Existing Theory of Mind (ToM) benchmarks diverge from real-world scenarios in three aspects: 1) they assess a limited range of mental states such as beliefs, 2) false beliefs are not comprehensively explored, and 3) the diverse personality traits of characters are overlooked. To address these challenges, we introduce ToMATO, a new ToM benchmark formulated as multiple-choice QA over conversations. ToMATO is generated via LLM-LLM conversations featuring information asymmetry. By employing a prompting method that requires role-playing LLMs to verbalize their thoughts before each utterance, we capture both first- and second-order mental states across five categories: belief, intention, desire, emotion, and knowledge. These verbalized thoughts serve as answers to questions designed to assess the mental states of characters within conversations. Furthermore, the information asymmetry introduced by hiding thoughts from others induces the generation of false beliefs about various mental states. Assigning distinct personality traits to LLMs further diversifies both utterances and thoughts. ToMATO consists of 5.4k questions, 753 conversations, and 15 personality trait patterns. Our analysis shows that this dataset construction approach frequently generates false beliefs due to the information asymmetry between role-playing LLMs, and effectively reflects diverse personalities. We evaluate nine LLMs on ToMATO and find that even GPT-4o mini lags behind human performance, especially in understanding false beliefs, and lacks robustness to various personality traits.

A hybrid autoregressive transducer (HAT) is a variant of neural transducer that models blank and non-blank posterior distributions separately. In this paper, we propose a novel internal acoustic model (IAM) training strategy to enhance HAT-based speech recognition. IAM consists of encoder and joint networks, which are fully shared and jointly trained with HAT. This joint training not only enhances the HAT training efficiency but also encourages IAM and HAT to emit blanks synchronously which skips the more expensive non-blank computation, resulting in more effective blank thresholding for faster decoding. Experiments demonstrate that the relative error reductions of the HAT with IAM compared to the vanilla HAT are statistically significant. Moreover, we introduce dual blank thresholding, which combines both HAT- and IAM-blank thresholding and a compatible decoding algorithm. This results in a 42-75% decoding speed-up with no major performance degradation.

Extending the RNN Transducer (RNNT) to recognize multi-talker speech is essential for wider automatic speech recognition (ASR) applications. Multi-talker RNNT (MT-RNNT) aims to achieve recognition without relying on costly front-end source separation. MT-RNNT is conventionally implemented using architectures with multiple encoders or decoders, or by serializing all speakers' transcriptions into a single output stream. The first approach is computationally expensive, particularly due to the need for multiple encoder processing. In contrast, the second approach involves a complex label generation process, requiring accurate timestamps of all words spoken by all speakers in the mixture, obtained from an external ASR system. In this paper, we propose a novel alignment-free training scheme for the MT-RNNT (MT-RNNT-AFT) that adopts the standard RNNT architecture. The target labels are created by appending a prompt token corresponding to each speaker at the beginning of the transcription, reflecting the order of each speaker's appearance in the mixtures. Thus, MT-RNNT-AFT can be trained without relying on accurate alignments, and it can recognize all speakers' speech with just one round of encoder processing. Experiments show that MT-RNNT-AFT achieves performance comparable to that of the state-of-the-art alternatives, while greatly simplifying the training process.

This paper presents a novel speaking-style captioning method that generates diverse descriptions while accurately predicting speaking-style information. Conventional learning criteria directly use original captions that contain not only speaking-style factor terms but also syntax words, which disturbs learning speaking-style information. To solve this problem, we introduce factor-conditioned captioning (FCC), which first outputs a phrase representing speaking-style factors (e.g., gender, pitch, etc.), and then generates a caption to ensure the model explicitly learns speaking-style factors. We also propose greedy-then-sampling (GtS) decoding, which first predicts speaking-style factors deterministically to guarantee semantic accuracy, and then generates a caption based on factor-conditioned sampling to ensure diversity. Experiments show that FCC outperforms the original caption-based training, and with GtS, it generates more diverse captions while keeping style prediction performance.

