ablation
An Effective-Rank Audit of Alignment-Induced Activation Shifts: Confound Control, Constructive Calibration, and Limits
We audit alignment-induced shifts in residual-stream activations of three open-weight instruction-tuned LLMs (Llama-3.1-8B-Instruct, Gemma-2-9B-it, Qwen-2.5-7B-Instruct) using the effective rank of the alignment modification matrix on safety-relevant inputs, rho_eps := rank_eps(M_Ds)/d, which formalizes the single-refusal-direction observation of Arditi et al. (2024) as a continuous quantity. The paper has three contributions. (1) Confound-controlled measurement: a four-variant decomposition (M_naive, M_template, M_aligned, M_DiD) separates chat-template formatting, alignment-stage shift, and the refusal-mediating direction, and recovers the Arditi refusal direction on M_DiD at |cos| in {0.77, 0.86, 0.50} (Llama/Gemma/Qwen); chat-template-controlled rho_eps is {0.0029, 0.0048, 0.0044}, and the centered SVD residual is 4-7x larger. (2) Constructive calibration on a 3-layer MLP across rho_eps in {0.008, 0.17, 0.33, 0.40} exhibits a sweet-spot vs. brittle distinction: mild rank-maximization (lambda=5) buys ablation robustness, while strong regularization at the same nominal rho_eps (lambda=50) does not. rho_eps is a diagnostic for fragility, not a target whose mechanical inflation buys robustness. (3) Limits of rank-based diagnostics: (a) not safety-specific (LRH baseline is 2-3x the safety value); (b) SVD principal ordering does not match causal ordering (Llama u_2 inert despite ranking second; cumulative ablation non-monotone at k=5); (c) the spectral-gap hypothesis required to upgrade the O(rho_eps * d) achievability bound to a matching Mirsky-route lower bound fails empirically (1/90 Llama layer-reference pairs, 0/36 MLP combinations) and structurally (kappa_lb <= 2/(eps * r)). The matching lower bound remains an open problem.
DeRegiME: Deep Regime Mixtures for Probabilistic Forecasting under Distribution Shift
Wood, Kieran, Zohren, Stefan, Roberts, Stephen J.
We introduce DeRegiME -- Deep Regime Mixture of Experts -- a direct multi-horizon probabilistic forecaster that separates latent uncertainty regimes from the underlying signal and softly assigns each forecast location to learned recurring regimes using a sparse variational Gaussian process (GP) whose nonstationary regime-mixing kernel and Student-t likelihood combine per-regime sub-kernels and noise processes via a shared gate. This yields a single sparse-GP posterior, not a mixture of GP experts. DeRegiME addresses a key limitation of neural forecasters: point forecasts discard residual uncertainty, and probabilistic heads -- whether single marginals, uninterpreted mixtures, quantile sets, or diffusion samples -- rarely expose the regime structure of the residual. Yet distribution shift in noisy heteroskedastic time series may be abrupt, gradual, or horizon-dependent and often appears in residual uncertainty rather than the conditional mean. DeRegiME yields an interpretable mean-residual-noise decomposition with a direct-sum feature-space representation that anchors regimes as clusters of residual similarity whose transitions surface as implicit changepoints. The effective number of regimes is pruned by the stick-breaking gate. We prove kernel validity and predictive-density propriety, and across ten benchmarks and three encoder grids DeRegiME improves negative log predictive density (NLPD) by 20.3% over the strongest encoder-matched baseline, a DeepAR/GluonTS-style dynamic Student-t head, with parallel gains on CRPS (3.0%) and MSE (4.7%). Improvements are consistent across all datasets, which span abrupt, gradual, and seasonal shifts.
EviTrack: Selection over Sampling for Delayed Disambiguation
Sequential prediction is challenging in regimes of delayed disambiguation, where early observations are ambiguous and multiple latent explanations remain plausible until sufficient evidence accumulates. Standard approaches based on marginal inference struggle in this setting, either collapsing uncertainty prematurely or failing to recover once informative evidence arrives. We introduce EviTrack, a test-time inference framework that operates over latent trajectories rather than marginal states. EviTrack maintains a set of competing trajectory hypotheses and applies evidence- and likelihood-ratio-based selection to delay commitment until supported by data, drawing inspiration from hypothesis management in multiple hypothesis tracking and track-before-detect. To evaluate this setting, we construct a controlled synthetic benchmark with known latent ground truth that explicitly exhibits delayed disambiguation. At matched inference budget, EviTrack substantially outperforms sampling-based baselines, achieving faster post-disambiguation recovery. These results show that, in delayed disambiguation regimes, moderate trajectory-level selection is more effective than increasing sampling coverage, highlighting selection over sampling as a key principle for reliable sequential inference.
Spatial Adapter: Structured Spatial Decomposition and Closed-Form Covariance for Frozen Predictors
Wang, Wen-Ting, Wu, Wei-Ying, Huang, Hao-Yun, Wang, Xuan-Chun
We present the Spatial Adapter, a parameter-efficient post-hoc layer that equips any frozen first-stage predictor with a structured spatial representation of its residual field and an induced closed-form spatial covariance. The adapter operates as a cascade second stage on residuals, jointly learning a spatially regularized orthonormal basis and per-sample scores via a tractable mini-batch ADMM procedure, without modifying any first-stage parameter. Because the first-stage parameters are frozen, the adapter does not retrain the backbone; its role is to supply a compressed distributional summary of the residual field. Smoothness, sparsity, and orthogonality together turn a generic low-rank factorization into an identifiable spatial representation whose induced residual covariance admits a closed-form low-rank-plus-noise estimator; the effective rank is determined data-adaptively by spectral thresholding, while the nominal rank K is an optimization-side upper bound only. This covariance enables kriging-style spatial prediction at unobserved locations, with plug-in uncertainty quantification as a secondary downstream use. Across synthetic data, Weather2K for spatial-holdout prediction, and GWHD patch grids as a basis-transferability diagnostic, the adapter recovers residual spatial structure when paired with frozen first stages from linear models to deep spatiotemporal and vision backbones; the added representation uses fewer than K(N+T) parameters alongside a compact residual-trend network.
