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An Empirical Study of the Impact of Federated Learning on Machine Learning Model Accuracy

arXiv.org Artificial Intelligence

Federated Learning (FL) enables distributed ML model training on private user data at the global scale. Despite the potential of FL demonstrated in many domains, an in-depth view of its impact on model accuracy remains unclear. In this paper, we investigate, systematically, how this learning paradigm can affect the accuracy of state-of-the-art ML models for a variety of ML tasks. We present an empirical study that involves various data types: text, image, audio, and video, and FL configuration knobs: data distribution, FL scale, client sampling, and local and global computations. Our experiments are conducted in a unified FL framework to achieve high fidelity, with substantial human efforts and resource investments. Based on the results, we perform a quantitative analysis of the impact of FL, and highlight challenging scenarios where applying FL degrades the accuracy of the model drastically and identify cases where the impact is negligible. The detailed and extensive findings can benefit practical deployments and future development of FL.


TS-Inverse: A Gradient Inversion Attack Tailored for Federated Time Series Forecasting Models

arXiv.org Artificial Intelligence

Federated learning (FL) for time series forecasting (TSF) enables clients with privacy-sensitive time series (TS) data to collaboratively learn accurate forecasting models, for example, in energy load prediction. Unfortunately, privacy risks in FL persist, as servers can potentially reconstruct clients' training data through gradient inversion attacks (GIA). Although GIA is demonstrated for image classification tasks, little is known about time series regression tasks. In this paper, we first conduct an extensive empirical study on inverting TS data across 4 TSF models and 4 datasets, identifying the unique challenges of reconstructing both observations and targets of TS data. We then propose TS-Inverse, a novel GIA that improves the inversion of TS data by (i) learning a gradient inversion model that outputs quantile predictions, (ii) a unique loss function that incorporates periodicity and trend regularization, and (iii) regularization according to the quantile predictions. Our evaluations demonstrate a remarkable performance of TS-Inverse, achieving at least a 2x-10x improvement in terms of the sMAPE metric over existing GIA methods on TS data. Code repository: https://github.com/Capsar/ts-inverse


Competitive Multi-armed Bandit Games for Resource Sharing

arXiv.org Artificial Intelligence

In modern resource-sharing systems, multiple agents access limited resources with unknown stochastic conditions to perform tasks. When multiple agents access the same resource (arm) simultaneously, they compete for successful usage, leading to contention and reduced rewards. This motivates our study of competitive multi-armed bandit (CMAB) games. In this paper, we study a new N-player K-arm competitive MAB game, where non-myopic players (agents) compete with each other to form diverse private estimations of unknown arms over time. Their possible collisions on same arms and time-varying nature of arm rewards make the policy analysis more involved than existing studies for myopic players. We explicitly analyze the threshold-based structures of social optimum and existing selfish policy, showing that the latter causes prolonged convergence time $\Omega(\frac{K}{\eta^2}\ln({\frac{KN}{\delta}}))$, while socially optimal policy with coordinated communication reduces it to $\mathcal{O}(\frac{K}{N\eta^2}\ln{(\frac{K}{\delta})})$. Based on the comparison, we prove that the competition among selfish players for the best arm can result in an infinite price of anarchy (PoA), indicating an arbitrarily large efficiency loss compared to social optimum. We further prove that no informational (non-monetary) mechanism (including Bayesian persuasion) can reduce the infinite PoA, as the strategic misreporting by non-myopic players undermines such approaches. To address this, we propose a Combined Informational and Side-Payment (CISP) mechanism, which provides socially optimal arm recommendations with proper informational and monetary incentives to players according to their time-varying private beliefs. Our CISP mechanism keeps ex-post budget balanced for social planner and ensures truthful reporting from players, achieving the minimum PoA=1 and same convergence time as social optimum.


A multi-agentic framework for real-time, autonomous freeform metasurface design

arXiv.org Artificial Intelligence

Innovation in nanophotonics currently relies on human experts who synergize specialized knowledge in photonics and coding with simulation and optimization algorithms, entailing design cycles that are time-consuming, computationally demanding, and frequently suboptimal. We introduce MetaChat, a multi-agentic design framework that can translate semantically described photonic design goals into high-performance, freeform device layouts in an automated, nearly real-time manner. Multi-step reasoning is enabled by our Agentic Iterative Monologue (AIM) paradigm, which coherently interfaces agents with code-based tools, other specialized agents, and human designers. Design acceleration is facilitated by Feature-wise Linear Modulation-conditioned Maxwell surrogate solvers that support the generalized evaluation of metasurface structures. We use freeform dielectric metasurfaces as a model system and demonstrate with MetaChat the design of multi-objective, multi-wavelength metasurfaces orders of magnitude faster than conventional methods. These concepts present a scientific computing blueprint for utilizing specialist design agents, surrogate solvers, and human interactions to drive multi-physics innovation and discovery.


