Schilling, Achim
Probing Internal Representations of Multi-Word Verbs in Large Language Models
Kissane, Hassane, Schilling, Achim, Krauss, Patrick
This study investigates the internal representations of verb-particle combinations, called multi-word verbs, within transformer-based large language models (LLMs), specifically examining how these models capture lexical and syntactic properties at different neural network layers. Using the BERT architecture, we analyze the representations of its layers for two different verb-particle constructions: phrasal verbs like 'give up' and prepositional verbs like 'look at'. Our methodology includes training probing classifiers on the internal representations to classify these categories at both word and sentence levels. The results indicate that the model's middle layers achieve the highest classification accuracies. To further analyze the nature of these distinctions, we conduct a data separability test using the Generalized Discrimination Value (GDV). While GDV results show weak linear separability between the two verb types, probing classifiers still achieve high accuracy, suggesting that representations of these linguistic categories may be non-linearly separable. This aligns with previous research indicating that linguistic distinctions in neural networks are not always encoded in a linearly separable manner. These findings computationally support usage-based claims on the representation of verb-particle constructions and highlight the complex interaction between neural network architectures and linguistic structures.
Author-Specific Linguistic Patterns Unveiled: A Deep Learning Study on Word Class Distributions
Krauss, Patrick, Schilling, Achim
Deep learning methods have been increasingly applied to computational linguistics to uncover patterns in text data. This study investigates author-specific word class distributions using part-of-speech (POS) tagging and bigram analysis. By leveraging deep neural networks, we classify literary authors based on POS tag vectors and bigram frequency matrices derived from their works. We employ fully connected and convolutional neural network architectures to explore the efficacy of unigram and bigram-based representations. Our results demonstrate that while unigram features achieve moderate classification accuracy, bigram-based models significantly improve performance, suggesting that sequential word class patterns are more distinctive of authorial style. Multi-dimensional scaling (MDS) visualizations reveal meaningful clustering of authors' works, supporting the hypothesis that stylistic nuances can be captured through computational methods. These findings highlight the potential of deep learning and linguistic feature analysis for author profiling and literary studies.
Refusal Behavior in Large Language Models: A Nonlinear Perspective
Hildebrandt, Fabian, Maier, Andreas, Krauss, Patrick, Schilling, Achim
Refusal behavior in large language models (LLMs) enables them to decline responding to harmful, unethical, or inappropriate prompts, ensuring alignment with ethical standards. This paper investigates refusal behavior across six LLMs from three architectural families. We challenge the assumption of refusal as a linear phenomenon by employing dimensionality reduction techniques, including PCA, t-SNE, and UMAP. Our results reveal that refusal mechanisms exhibit nonlinear, multidimensional characteristics that vary by model architecture and layer. These findings highlight the need for nonlinear interpretability to improve alignment research and inform safer AI deployment strategies.
Exploring Narrative Clustering in Large Language Models: A Layerwise Analysis of BERT
Banerjee, Awritrojit, Schilling, Achim, Krauss, Patrick
This study investigates the internal mechanisms of BERT, a transformer-based large language model, with a focus on its ability to cluster narrative content and authorial style across its layers. Using a dataset of narratives developed via GPT-4, featuring diverse semantic content and stylistic variations, we analyze BERT's layerwise activations to uncover patterns of localized neural processing. Through dimensionality reduction techniques such as Principal Component Analysis (PCA) and Multidimensional Scaling (MDS), we reveal that BERT exhibits strong clustering based on narrative content in its later layers, with progressively compact and distinct clusters. While strong stylistic clustering might occur when narratives are rephrased into different text types (e.g., fables, sci-fi, kids' stories), minimal clustering is observed for authorial style specific to individual writers. These findings highlight BERT's prioritization of semantic content over stylistic features, offering insights into its representational capabilities and processing hierarchy. This study contributes to understanding how transformer models like BERT encode linguistic information, paving the way for future interdisciplinary research in artificial intelligence and cognitive neuroscience.
