraining. Even with fully censored and supposedly unbiased external datasets, RAG can lead to biased outputs. Our findings underscore the limitations of current alignment methods in the context of RAG-based LLMs and highlight the urgent need for new strategies to ensure fairness. We propose potential mitigations and call for further research to develop robust fairness safeguards in RAG-based LLMs.


Detecting Training Data of Large Language Models via Expectation Maximization

arXiv.org Artificial Intelligence

The widespread deployment of large language models (LLMs) has led to impressive advancements, yet information about their training data, a critical factor in their performance, remains undisclosed. Membership inference attacks (MIAs) aim to determine whether a specific instance was part of a target model's training data. However, applying MIAs to LLMs presents unique challenges due to the massive scale of pre-training data and the ambiguous nature of membership. Additionally, creating appropriate benchmarks to evaluate MIA methods is not straightforward, as training and test data distributions are often unknown. In this paper, we introduce EM-MIA, a novel MIA method for LLMs that iteratively refines membership scores and prefix scores via an expectation-maximization algorithm, leveraging the duality that the estimates of these scores can be improved by each other. Membership scores and prefix scores assess how each instance is likely to be a member and discriminative as a prefix, respectively. Our method achieves state-of-the-art results on the WikiMIA dataset. To further evaluate EM-MIA, we present OLMoMIA, a benchmark built from OLMo resources, which allows us to control the difficulty of MIA tasks with varying degrees of overlap between training and test data distributions. We believe that EM-MIA serves as a robust MIA method for LLMs and that OLMoMIA provides a valuable resource for comprehensively evaluating MIA approaches, thereby driving future research in this critical area. Large language models (LLMs) (Brown et al., 2020; Touvron et al., 2023b) have recently emerged as a groundbreaking development and have had a transformative impact in many fields.


KRAG Framework for Enhancing LLMs in the Legal Domain

arXiv.org Artificial Intelligence

This paper introduces Knowledge Representation Augmented Generation (KRAG), a novel framework designed to enhance the capabilities of Large Language Models (LLMs) within domain-specific applications. KRAG points to the strategic inclusion of critical knowledge entities and relationships that are typically absent in standard data sets and which LLMs do not inherently learn. In the context of legal applications, we present Soft PROLEG, an implementation model under KRAG, which uses inference graphs to aid LLMs in delivering structured legal reasoning, argumentation, and explanations tailored to user inquiries. The integration of KRAG, either as a standalone framework or in tandem with retrieval augmented generation (RAG), markedly improves the ability of language models to navigate and solve the intricate challenges posed by legal texts and terminologies.