Multi-agent Uncertainty-Aware Pessimistic Model-Based Reinforcement Learning for Connected Autonomous Vehicles

arXiv.org Artificial Intelligence

Abstract--Deep Reinforcement Learning (DRL) holds significant promise for achieving human-like Autonomous Vehicle (AV) capabilities, but suffers from low sample efficiency and challenges in reward design. Model-Based Reinforcement Learning (MBRL) offers improved sample efficiency and generalizability compared to Model-Free Reinforcement Learning (MFRL) in various multi-agent decision-making scenarios. Nevertheless, MBRL faces critical difficulties in estimating uncertainty during the model learning phase, thereby limiting its scalability and applicability in real-world scenarios. Additionally, most Connected Autonomous Vehicle (CAV) studies focus on single-agent decision-making, while existing multi-agent MBRL solutions lack computationally tractable algorithms with Probably Approximately Correct (P AC) guarantees, an essential factor for ensuring policy reliability with limited training data. T o address these challenges, we propose MA-PMBRL, a novel Multi-Agent Pessimistic Model-Based Reinforcement Learning framework for CAVs, incorporating a max-min optimization approach to enhance robustness and decision-making. T o mitigate the inherent subjectivity of uncertainty estimation in MBRL and avoid incurring catastrophic failures in AV, MA-PMBRL employs a pessimistic optimization framework combined with Projected Gradient Descent (PGD) for both model and policy learning. MA-PMBRL also employs general function approximations under partial dataset coverage to enhance learning efficiency and system-level performance. By bounding the suboptimality of the resulting policy under mild theoretical assumptions, we successfully establish P AC guarantees for MA-PMBRL, demonstrating that the proposed framework represents a significant step toward scalable, efficient, and reliable multi-agent decision-making for CAVs. Multi-Agent Reinforcement Learning (MARL) has emerged as a promising approach for enabling CA Vs to execute complex tasks autonomously . R. Wen and R. Li are with the College of Information Science and Electronic Engineering, Zhejiang University, Hangzhou 310058, China (email: {wenruoqi, lirongpeng }@zju.edu.cn). X. Xu is with the Information and Communication Branch of State Grid Hebei Electric Power Co., Ltd, China (e-mail:hsuxing@zju.edu.cn). Z. Zhao is with Zhejiang Lab, Hangzhou 311121, China, and also with the College of Information Science and Electronic Engineering, Zhejiang University, Hangzhou 310058, China (email: zhaozf@zhejianglab.com). However, the costly requirement for sufficient data through extensive real-world interactions makes MFRL stuck in unstable learning and high computational overhead, thus making it less competent in autonomous driving scenarios.


Sociotechnical Effects of Machine Translation

arXiv.org Artificial Intelligence

While the previous chapters have shown how machine translation (MT) can be useful, in this chapter we discuss some of the side-effects and risks that are associated, and how they might be mitigated. With the move to neural MT and approaches using Large Language Models (LLMs), there is an associated impact on climate change, as the models built by multinational corporations are massive. They are hugely expensive to train, consume large amounts of electricity, and output huge volumes of kgCO2 to boot. However, smaller models which still perform to a high level of quality can be built with much lower carbon footprints, and tuning pre-trained models saves on the requirement to train from scratch. We also discuss the possible detrimental effects of MT on translators and other users. The topics of copyright and ownership of data are discussed, as well as ethical considerations on data and MT use. Finally, we show how if done properly, using MT in crisis scenarios can save lives, and we provide a method of how this might be done.


Reasoning Beyond Limits: Advances and Open Problems for LLMs

arXiv.org Artificial Intelligence

Recent generative reasoning breakthroughs have transformed how large language models (LLMs) tackle complex problems by dynamically retrieving and refining information while generating coherent, multi-step thought processes. Techniques such as inference-time scaling, reinforcement learning, supervised fine-tuning, and distillation have been successfully applied to models like DeepSeek-R1, OpenAI's o1 & o3, GPT-4o, Qwen-32B, and various Llama variants, resulting in enhanced reasoning capabilities. In this paper, we provide a comprehensive analysis of the top 27 LLM models released between 2023 and 2025 (including models such as Mistral AI Small 3 24B, DeepSeek-R1, Search-o1, QwQ-32B, and phi-4). Then, we present an extensive overview of training methodologies that spans general training approaches, mixture-of-experts (MoE) and architectural innovations, retrieval-augmented generation (RAG), chain-of-thought and self-improvement techniques, as well as test-time compute scaling, distillation, and reinforcement learning (RL) methods. Finally, we discuss the key challenges in advancing LLM capabilities, including improving multi-step reasoning without human supervision, overcoming limitations in chained tasks, balancing structured prompts with flexibility, and enhancing long-context retrieval and external tool integration.