Analysis and Visualization of Linguistic Structures in Large Language Models: Neural Representations of Verb-Particle Constructions in BERT
Kissane, Hassane, Schilling, Achim, Krauss, Patrick
This study investigates the internal representations of verb-particle combinations within transformer-based large language models (LLMs), specifically examining how these models capture lexical and syntactic nuances at different neural network layers. Employing the BERT architecture, we analyse the representational efficacy of its layers for various verb-particle constructions such as 'agree on', 'come back', and 'give up'. Our methodology includes a detailed dataset preparation from the British National Corpus, followed by extensive model training and output analysis through techniques like multi-dimensional scaling (MDS) and generalized discrimination value (GDV) calculations. Results show that BERT's middle layers most effectively capture syntactic structures, with significant variability in representational accuracy across different verb categories. These findings challenge the conventional uniformity assumed in neural network processing of linguistic elements and suggest a complex interplay between network architecture and linguistic representation. Our research contributes to a better understanding of how deep learning models comprehend and process language, offering insights into the potential and limitations of current neural approaches to linguistic analysis. This study not only advances our knowledge in computational linguistics but also prompts further research into optimizing neural architectures for enhanced linguistic precision.
Probing for Consciousness in Machines
Immertreu, Mathis, Schilling, Achim, Maier, Andreas, Krauss, Patrick
This study explores the potential for artificial agents to develop core consciousness, as proposed by Antonio Damasio's theory of consciousness. According to Damasio, the emergence of core consciousness relies on the integration of a self model, informed by representations of emotions and feelings, and a world model. We hypothesize that an artificial agent, trained via reinforcement learning (RL) in a virtual environment, can develop preliminary forms of these models as a byproduct of its primary task. The agent's main objective is to learn to play a video game and explore the environment. To evaluate the emergence of world and self models, we employ probes-feedforward classifiers that use the activations of the trained agent's neural networks to predict the spatial positions of the agent itself. Our results demonstrate that the agent can form rudimentary world and self models, suggesting a pathway toward developing machine consciousness. This research provides foundational insights into the capabilities of artificial agents in mirroring aspects of human consciousness, with implications for future advancements in artificial intelligence.
Analyzing Narrative Processing in Large Language Models (LLMs): Using GPT4 to test BERT
Krauss, Patrick, Hรถsch, Jannik, Metzner, Claus, Maier, Andreas, Uhrig, Peter, Schilling, Achim
The ability to transmit and receive complex information via language is unique to humans and is the basis of traditions, culture and versatile social interactions. Through the disruptive introduction of transformer based large language models (LLMs) humans are not the only entity to "understand" and produce language any more. In the present study, we have performed the first steps to use LLMs as a model to understand fundamental mechanisms of language processing in neural networks, in order to make predictions and generate hypotheses on how the human brain does language processing. Thus, we have used ChatGPT to generate seven different stylistic variations of ten different narratives (Aesop's fables). We used these stories as input for the open source LLM BERT and have analyzed the activation patterns of the hidden units of BERT using multi-dimensional scaling and cluster analysis. We found that the activation vectors of the hidden units cluster according to stylistic variations in earlier layers of BERT (1) than narrative content (4-5). Despite the fact that BERT consists of 12 identical building blocks that are stacked and trained on large text corpora, the different layers perform different tasks. This is a very useful model of the human brain, where self-similar structures, i.e. different areas of the cerebral cortex, can have different functions and are therefore well suited to processing language in a very efficient way. The proposed approach has the potential to open the black box of LLMs on the one hand, and might be a further step to unravel the neural processes underlying human language processing and cognition in general.
