Education
ToMATO: Verbalizing the Mental States of Role-Playing LLMs for Benchmarking Theory of Mind
Shinoda, Kazutoshi, Hojo, Nobukatsu, Nishida, Kyosuke, Mizuno, Saki, Suzuki, Keita, Masumura, Ryo, Sugiyama, Hiroaki, Saito, Kuniko
Existing Theory of Mind (ToM) benchmarks diverge from real-world scenarios in three aspects: 1) they assess a limited range of mental states such as beliefs, 2) false beliefs are not comprehensively explored, and 3) the diverse personality traits of characters are overlooked. To address these challenges, we introduce ToMATO, a new ToM benchmark formulated as multiple-choice QA over conversations. ToMATO is generated via LLM-LLM conversations featuring information asymmetry. By employing a prompting method that requires role-playing LLMs to verbalize their thoughts before each utterance, we capture both first- and second-order mental states across five categories: belief, intention, desire, emotion, and knowledge. These verbalized thoughts serve as answers to questions designed to assess the mental states of characters within conversations. Furthermore, the information asymmetry introduced by hiding thoughts from others induces the generation of false beliefs about various mental states. Assigning distinct personality traits to LLMs further diversifies both utterances and thoughts. ToMATO consists of 5.4k questions, 753 conversations, and 15 personality trait patterns. Our analysis shows that this dataset construction approach frequently generates false beliefs due to the information asymmetry between role-playing LLMs, and effectively reflects diverse personalities. We evaluate nine LLMs on ToMATO and find that even GPT-4o mini lags behind human performance, especially in understanding false beliefs, and lacks robustness to various personality traits.
Maximizing Uncertainty for Federated learning via Bayesian Optimisation-based Model Poisoning
Aristodemou, Marios, Liu, Xiaolan, Wang, Yuan, Kyriakopoulos, Konstantinos G., Lambotharan, Sangarapillai, Wei, Qingsong
As we transition from Narrow Artificial Intelligence towards Artificial Super Intelligence, users are increasingly concerned about their privacy and the trustworthiness of machine learning (ML) technology. A common denominator for the metrics of trustworthiness is the quantification of uncertainty inherent in DL algorithms, and specifically in the model parameters, input data, and model predictions. One of the common approaches to address privacy-related issues in DL is to adopt distributed learning such as federated learning (FL), where private raw data is not shared among users. Despite the privacy-preserving mechanisms in FL, it still faces challenges in trustworthiness. Specifically, the malicious users, during training, can systematically create malicious model parameters to compromise the models predictive and generative capabilities, resulting in high uncertainty about their reliability. To demonstrate malicious behaviour, we propose a novel model poisoning attack method named Delphi which aims to maximise the uncertainty of the global model output. We achieve this by taking advantage of the relationship between the uncertainty and the model parameters of the first hidden layer of the local model. Delphi employs two types of optimisation , Bayesian Optimisation and Least Squares Trust Region, to search for the optimal poisoned model parameters, named as Delphi-BO and Delphi-LSTR. We quantify the uncertainty using the KL Divergence to minimise the distance of the predictive probability distribution towards an uncertain distribution of model output. Furthermore, we establish a mathematical proof for the attack effectiveness demonstrated in FL. Numerical results demonstrate that Delphi-BO induces a higher amount of uncertainty than Delphi-LSTR highlighting vulnerability of FL systems to model poisoning attacks.
An Accelerated Algorithm for Stochastic Bilevel Optimization under Unbounded Smoothness
Gong, Xiaochuan, Hao, Jie, Liu, Mingrui
This paper investigates a class of stochastic bilevel optimization problems where the upper-level function is nonconvex with potentially unbounded smoothness and the lower-level problem is strongly convex. These problems have significant applications in sequential data learning, such as text classification using recurrent neural networks. The unbounded smoothness is characterized by the smoothness constant of the upper-level function scaling linearly with the gradient norm, lacking a uniform upper bound. Existing state-of-the-art algorithms require $\widetilde{O}(1/\epsilon^4)$ oracle calls of stochastic gradient or Hessian/Jacobian-vector product to find an $\epsilon$-stationary point. However, it remains unclear if we can further improve the convergence rate when the assumptions for the function in the population level also hold for each random realization almost surely. To address this issue, we propose a new Accelerated Bilevel Optimization algorithm named AccBO. The algorithm updates the upper-level variable by normalized stochastic gradient descent with recursive momentum and the lower-level variable by the stochastic Nesterov accelerated gradient descent algorithm with averaging. We prove that our algorithm achieves an oracle complexity of $\widetilde{O}(1/\epsilon^3)$ to find an $\epsilon$-stationary point, when the lower-level stochastic gradient's variance is $O(\epsilon)$. Our proof relies on a novel lemma characterizing the dynamics of stochastic Nesterov accelerated gradient descent algorithm under distribution drift with high probability for the lower-level variable, which is of independent interest and also plays a crucial role in analyzing the hypergradient estimation error over time. Experimental results on various tasks confirm that our proposed algorithm achieves the predicted theoretical acceleration and significantly outperforms baselines in bilevel optimization.
