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Low Rank for Rank: Uncertainty-Aware Task-Specific LLM Ranking under Sparse Pairwise Comparisons

arXiv.org Machine Learning

Pairwise human-preference platforms such as Chatbot Arena have become central to large language model (LLM) evaluation, yet reliable task-specific ranking remains challenging. Global leaderboards mask task heterogeneity, while ranking each fine-grained task independently is unstable under sparse, imbalanced comparisons. We propose a low-rank framework for task-specific LLM ranking from sparse pairwise comparisons, modeling the task-by-model ability matrix $ฮ˜^\star \in \mathbb{R}^{d_t \times d_m}$ as low rank so that information is shared across related tasks while task-specific differences are preserved. We first develop a max-norm ($\ell_\infty$) accurate estimator for the latent scores, combining a convex initializer with alternating-minimization refinement, and prove task-wise top-$K$ recovery guarantees under sparse sampling. Our main contribution is an uncertainty quantification framework for task-specific ranking. We construct cross-fitted one-step debiased estimators for fixed score contrasts -- such as the task-specific ability gap between two models -- yielding asymptotically valid confidence intervals that attain the semiparametric efficiency bound. We then extend the inference to the high-dimensional ranking regime, where per-task ranks and top-$K$ membership are determined by many dependent score-gap hypotheses. Using Gaussian and multiplier-bootstrap calibration, we obtain simultaneous confidence sets for per-task ranks and valid top-$K$ membership tests across many tasks and models. Experiments on synthetic data and Chatbot Arena show that low-rank sharing improves sample efficiency over independent task-wise Bradley-Terry estimation and produces tighter, better-calibrated ranking certificates, with the largest gains in the sparse regime typical of real LLM benchmarks.


On Stability and Decomposition of Sample Quantiles under Heavy-Tailed Distributions

arXiv.org Machine Learning

We study sample quantiles of distributions indexed by estimated parameters, with a on Value-at-Risk related to linear projections of financial returns that whose underlying probability law is heavy-tailed. In this setting, the projection direction and the empirical quantile threshold are estimated from the data, so the standard Bahadur representation under a fixed distribution does not separate the distinct sources of instability. A canonical starting point is Bahadur's representation, which expresses the sample quantile through the empirical distribution function plus a remainder term \cite{bahadur1966}. Empirical-process theory provides a usable scaffolding through the mechanics of half-spaces, symmetric differences, and Glivenko--Cantelli uniform convergence. They yield stability bounds, but absorb changes in projection direction and changes in quantile threshold into a single symmetric-difference measure. Interestingly, a global uniform-convergence requirement is imposed on what is intrinsically a local quantile-stability problem. This paper introduces a Q-Q orthogonality formulation for separating projection-direction and quantile-threshold effects. The object of interest is the difference between the empirical quantile computed using the estimated projection direction and the population quantile computed at the reference projection direction. We decompose this difference into three terms, $\hat q_ฮฑ(\hat w)-q_ฮฑ(w_0)=D_1+D_2+D_3$. Here, $D_1$ measures the population quantile movement induced by perturbing the projection direction, $D_2$ measures the empirical quantile fluctuation with the projection direction held fixed, and $D_3$ is the Bahadur-type remainder.


Adaptive Experimentation for Censored Survival Outcomes

arXiv.org Machine Learning

Adaptive experimentation enables efficient estimation of causal effects, but existing methods are not designed for survival data with censoring, where event times are only partially observed (e.g., overall survival in cancer trials but with dropout). In this paper, we develop a novel framework for adaptive experimentation to estimate causal effects under right censoring. For this, we derive the semiparametric efficiency bound for the average survival effect curve as a function of the treatment allocation policy and thereby obtain a closed-form efficiency-optimal allocation policy. The policy generalizes classical Neyman allocation to survival settings by prioritizing patient strata where both event and censoring dynamics induce high uncertainty. Building on this, we propose the Adaptive Survival Estimator (ASE), an adaptive framework that learns the allocation policy and estimates the average survival effect curve sequentially. Our framework has three main benefits: (i) it accommodates arbitrary machine learning models for nuisance estimation; (ii) it is guided by a closed-form efficiency-optimal allocation policy; and (iii) it admits strong theoretical guarantees, including asymptotic normality via a martingale central limit theorem. We demonstrate our framework across various numerical experiments to show consistent efficiency gains over uniform randomization and censoring-agnostic baselines.