Kernel Selection is Model Selection: A Unified Complexity-Penalized Approach for MMD Two-Sample Tests
The Maximum Mean Discrepancy (MMD) is a cornerstone statistic for nonparametric two-sample testing, but its test power is dictated entirely by the chosen kernel. Because any fixed kernel inherently fails to distinguish certain distributions, the kernel must be dynamically optimized. However, data-driven optimization violates the foundational i.i.d. assumption, forcing a strict trade-off in existing frameworks. Ratio criteria ignore this dependence, inducing overfitting and variance collapse on rich kernel classes. Conversely, aggregation methods bypass the dependence using finite grids, but this strategy cannot scale to continuous search spaces like deep kernels. To break this dichotomy, we establish data-driven kernel selection as a model selection problem. We propose Complexity-Penalized MMD (CP-MMD), a criterion derived by applying the two-sample uniform concentration inequality of preceding works to the post-optimization MMD problem. The resulting penalty bounds the empirical MMD by the complexity of the kernel search space, mathematically absorbing the cost of optimization, so that CP-MMD enables direct, grid-free maximization over continuous parametric classes, including scalar bandwidths, polynomial feature bandwidths, and deep network parameters. By formally accounting for optimization complexity, we prove that CP-MMD maximizes true test power while ensuring unconditional Type-I validity. Consequently, CP-MMD enables grid-free kernel selection across linear, polynomial-feature, and deep regimes, matching or exceeding state-of-the-art test power.
SHIFT: Robust Double Machine Learning for Average Dose-Response Functions under Heavy-Tailed Contamination
Double-machine-learning pipelines for the Average Dose-Response Function rely on kernel-weighted local-linear smoothers, which inherit unbounded functional influence: a single outlier within a kernel window biases the curve across the entire window. We introduce SHIFT (Self-calibrated Heavy-tail Inlier-Fit with Tempering), a robust DML estimator combining cross-fit nuisance orthogonalization with a kernel-local Welsch-loss second stage optimized by Graduated Non-Convexity, and -- the principal design choice -- a defensive OLS refit whose inlier cutoff is scaled by post-GNC residual MAD rather than the raw-outcome MAD. On a localized-contamination stress test at $p=0.25$ this design choice drops level-RMSE from 1.03 to 0.33 while leaving clean and uniformly-contaminated runs unchanged. Across 1,400 main-sweep fits, SHIFT has competitive worst-case shape recovery (RMSE $0.325$ at $p=0.25$, second to Huber-DML's $0.276$); among the three methods with worst-case RMSE below $0.35$, only SHIFT emits a non-uniform per-sample weight vector, recovering the ground-truth outlier mask at mean $F_1 \approx 0.96$ (range $0.945$--$0.968$) on Gaussian-jump DGPs. We pair the estimator with a six-technique Extreme Value Theory diagnostic suite (Hill, GPD-MLE/PWM, GEV, Mean Excess, parameter stability, causal tail coefficient) that lets a practitioner distinguish Frechet from Weibull regimes and choose between SHIFT and L1 alternatives on empirical grounds. Extensions to binary-treatment CATE (Huber pseudo-outcome X-Learner) and time-series ADRF (block-CV + rolling MAD) are included. A counter-intuitive ablation: linear nuisance models (Ridge, Lasso) outperform gradient-boosted nuisances for robust DML under uniform contamination, inverting the usual more-flexible-is-better heuristic.
DELIFFAS: Deformable Light Fields for Fast Avatar Synthesis
Generating controllable and photorealistic digital human avatars is a long-standing and important problem in Vision and Graphics. Recent methods have shown great progress in terms of either photorealism or inference speed while the combination of the two desired properties still remains unsolved. To this end, we propose a novel method, called DELIFFAS, which parameterizes the appearance of the human as a surface light field that is attached to a controllable and deforming human mesh model. At the core, we represent the light field around the human with a deformable two-surface parameterization, which enables fast and accurate inference of the human appearance. This allows perceptual supervision on the full image compared to previous approaches that could only supervise individual pixels or small patches due to their slow runtime. Our carefully designed human representation and supervision strategy leads to state-of-the-art synthesis results and inference time. The video results and code are available at https://vcai.
Adaptable Agent Populations via a Generative Model of Policies
In the natural world, life has found innumerable ways to survive and often thrive. Between and even within species, each individual is in some manner unique, and this diversity lends adaptability and robustness to life. In this work, we aim to learn a space of diverse and high-reward policies in a given environment. To this end, we introduce a generative model of policies for reinforcement learning, which maps a low-dimensional latent space to an agent policy space. Our method enables learning an entire population of agent policies, without requiring the use of separate policy parameters. Just as real world populations can adapt and evolve via natural selection, our method is able to adapt to changes in our environment solely by selecting for policies in latent space. We test our generative model's capabilities in a variety of environments, including an open-ended grid-world and a two-player soccer environment. Code, visualizations, and additional experiments can be found at https://kennyderek.github.io/adap/.