This paper addresses the tradeoff between standard accuracy on clean examples and robustness against adversarial examples in deep neural networks (DNNs). Although adversarial training (AT) improves robustness, it degrades the standard accuracy, thus yielding the tradeoff. To mitigate this tradeoff, we propose a novel AT method called ARREST, which comprises three components: (i) adversarial finetuning (AFT), (ii) representation-guided knowledge distillation (RGKD), and (iii) noisy replay (NR). AFT trains a DNN on adversarial examples by initializing its parameters with a DNN that is standardly pretrained on clean examples. RGKD and NR respectively entail a regularization term and an algorithm to preserve latent representations of clean examples during AFT. RGKD penalizes the distance between the representations of the standardly pretrained and AFT DNNs. NR switches input adversarial examples to nonadversarial ones when the representation changes significantly during AFT. By combining these components, ARREST achieves both high standard accuracy and robustness. Experimental results demonstrate that ARREST mitigates the tradeoff more effectively than previous AT-based methods do.

This paper proposes a novel automatic speech recognition (ASR) system that can transcribe individual speaker's speech while identifying whether they are target or non-target speakers from multi-talker overlapped speech. Target-speaker ASR systems are a promising way to only transcribe a target speaker's speech by enrolling the target speaker's information. However, in conversational ASR applications, transcribing both the target speaker's speech and non-target speakers' ones is often required to understand interactive information. To naturally consider both target and non-target speakers in a single ASR model, our idea is to extend autoregressive modeling-based multi-talker ASR systems to utilize the enrollment speech of the target speaker. Our proposed ASR is performed by recursively generating both textual tokens and tokens that represent target or non-target speakers. Our experiments demonstrate the effectiveness of our proposed method.

End-to-end speech summarization (E2E SSum) is a technique to directly generate summary sentences from speech. Compared with the cascade approach, which combines automatic speech recognition (ASR) and text summarization models, the E2E approach is more promising because it mitigates ASR errors, incorporates nonverbal information, and simplifies the overall system. However, since collecting a large amount of paired data (i.e., speech and summary) is difficult, the training data is usually insufficient to train a robust E2E SSum system. In this paper, we present two novel methods that leverage a large amount of external text summarization data for E2E SSum training. The first technique is to utilize a text-to-speech (TTS) system to generate synthesized speech, which is used for E2E SSum training with the text summary. The second is a TTS-free method that directly inputs phoneme sequence instead of synthesized speech to the E2E SSum model. Experiments show that our proposed TTS- and phoneme-based methods improve several metrics on the How2 dataset. In particular, our best system outperforms a previous state-of-the-art one by a large margin (i.e., METEOR score improvements of more than 6 points). To the best of our knowledge, this is the first work to use external language resources for E2E SSum. Moreover, we report a detailed analysis of the How2 dataset to confirm the validity of our proposed E2E SSum system.

This paper investigates the effectiveness and implementation of modality-specific large-scale pre-trained encoders for multimodal sentiment analysis~(MSA). Although the effectiveness of pre-trained encoders in various fields has been reported, conventional MSA methods employ them for only linguistic modality, and their application has not been investigated. This paper compares the features yielded by large-scale pre-trained encoders with conventional heuristic features. One each of the largest pre-trained encoders publicly available for each modality are used; CLIP-ViT, WavLM, and BERT for visual, acoustic, and linguistic modalities, respectively. Experiments on two datasets reveal that methods with domain-specific pre-trained encoders attain better performance than those with conventional features in both unimodal and multimodal scenarios. We also find it better to use the outputs of the intermediate layers of the encoders than those of the output layer. The codes are available at https://github.com/ando-hub/MSA_Pretrain.

One of the problems with automated audio captioning (AAC) is the indeterminacy in word selection corresponding to the audio event/scene. Since one acoustic event/scene can be described with several words, it results in a combinatorial explosion of possible captions and difficulty in training. To solve this problem, we propose a Transformer-based audio-captioning model with keyword estimation called TRACKE. It simultaneously solves the word-selection indeterminacy problem with the main task of AAC while executing the sub-task of acoustic event detection/acoustic scene classification (i.e., keyword estimation). TRACKE estimates keywords, which comprise a word set corresponding to audio events/scenes in the input audio, and generates the caption while referring to the estimated keywords to reduce word-selection indeterminacy. Experimental results on a public AAC dataset indicate that TRACKE achieved state-of-the-art performance and successfully estimated both the caption and its keywords.