Improving the Efficiency of Subgroup Analysis in Randomized Controlled Trials with TMLE

arXiv.org Machine Learning

Subgroup analyses within randomized controlled trials are often underpowered due to limited sample sizes. We address this challenge by leveraging trial participants outside the subgroup of interest to augment estimation within the subgroup. Specifically, we study two Targeted Maximum Likelihood Estimators (TMLEs) that borrow information from non-subgroup participants within the same trial: a TMLE with pooled regression (TMLE-PR) and an Adaptive Targeted Maximum Likelihood Estimator (A-TMLE). Both estimators enable information sharing without relying on any external real-world data, thereby capitalizing on key strengths of the trial: most importantly, the protection against bias afforded by the randomized treatment, but also harmonized data collection, and consistent treatment and outcome definitions. The general strategy proposed here directly advances the priorities of key regulatory agencies, including the FDA, by improving the precision of subgroup-specific treatment effect estimates without introducing external sources of bias, thereby facilitating rigorous inference to support equitable labeling, access, and post-market evaluation. In a case study based on analysis of data from a cardiovascular outcome trial (LEADER, NCT01179048), we estimate the risk reduction of major adverse cardiac events (MACE) under liraglutide treatment among Black and Asian subgroups -- each comprising less than 10\% of the trial population -- using the proposed estimators that borrow information from the remainder of the trial. Using A-TMLE, in particular, we find estimated absolute MACE risk reductions of 1.6, 1.5, and 1.5 percentage points among Asian participants and 2.1, 2.0, and 2.1 percentage points among Black participants at 365, 540, and 730 days, respectively, with 95\% confidence intervals excluding the null at each time point.


A Theory of Generalization in Deep Learning

arXiv.org Machine Learning

We present a non-asymptotic theory of generalization in deep learning where the empirical neural tangent kernel partitions the output space. In directions corresponding to signal, error dissipates rapidly; in the vast orthogonal dimensions corresponding to noise, the kernel's near-zero eigenvalues trap residual error in a test-invisible reservoir. Within the signal channel, minibatch SGD ensures that coherent population signal accumulates via fast linear drift, while idiosyncratic memorization is suppressed into a slow, diffusive random walk. We prove generalization survives even when the kernel evolves $\mathcal{O}(1)$ in operator norm, the full feature-learning regime. This theory naturally explains disparate phenomena in deep learning theory, such as benign overfitting, double descent, implicit bias, and grokking. Lastly, we derive an exact population-risk objective from a single training run with no validation data, for any architecture, loss, or optimizer, and prove that it measures precisely the noise in the signal channel. This objective reduces in practice to an SNR preconditioner on top of Adam, adding one state vector at no extra cost; it accelerates grokking by $5 \times$, suppresses memorization in PINNs and implicit neural representations, and improves DPO fine-tuning under noisy preferences while staying $3 \times$ closer to the reference policy.


First-Order Efficiency for Probabilistic Value Estimation via A Statistical Viewpoint

arXiv.org Machine Learning

Probabilistic values, including Shapley values and semivalues, provide a model-agnostic framework to attribute the behavior of a black-box model to data points or features, with a wide range of applications including explainable artificial intelligence and data valuation. However, their exact computation requires utility evaluations over exponentially many coalitions, making Monte Carlo approximation essential in modern machine learning applications. Existing estimators are often developed through different identification strategies, including weighted averages, self-normalized weighting, regression adjustment, and weighted least squares. Our key observation is that these seemingly distinct constructions share a common first-order error structure, in which the leading term is an augmented inverse-probability weighted influence term determined by the sampling law and a working surrogate function. This first-order representation yields an explicit expression for the leading mean squared error (MSE), which characterizes how the sampling law and the surrogate jointly determine statistical efficiency. Guided by this criterion, we propose an Efficiency-Aware Surrogate-adjusted Estimator (EASE) that directly chooses the sampling law and surrogate to minimize the first-order MSE. We demonstrate that EASE consistently outperforms state-of-the-art estimators for various probabilistic values.


