We exploit the convexity property of the barrier function to formulate the optimal control synthesis problem asalinear program.

Neural Networks (NNs) have been successfully employed to represent the state evolution of complex dynamical systems. Such models, referred to as NN dynamic models (NNDMs), use iterative noisy predictions of NN to estimate a distribution of system trajectories over time. Despite their accuracy, safety analysis of NNDMs is known to be a challenging problem and remains largely unexplored. To address this issue, in this paper, we introduce a method of providing safety guarantees for NNDMs. Our approach is based on stochastic barrier functions, whose relation with safety are analogous to that of Lyapunov functions with stability.

Autonomous ground vehicles (AGVs) must navigate safely in cluttered environments while accounting for complex dynamics and environmental uncertainty. Hamilton-Jacobi Reachability (HJR) offers formal safety guarantees through the computation of forward and backward reachable sets, but its application is hindered by poor scalability in environments with numerous obstacles. In this paper, we present a novel framework called NeuroHJR that leverages Physics-Informed Neural Networks (PINNs) to approximate the HJR solution for real-time obstacle avoidance. By embedding system dynamics and safety constraints directly into the neural network loss function, our method bypasses the need for grid-based discretization and enables efficient estimation of reachable sets in continuous state spaces. We demonstrate the effectiveness of our approach through simulation results in densely cluttered scenarios, showing that it achieves safety performance comparable to that of classical HJR solvers while significantly reducing the computational cost. This work provides a new step toward real-time, scalable deployment of reachability-based obstacle avoidance in robotics.

Obtaining safety guarantees for reinforcement learning is a major challenge to achieve applicability for real-world tasks. Safety shields extend standard reinforcement learning and achieve hard safety guarantees. However, existing safety shields commonly use random sampling of safe actions or a fixed fallback controller, therefore disregarding future performance implications of different safe actions. In this work, we propose a predictive safety shield for model-based reinforcement learning agents in discrete space. Our safety shield updates the Q-function locally based on safe predictions, which originate from a safe simulation of the environment model. This shielding approach improves performance while maintaining hard safety guarantees. Our experiments on gridworld environments demonstrate that even short prediction horizons can be sufficient to identify the optimal path. We observe that our approach is robust to distribution shifts, e.g., between simulation and reality, without requiring additional training.

We present Multi-Agent gatekeeper, a framework that provides provable safety guarantees for leader-follower formation control in cluttered 3D environments. Existing methods face a trad-off: online planners and controllers lack formal safety guarantees, while offline planners lack adaptability to changes in the number of agents or desired formation. To address this gap, we propose a hybrid architecture where a single leader tracks a pre-computed, safe trajectory, which serves as a shared trajectory backup set for all follower agents. Followers execute a nominal formation-keeping tracking controller, and are guaranteed to remain safe by always possessing a known-safe backup maneuver along the leader's path. We formally prove this method ensures collision avoidance with both static obstacles and other agents. The primary contributions are: (1) the multi-agent gatekeeper algorithm, which extends our single-agent gatekeeper framework to multi-agent systems; (2) the trajectory backup set for provably safe inter-agent coordination for leader-follower formation control; and (3) the first application of the gatekeeper framework in a 3D environment. We demonstrate our approach in a simulated 3D urban environment, where it achieved a 100% collision-avoidance success rate across 100 randomized trials, significantly outperforming baseline CBF and NMPC methods. Finally, we demonstrate the physical feasibility of the resulting trajectories on a team of quadcopters.

Safe navigation in dynamic environments remains challenging due to uncertain obstacle behaviors and the lack of formal prediction guarantees. We propose two motion planning frameworks that leverage conformal prediction (CP): a global planner that integrates Safe Interval Path Planning (SIPP) for uncertainty-aware trajectory generation, and a local planner that performs online reactive planning. The global planner offers distribution-free safety guarantees for long-horizon navigation, while the local planner mitigates inaccuracies in obstacle trajectory predictions through adaptive CP, enabling robust and responsive motion in dynamic environments. To further enhance trajectory feasibility, we introduce an adaptive quantile mechanism in the CP-based uncertainty quantification. Instead of using a fixed confidence level, the quantile is automatically tuned to the optimal value that preserves trajectory feasibility, allowing the planner to adaptively tighten safety margins in regions with higher uncertainty. We validate the proposed framework through numerical experiments conducted in dynamic and cluttered environments.

In this paper, we present a learning algorithm that explicitly considers safety, defined in terms of stability guarantees.

Safety assurance is a fundamental requirement for deploying learning-enabled autonomous systems. Hamilton-Jacobi (HJ) reachability analysis is a fundamental method for formally verifying safety and generating safe controllers. However, computing the HJ value function that characterizes the backward reachable set (BRS) of a set of user-defined failure states is computationally expensive, especially for high-dimensional systems, motivating the use of reinforcement learning approaches to approximate the value function. Unfortunately, a learned value function and its corresponding safe policy are not guaranteed to be correct. The learned value function evaluated at a given state may not be equal to the actual safety return achieved by following the learned safe policy. To address this challenge, we introduce a conformal prediction-based (CP) framework that bounds such uncertainty. We leverage CP to provide probabilistic safety guarantees when using learned HJ value functions and policies to prevent control systems from reaching failure states. Specifically, we use CP to calibrate the switching between the unsafe nominal controller and the learned HJ-based safe policy and to derive safety guarantees under this switched policy. We also investigate using an ensemble of independently trained HJ value functions as a safety filter and compare this ensemble approach to using individual value functions alone.

Safe planning of an autonomous agent in interactive environments -- such as the control of a self-driving vehicle among pedestrians and human-controlled vehicles -- poses a major challenge as the behavior of the environment is unknown and reactive to the behavior of the autonomous agent. This coupling gives rise to interaction-driven distribution shifts where the autonomous agent's control policy may change the environment's behavior, thereby invalidating safety guarantees in existing work. Indeed, recent works have used conformal prediction (CP) to generate distribution-free safety guarantees using observed data of the environment. However, CP's assumption on data exchangeability is violated in interactive settings due to a circular dependency where a control policy update changes the environment's behavior, and vice versa. To address this gap, we propose an iterative framework that robustly maintains safety guarantees across policy updates by quantifying the potential impact of a planned policy update on the environment's behavior. We realize this via adversarially robust CP where we perform a regular CP step in each episode using observed data under the current policy, but then transfer safety guarantees across policy updates by analytically adjusting the CP result to account for distribution shifts. This adjustment is performed based on a policy-to-trajectory sensitivity analysis, resulting in a safe, episodic open-loop planner. We further conduct a contraction analysis of the system providing conditions under which both the CP results and the policy updates are guaranteed to converge. We empirically demonstrate these safety and convergence guarantees on a two-dimensional car-pedestrian case study. To the best of our knowledge, these are the first results that provide valid safety guarantees in such interactive settings.