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An Analysis of Concept Bottleneck Models: Measuring, Understanding, and Mitigating the Impact of Noisy Annotations

Neural Information Processing Systems

Concept bottleneck models (CBMs) ensure interpretability by decomposing predictions into human interpretable concepts. Yet the annotations used for training CBMs that enable this transparency are often noisy, and the impact of such corruption is not well understood. In this study, we present the first systematic study of noise in CBMs and show that even moderate corruption simultaneously impairs prediction performance, interpretability, and the intervention effectiveness. Our analysis identifies a susceptible subset of concepts whose accuracy declines far more than the average gap between noisy and clean supervision and whose corruption accounts for most performance loss. To mitigate this vulnerability we propose a two-stage framework. During training, sharpness-aware minimization stabilizes the learning of noise-sensitive concepts. During inference, where clean labels are unavailable, we rank concepts by predictive entropy and correct only the most uncertain ones, using uncertainty as a proxy for susceptibility. Theoretical analysis and extensive ablations elucidate why sharpness-aware training confers robustness and why uncertainty reliably identifies susceptible concepts, providing a principled basis that preserves both interpretability and resilience in the presence of noise.


The Implicit Bias of Structured State Space Models Can Be Poisoned With Clean Labels

Neural Information Processing Systems

Neural networks are powered by an implicit bias: a tendency of gradient descent to fit training data in a way that generalizes to unseen data. A recent class of neural network models gaining increasing popularity is structured state space models (SSMs). Prior work argued that the implicit bias of SSMs leads to generalization in a setting where data is generated by a low dimensional teacher. In this paper, we revisit the latter setting, and formally establish a phenomenon entirely undetected by prior work on the implicit bias of SSMs. Namely, we prove that while implicit bias leads to generalization under many choices of training data, there exist special examples whose inclusion in training completely distorts the implicit bias, to a point where generalization fails. This failure occurs despite the special training examples being labeled by the teacher, i.e., having clean labels! We empirically demonstrate the phenomenon, with SSMs trained independently and as part of non-linear neural networks. In the area of adversarial machine learning, disrupting generalization with cleanly labeled training examples is known as clean-label poisoning. Given the proliferation of SSMs, we believe that delineating their susceptibility to clean-label poisoning, and developing methods for overcoming this susceptibility, are critical research directions to pursue.


Phase transition on a context-sensitive random language model with short range interactions

arXiv.org Machine Learning

Since the random language model was proposed by E. DeGiuli [Phys. Rev. Lett. 122, 128301], language models have been investigated intensively from the viewpoint of statistical mechanics. Recently, the existence of a Berezinskii--Kosterlitz--Thouless transition was numerically demonstrated in models with long-range interactions between symbols. In statistical mechanics, it has long been known that long-range interactions can induce phase transitions. Therefore, it has remained unclear whether phase transitions observed in language models originate from genuinely linguistic properties that are absent in conventional spin models. In this study, we construct a random language model with short-range interactions and numerically investigate its statistical properties. Our model belongs to the class of context-sensitive grammars in the Chomsky hierarchy and allows explicit reference to contexts. We find that a phase transition occurs even when the model refers only to contexts whose length remains constant with respect to the sentence length. This result indicates that finite-temperature phase transitions in language models are genuinely induced by the intrinsic nature of language, rather than by long-range interactions.



Thermodynamic Characterizations of Singular Bayesian Models: Specific Heat, Susceptibility, and Entropy Flow in Posterior Geometry

arXiv.org Machine Learning

Singular learning theory (SLT) \citep{watanabe2009algebraic,watanabe2018mathematical} provides a rigorous asymptotic framework for Bayesian models with non-identifiable parameterizations, yet the statistical meaning of its second-order invariant, the \emph{singular fluctuation}, has remained unclear. In this work, we show that singular fluctuation admits a precise and natural interpretation as a \emph{specific heat}: the second derivative of the Bayesian free energy with respect to temperature. Equivalently, it measures the posterior variance of the log-likelihood observable under the tempered Gibbs posterior. We further introduce a collection of related thermodynamic quantities, including entropy flow, prior susceptibility, and cross-susceptibility, that together provide a detailed geometric diagnosis of singular posterior structure. Through extensive numerical experiments spanning discrete symmetries, boundary singularities, continuous gauge freedoms, and piecewise (ReLU) models, we demonstrate that these thermodynamic signatures cleanly distinguish singularity types, exhibit stable finite-sample behavior, and reveal phase-transition--like phenomena as temperature varies. We also show empirically that the widely used WAIC estimator \citep{watanabe2010asymptotic, watanabe2013widely} is exactly twice the thermodynamic specific heat at unit temperature, clarifying its robustness in singular models.Our results establish a concrete bridge between singular learning theory and statistical mechanics, providing both theoretical insight and practical diagnostics for modern Bayesian models.


Evaluating the Simulation of Human Personality-Driven Susceptibility to Misinformation with LLMs

arXiv.org Artificial Intelligence

Large language models (LLMs) make it possible to generate synthetic behavioural data at scale, offering an ethical and low-cost alternative to human experiments. Whether such data can faithfully capture psychological differences driven by personality traits, however, remains an open question. We evaluate the capacity of LLM agents, conditioned on Big-Five profiles, to reproduce personality-based variation in susceptibility to misinformation, focusing on news discernment, the ability to judge true headlines as true and false headlines as false. Leveraging published datasets in which human participants with known personality profiles rated headline accuracy, we create matching LLM agents and compare their responses to the original human patterns. Certain trait-misinformation associations, notably those involving Agreeableness and Conscientiousness, are reliably replicated, whereas others diverge, revealing systematic biases in how LLMs internalize and express personality. The results underscore both the promise and the limits of personality-aligned LLMs for behavioral simulation, and offer new insight into modeling cognitive diversity in artificial agents.