When Does Dynamic Preconditioning Preserve the Polyak-Ruppert CLT? A Stabilization Threshold

arXiv.org Machine Learning

The central limit theorem (CLT) is a foundation of statistical inference: it provides the asymptotic distribution needed for confidence intervals, hypothesis tests, and efficiency comparisons [24, 42]. For iterate-averaged stochastic gradient methods, it specifies both a Gaussian limit and its sandwich covariance in a single theorem statement. This foundation now underpins inference in streaming and online settings--online A/B testing, continual monitoring of treatment effects, and streaming M-estimation, for example--where the estimator is updated one observation at a time and inference must be performed in real time. A line of recent work develops online inference procedures for averaged SGD [10, 23, 46]. In practice, one-pass stochastic optimization is routinely combined with adaptive preconditioning, which improves computational efficiency and is believed to sharpen the resulting Gaussian approximation in finite samples. If the CLT fails or the asymptotic variance is altered by the adaptive preconditioning, all downstream inference-- coverage of confidence intervals, size of hypothesis tests, consistency of plug-in covariance estimators--is compromised. A rigorous understanding of when adaptive preconditioning preserves the CLT is, therefore, a prerequisite for reliable inference in these settings.



CryptoQA: A Large-scale Question-answering Dataset for AI-assisted Cryptography

arXiv.org Artificial Intelligence

Large language models (LLMs) excel at many general-purpose natural language processing tasks. However, their ability to perform deep reasoning and mathematical analysis, particularly for complex tasks as required in cryptography, remains poorly understood, largely due to the lack of suitable data for evaluation and training. To address this gap, we present CryptoQA, the first large-scale question-answering (QA) dataset specifically designed for cryptography. CryptoQA contains over two million QA pairs drawn from curated academic sources, along with contextual metadata that can be used to test the cryptographic capabilities of LLMs and to train new LLMs on cryptographic tasks. We benchmark 15 state-of-the-art LLMs on CryptoQA, evaluating their factual accuracy, mathematical reasoning, consistency, referencing, backward reasoning, and robustness to adversarial samples. In addition to quantitative metrics, we provide expert reviews that qualitatively assess model outputs and establish a gold-standard baseline. Our results reveal significant performance deficits of LLMs, particularly on tasks that require formal reasoning and precise mathematical knowledge. This shows the urgent need for LLM assistants tailored to cryptography research and development. We demonstrate that, by using CryptoQA, LLMs can be fine-tuned to exhibit better performance on cryptographic tasks.


Beyond Token Length: Step Pruner for Efficient and Accurate Reasoning in Large Language Models

arXiv.org Artificial Intelligence

Large Reasoning Models (LRMs) demonstrate strong performance on complex tasks but often suffer from excessive verbosity, known as "overthinking." Existing solutions via reinforcement learning (RL) typically penalize generated tokens to promote conciseness. However, these methods encounter two challenges: responses with fewer tokens do not always correspond to fewer reasoning steps, and models may develop hacking behavior in later stages of training by discarding reasoning steps to minimize token usage. In this work, we introduce \textbf{Step Pruner (SP)}, an RL framework that steers LRMs toward more efficient reasoning by favoring compact reasoning steps. Our step-aware reward function prioritizes correctness while imposing penalties for redundant steps, and withholds rewards for incorrect responses to prevent the reinforcement of erroneous reasoning. Moreover, we propose a dynamic stopping mechanism: when the model's output no longer shortens, training is halted to prevent hacking behavior caused by the merging of steps. Extensive experiments across four reasoning benchmarks demonstrate that SP achieves state-of-the-art accuracy while significantly reducing response length. For instance, on AIME24, SP reduces token usage by \textbf{69.7\%}.