Foundations of Large Language Models
The development of neural sequence models, such as Transformers [Vaswani et al., 2017], along with the improvements in large-scale self-supervised learning, has opened the door to universal language understanding and generation. This achievement is largely motivated by pre-training: we separate common components from many neural network-based systems, and then train them on huge amounts of unlabeled data using self-supervision. These pre-trained models serve as foundation models that can be easily adapted to different tasks via fine-tuning or prompting. As a result, the paradigm of NLP has been enormously changed. In many cases, large-scale supervised learning for specific tasks is no longer required, and instead, we only need to adapt pre-trained foundation models.
Generative AI Takes a Statistics Exam: A Comparison of Performance between ChatGPT3.5, ChatGPT4, and ChatGPT4o-mini
Many believe that use of generative AI as a private tutor has the potential to shrink access and achievement gaps between students and schools with abundant resources versus those with fewer resources. Shrinking the gap is possible only if paid and free versions of the platforms perform with the same accuracy. In this experiment, we investigate the performance of GPT versions 3.5, 4.0, and 4o-mini on the same 16-question statistics exam given to a class of first-year graduate students. While we do not advocate using any generative AI platform to complete an exam, the use of exam questions allows us to explore aspects of ChatGPT's responses to typical questions that students might encounter in a statistics course. Results on accuracy indicate that GPT 3.5 would fail the exam, GPT4 would perform well, and GPT4o-mini would perform somewhere in between. While we acknowledge the existence of other Generative AI/LLMs, our discussion concerns only ChatGPT because it is the most widely used platform on college campuses at this time. We further investigate differences among the AI platforms in the answers for each problem using methods developed for text analytics, such as reading level evaluation and topic modeling. Results indicate that GPT3.5 and 4o-mini have characteristics that are more similar than either of them have with GPT4.
Attention is All You Need Until You Need Retention
This work introduces a novel Retention Layer mechanism for Transformer based architectures, addressing their inherent lack of intrinsic retention capabilities. Unlike human cognition, which can encode and dynamically recall symbolic templates, Generative Pretrained Transformers rely solely on fixed pretrained weights and ephemeral context windows, limiting their adaptability. The proposed Retention Layer incorporates a persistent memory module capable of real time data population, dynamic recall, and guided output generation. This enhancement allows models to store, update, and reuse observed patterns across sessions, enabling incremental learning and bridging the gap between static pretraining and dynamic, context sensitive adaptation. The Retention Layer design parallels social learning processes, encompassing attention, retention, reproduction, and motivation stages. Technically, it integrates a memory attention mechanism and episodic buffers to manage memory scalability, mitigate overfitting, and ensure efficient recall. Applications span adaptive personal assistants, real time fraud detection, autonomous robotics, content moderation, and healthcare diagnostics. In each domain, the retention mechanism enables systems to learn incrementally, personalize outputs, and respond to evolving real world challenges effectively. By emulating key aspects of human learning, this retention enhanced architecture fosters a more fluid and responsive AI paradigm, paving the way for dynamic, session aware models that extend the capabilities of traditional Transformers into domains requiring continual adaptation.
The Veln(ia)s is in the Details: Evaluating LLM Judgment on Latvian and Lithuanian Short Answer Matching
Kostiuk, Yevhen, Vitman, Oxana, Gagaลa, ลukasz, Kiulian, Artur
In this work, we address the challenge of evaluating large language models (LLMs) on the short answer matching task for Latvian and Lithuanian languages. We introduce novel datasets consisting of 502 Latvian and 690 Lithuanian question-answer pairs. For each question-answer pair, we generated matched and non-matched answers using a set of alteration rules specifically designed to introduce small but meaningful changes in the text. These generated answers serve as test cases to assess the ability of LLMs to detect subtle differences in matching of the original answers. A subset of the datasets was manually verified for quality and accuracy. Our results show that while larger LLMs, such as QWEN2.5 72b and LLaMa3.1 70b, demonstrate near-perfect performance in distinguishing matched and non-matched answers, smaller models show more variance. For instance, LLaMa3.1 8b and EuroLLM 9b benefited from few-shot examples, while Mistral Nemo 12b underperformed on detection of subtle text alteration, particularly in Lithuanian, even with additional examples. QWEN2.5 7b and Mistral 7b were able to obtain a strong and comparable performance to the larger 70b models in zero and few shot experiments. Moreover, the performance of Mistral 7b was weaker in few shot experiments.