Moral Susceptibility and Robustness under Persona Role-Play in Large Language Models

arXiv.org Artificial Intelligence

Large language models (LLMs) increasingly operate in social contexts, motivating analysis of how they express and shift moral judgments. In this work, we investigate the moral response of LLMs to persona role-play, prompting a LLM to assume a specific character. Using the Moral Foundations Questionnaire (MFQ), we introduce a benchmark that quantifies two properties: moral susceptibility and moral robustness, defined from the variability of MFQ scores across and within personas, respectively. We find that, for moral robustness, model family accounts for most of the variance, while model size shows no systematic effect. The Claude family is, by a significant margin, the most robust, followed by Gemini and GPT-4 models, with other families exhibiting lower robustness. In contrast, moral susceptibility exhibits a mild family effect but a clear within-family size effect, with larger variants being more susceptible. Moreover, robustness and susceptibility are positively correlated, an association that is more pronounced at the family level. Additionally, we present moral foundation profiles for models without persona role-play and for personas averaged across models. Together, these analyses provide a systematic view of how persona conditioning shapes moral behavior in large language models.


Simulating Misinformation Vulnerabilities With Agent Personas

arXiv.org Artificial Intelligence

School of Computer Science, Carnegie Mellon University, Pittsburgh, P A, USA ABSTRACT Disinformation campaigns can distort public perception and destabilize institutions. Understanding how different populations respond to information is crucial for designing effective interventions, yet real-world experimentation is impractical and ethically challenging. To address this, we develop an agent-based simulation using Large Language Models (LLMs) to model responses to misinformation. We construct agent personas spanning five professions and three mental schemas, and evaluate their reactions to news headlines. Our findings show that LLM-generated agents align closely with ground-truth labels and human predictions, supporting their use as proxies for studying information responses. We also find that mental schemas, more than professional background, influence how agents interpret misinformation. This work provides a validation of LLMs to be used as agents in an agent-based model of an information network for analyzing trust, polarization, and susceptibility to deceptive content in complex social systems. 1 INTRODUCTION Protection against foreign information campaigns and the ability to conduct effective information operations are critical to modern national security. In an era where the information domain can be leveraged as a battlefield, there is a need to maintain information advantage, defined as "the use, protection, and exploitation of information to achieve objectives more effectively than enemies and adversaries do" (U.S. Achieving and sustaining information advantage requires not only the ability to disseminate compelling narratives but also to detect, counter, and mitigate adversarial information operations.


Death by a Thousand Prompts: Open Model Vulnerability Analysis

arXiv.org Artificial Intelligence

Open-weight models provide researchers and developers with accessible foundations for diverse downstream applications. We tested the safety and security postures of eight open-weight large language models (LLMs) to identify vulnerabilities that may impact subsequent fine-tuning and deployment. Using automated adversarial testing, we measured each model's resilience against single-turn and multi-turn prompt injection and jailbreak attacks. Our findings reveal pervasive vulnerabilities across all tested models, with multi-turn attacks achieving success rates between 25.86\% and 92.78\% -- representing a $2\times$ to $10\times$ increase over single-turn baselines. These results underscore a systemic inability of current open-weight models to maintain safety guardrails across extended interactions. We assess that alignment strategies and lab priorities significantly influence resilience: capability-focused models such as Llama 3.3 and Qwen 3 demonstrate higher multi-turn susceptibility, whereas safety-oriented designs such as Google Gemma 3 exhibit more balanced performance. The analysis concludes that open-weight models, while crucial for innovation, pose tangible operational and ethical risks when deployed without layered security controls. These findings are intended to inform practitioners and developers of the potential risks and the value of professional AI security solutions to mitigate exposure. Addressing multi-turn vulnerabilities is essential to ensure the safe, reliable, and responsible deployment of open-weight LLMs in enterprise and public domains. We recommend adopting a security-first design philosophy and layered protections to ensure resilient deployments of open-weight models.


Detecting Prefix Bias in LLM-based Reward Models

arXiv.org Artificial Intelligence

Reinforcement Learning with Human Feedback (RLHF) has emerged as a key paradigm for task-specific fine-tuning of language models using human preference data. While numerous publicly available preference datasets provide pairwise comparisons of responses, the potential for biases in the resulting reward models remains underexplored. In this work, we introduce novel methods to detect and evaluate prefix bias -- a systematic shift in model preferences triggered by minor variations in query prefixes -- in LLM-based reward models trained on such datasets. We leverage these metrics to reveal significant biases in preference models across racial and gender dimensions. Our comprehensive evaluation spans diverse open-source preference datasets and reward model architectures, demonstrating susceptibility to this kind of bias regardless of the underlying model architecture. Furthermore, we propose a data augmentation strategy to mitigate these biases, showing its effectiveness in reducing the impact of prefix bias. Our findings highlight the critical need for bias-aware dataset design and evaluation in developing fair and reliable reward models, contributing to the broader discourse on fairness in AI.