Learning Data-Driven Uncertainty Set Partitions for Robust and Adaptive Energy Forecasting with Missing Data

arXiv.org Machine Learning

--Short-term forecasting models typically assume the availability of input data (features) when they are deployed and in use. However, equipment failures, disruptions, cyberattacks, may lead to missing features when such models are used operationally, which could negatively affect forecast accuracy, and result in suboptimal operational decisions. In this paper, we use adaptive robust optimization and adversarial machine learning to develop forecasting models that seamlessly handle missing data operationally. We propose linear-and neural network-based forecasting models with parameters that adapt to available features, combining linear adaptation with a novel algorithm for learning data-driven uncertainty set partitions. The proposed adaptive models do not rely on identifying historical missing data patterns and are suitable for real-time operations under stringent time constraints. Extensive numerical experiments on short-term wind power forecasting considering horizons from 15 minutes to 4 hours ahead illustrate that our proposed adaptive models are on par with imputation when data are missing for very short periods (e.g., when only the latest measurement is missing) whereas they significantly outperform imputation when data are missing for longer periods. We further provide insights by showcasing how linear adaptation and data-driven partitions (even with a few subsets) approach the performance of the optimal, yet impractical, method of retraining for every possible realization of missing data. Index T erms--Short-term forecasting, wind power forecasting, missing data, adaptive robust optimization, data-driven uncertainty set partitioning, adversarial learning. V ariable renewable energy sources, such as wind and solar, dominate low-carbon power systems. To deal with their inherent uncertainty and variability, system operators manage operational risk based on a forward-looking grid status estimation [1]. For instance, they run short-term scheduling applications to evaluate the reliability of market-based dispatch, which are based on short-term energy forecasts with a horizon ranging from a few minutes to several hours ahead [2]. A. Background and Motivation A critical assumption underpinning the forecasting models is that input data, a.k.a.


Comparative analysis and evaluation of ageing forecasting methods for semiconductor devices in online health monitoring

arXiv.org Artificial Intelligence

Semiconductor devices, especially MOSFETs (Metal-oxide-semiconductor field-effect transistor), are crucial in power electronics, but their reliability is affected by aging processes influenced by cycling and temperature. The primary aging mechanism in discrete semiconductors and power modules is the bond wire lift-off, caused by crack growth due to thermal fatigue. The process is empirically characterized by exponential growth and an abrupt end of life, making long-term aging forecasts challenging. This research presents a comprehensive comparative assessment of different forecasting methods for MOSFET failure forecasting applications. Classical tracking, statistical forecasting and Neural Network (NN) based forecasting models are implemented along with novel Temporal Fusion Transformers (TFTs). A comprehensive comparison is performed assessing their MOSFET ageing forecasting ability for different forecasting horizons. For short-term predictions, all algorithms result in acceptable results, with the best results produced by classical NN forecasting models at the expense of higher computations. For long-term forecasting, only the TFT is able to produce valid outcomes owing to the ability to integrate covariates from the expected future conditions. Additionally, TFT attention points identify key ageing turning points, which indicate new failure modes or accelerated ageing phases.


Multi-Robot Coordination Under Physical Limitations

arXiv.org Artificial Intelligence

Multi-robot coordination is fundamental to various applications, including autonomous exploration, search and rescue, and cooperative transportation. This paper presents an optimal consensus framework for multi-robot systems (MRSs) that ensures efficient rendezvous while minimizing energy consumption and addressing actuator constraints. A critical challenge in real-world deployments is actuator limitations, particularly wheel velocity saturation, which can significantly degrade control performance. To address this issue, we incorporate Pontryagin Minimum Principle (PMP) into the control design, facilitating constrained optimization while ensuring system stability and feasibility. The resulting optimal control policy effectively balances coordination efficiency and energy consumption, even in the presence of actuation constraints. The proposed framework is validated through extensive numerical simulations and real-world experiments conducted using a team of Robotarium mobile robots. The experimental results confirm that our control strategies achieve reliable and efficient coordinated rendezvous while addressing real-world challenges such as communication delays, sensor noise, and packet loss.