Multi-Modal Cognitive Maps based on Neural Networks trained on Successor Representations
Stoewer, Paul, Schilling, Achim, Maier, Andreas, Krauss, Patrick
Cognitive maps are a proposed concept on how the brain efficiently organizes memories and retrieves context out of them. The entorhinal-hippocampal complex is heavily involved in episodic and relational memory processing, as well as spatial navigation and is thought to built cognitive maps via place and grid cells. To make use of the promising properties of cognitive maps, we set up a multi-modal neural network using successor representations which is able to model place cell dynamics and cognitive map representations. Here, we use multi-modal inputs consisting of images and word embeddings. The network learns the similarities between novel inputs and the training database and therefore the representation of the cognitive map successfully. Subsequently, the prediction of the network can be used to infer from one modality to another with over $90\%$ accuracy. The proposed method could therefore be a building block to improve current AI systems for better understanding of the environment and the different modalities in which objects appear. The association of specific modalities with certain encounters can therefore lead to context awareness in novel situations when similar encounters with less information occur and additional information can be inferred from the learned cognitive map. Cognitive maps, as represented by the entorhinal-hippocampal complex in the brain, organize and retrieve context from memories, suggesting that large language models (LLMs) like ChatGPT could harness similar architectures to function as a high-level processing center, akin to how the hippocampus operates within the cortex hierarchy. Finally, by utilizing multi-modal inputs, LLMs can potentially bridge the gap between different forms of data (like images and words), paving the way for context-awareness and grounding of abstract concepts through learned associations, addressing the grounding problem in AI.
Beyond Labels: Advancing Cluster Analysis with the Entropy of Distance Distribution (EDD)
Metzner, Claus, Schilling, Achim, Krauss, Patrick
In the evolving landscape of data science, the accurate quantification of clustering in high-dimensional data sets remains a significant challenge, especially in the absence of predefined labels. This paper introduces a novel approach, the Entropy of Distance Distribution (EDD), which represents a paradigm shift in label-free clustering analysis. Traditional methods, reliant on discrete labels, often struggle to discern intricate cluster patterns in unlabeled data. EDD, however, leverages the characteristic differences in pairwise point-to-point distances to discern clustering tendencies, independent of data labeling. Our method employs the Shannon information entropy to quantify the 'peakedness' or 'flatness' of distance distributions in a data set. This entropy measure, normalized against its maximum value, effectively distinguishes between strongly clustered data (indicated by pronounced peaks in distance distribution) and more homogeneous, non-clustered data sets. This label-free quantification is resilient against global translations and permutations of data points, and with an additional dimension-wise z-scoring, it becomes invariant to data set scaling. We demonstrate the efficacy of EDD through a series of experiments involving two-dimensional data spaces with Gaussian cluster centers. Our findings reveal a monotonic increase in the EDD value with the widening of cluster widths, moving from well-separated to overlapping clusters. This behavior underscores the method's sensitivity and accuracy in detecting varying degrees of clustering. EDD's potential extends beyond conventional clustering analysis, offering a robust, scalable tool for unraveling complex data structures without reliance on pre-assigned labels.
Conceptual Cognitive Maps Formation with Neural Successor Networks and Word Embeddings
Stoewer, Paul, Schilling, Achim, Maier, Andreas, Krauss, Patrick
The human brain possesses the extraordinary capability to contextualize the information it receives from our environment. The entorhinal-hippocampal plays a critical role in this function, as it is deeply engaged in memory processing and constructing cognitive maps using place and grid cells. Comprehending and leveraging this ability could significantly augment the field of artificial intelligence. The multi-scale successor representation serves as a good model for the functionality of place and grid cells and has already shown promise in this role. Here, we introduce a model that employs successor representations and neural networks, along with word embedding vectors, to construct a cognitive map of three separate concepts. The network adeptly learns two different scaled maps and situates new information in proximity to related pre-existing representations. The dispersion of information across the cognitive map varies according to its scale - either being heavily concentrated, resulting in the formation of the three concepts, or spread evenly throughout the map. We suggest that our model could potentially improve current AI models by providing multi-modal context information to any input, based on a similarity metric for the input and pre-existing knowledge representations.