Augmenting Human-Annotated Training Data with Large Language Model Generation and Distillation in Open-Response Assessment
Borchers, Conrad, Thomas, Danielle R., Lin, Jionghao, Abboud, Ralph, Koedinger, Kenneth R.
Large Language Models (LLMs) like GPT-4o can help automate text classification tasks at low cost and scale. However, there are major concerns about the validity and reliability of LLM outputs. By contrast, human coding is generally more reliable but expensive to procure at scale. In this study, we propose a hybrid solution to leverage the strengths of both. We combine human-coded data and synthetic LLM-produced data to fine-tune a classical machine learning classifier, distilling both into a smaller BERT model. We evaluate our method on a human-coded test set as a validity measure for LLM output quality. In three experiments, we systematically vary LLM-generated samples' size, variety, and consistency, informed by best practices in LLM tuning. Our findings indicate that augmenting datasets with synthetic samples improves classifier performance, with optimal results achieved at an 80% synthetic to 20% human-coded data ratio. Lower temperature settings of 0.3, corresponding to less variability in LLM generations, produced more stable improvements but also limited model learning from augmented samples. In contrast, higher temperature settings (0.7 and above) introduced greater variability in performance estimates and, at times, lower performance. Hence, LLMs may produce more uniform output that classifiers overfit to earlier or produce more diverse output that runs the risk of deteriorating model performance through information irrelevant to the prediction task. Filtering out inconsistent synthetic samples did not enhance performance. We conclude that integrating human and LLM-generated data to improve text classification models in assessment offers a scalable solution that leverages both the accuracy of human coding and the variety of LLM outputs.
SteLLA: A Structured Grading System Using LLMs with RAG
Qiu, Hefei, White, Brian, Ding, Ashley, Costa, Reinaldo, Hachem, Ali, Ding, Wei, Chen, Ping
Large Language Models (LLMs) have shown strong general capabilities in many applications. However, how to make them reliable tools for some specific tasks such as automated short answer grading (ASAG) remains a challenge. We present SteLLA (Structured Grading System Using LLMs with RAG) in which a) Retrieval Augmented Generation (RAG) approach is used to empower LLMs specifically on the ASAG task by extracting structured information from the highly relevant and reliable external knowledge based on the instructor-provided reference answer and rubric, b) an LLM performs a structured and question-answering-based evaluation of student answers to provide analytical grades and feedback. A real-world dataset that contains students' answers in an exam was collected from a college-level Biology course. Experiments show that our proposed system can achieve substantial agreement with the human grader while providing break-down grades and feedback on all the knowledge points examined in the problem. A qualitative and error analysis of the feedback generated by GPT4 shows that GPT4 is good at capturing facts while may be prone to inferring too much implication from the given text in the grading task which provides insights into the usage of LLMs in the ASAG system.
Towards Fast, Specialized Machine Learning Force Fields: Distilling Foundation Models via Energy Hessians
Amin, Ishan, Raja, Sanjeev, Krishnapriyan, Aditi
The foundation model (FM) paradigm is transforming Machine Learning Force Fields (MLFFs), leveraging general-purpose representations and scalable training to perform a variety of computational chemistry tasks. Although MLFF FMs have begun to close the accuracy gap relative to first-principles methods, there is still a strong need for faster inference speed. Additionally, while research is increasingly focused on general-purpose models which transfer across chemical space, practitioners typically only study a small subset of systems at a given time. This underscores the need for fast, specialized MLFFs relevant to specific downstream applications, which preserve test-time physical soundness while maintaining train-time scalability. In this work, we introduce a method for transferring general-purpose representations from MLFF foundation models to smaller, faster MLFFs specialized to specific regions of chemical space. We formulate our approach as a knowledge distillation procedure, where the smaller "student" MLFF is trained to match the Hessians of the energy predictions of the "teacher" foundation model. Our specialized MLFFs can be up to 20 $\times$ faster than the original foundation model, while retaining, and in some cases exceeding, its performance and that of undistilled models. We also show that distilling from a teacher model with a direct force parameterization into a student model trained with conservative forces (i.e., computed as derivatives of the potential energy) successfully leverages the representations from the large-scale teacher for improved accuracy, while maintaining energy conservation during test-time molecular dynamics simulations. More broadly, our work suggests a new paradigm for MLFF development, in which foundation models are released along with smaller, specialized simulation "engines" for common chemical subsets.