Duan, Jinhao
TruthPrInt: Mitigating LVLM Object Hallucination Via Latent Truthful-Guided Pre-Intervention
Duan, Jinhao, Kong, Fei, Cheng, Hao, Diffenderfer, James, Kailkhura, Bhavya, Sun, Lichao, Zhu, Xiaofeng, Shi, Xiaoshuang, Xu, Kaidi
Object Hallucination (OH) has been acknowledged as one of the major trustworthy challenges in Large Vision-Language Models (LVLMs). Recent advancements in Large Language Models (LLMs) indicate that internal states, such as hidden states, encode the "overall truthfulness" of generated responses. However, it remains under-explored how internal states in LVLMs function and whether they could serve as "per-token" hallucination indicators, which is essential for mitigating OH. In this paper, we first conduct an in-depth exploration of LVLM internal states in relation to OH issues and discover that (1) LVLM internal states are high-specificity per-token indicators of hallucination behaviors. Moreover, (2) different LVLMs encode universal patterns of hallucinations in common latent subspaces, indicating that there exist "generic truthful directions" shared by various LVLMs. Based on these discoveries, we propose Truthful-Guided Pre-Intervention (TruthPrInt) that first learns the truthful direction of LVLM decoding and then applies truthful-guided inference-time intervention during LVLM decoding. We further propose ComnHallu to enhance both cross-LVLM and cross-data hallucination detection transferability by constructing and aligning hallucination latent subspaces. We evaluate TruthPrInt in extensive experimental settings, including in-domain and out-of-domain scenarios, over popular LVLMs and OH benchmarks. Experimental results indicate that TruthPrInt significantly outperforms state-of-the-art methods. Codes will be available at https://github.com/jinhaoduan/TruthPrInt.
DynaCode: A Dynamic Complexity-Aware Code Benchmark for Evaluating Large Language Models in Code Generation
Hu, Wenhao, Duan, Jinhao, Wei, Chunchen, Zhang, Li, Zhang, Yue, Xu, Kaidi
The rapid advancement of large language models (LLMs) has significantly improved their performance in code generation tasks. However, existing code benchmarks remain static, consisting of fixed datasets with predefined problems. This makes them vulnerable to memorization during training, where LLMs recall specific test cases instead of generalizing to new problems, leading to data contamination and unreliable evaluation results. To address these issues, we introduce DynaCode, a dynamic, complexity-aware benchmark that overcomes the limitations of static datasets. DynaCode evaluates LLMs systematically using a complexity-aware metric, incorporating both code complexity and call-graph structures. DynaCode achieves large-scale diversity, generating up to 189 million unique nested code problems across four distinct levels of code complexity, referred to as units, and 16 types of call graphs. Results on 12 latest LLMs show an average performance drop of 16.8% to 45.7% compared to MBPP+, a static code generation benchmark, with performance progressively decreasing as complexity increases. This demonstrates DynaCode's ability to effectively differentiate LLMs. Additionally, by leveraging call graphs, we gain insights into LLM behavior, particularly their preference for handling subfunction interactions within nested code.
GuideLLM: Exploring LLM-Guided Conversation with Applications in Autobiography Interviewing
Duan, Jinhao, Zhao, Xinyu, Zhang, Zhuoxuan, Ko, Eunhye, Boddy, Lily, Wang, Chenan, Li, Tianhao, Rasgon, Alexander, Hong, Junyuan, Lee, Min Kyung, Yuan, Chenxi, Long, Qi, Ding, Ying, Chen, Tianlong, Xu, Kaidi
Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations-where LLMs direct the discourse and steer the conversation's objectives-remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.
Tune In, Act Up: Exploring the Impact of Audio Modality-Specific Edits on Large Audio Language Models in Jailbreak
Xiao, Erjia, Cheng, Hao, Shao, Jing, Duan, Jinhao, Xu, Kaidi, Yang, Le, Gu, Jindong, Xu, Renjing
Large Language Models (LLMs) demonstrate remarkable zero-shot performance across various natural language processing tasks. The integration of multimodal encoders extends their capabilities, enabling the development of Multimodal Large Language Models that process vision, audio, and text. However, these capabilities also raise significant security concerns, as these models can be manipulated to generate harmful or inappropriate content through jailbreak. While extensive research explores the impact of modality-specific input edits on text-based LLMs and Large Vision-Language Models in jailbreak, the effects of audio-specific edits on Large Audio-Language Models (LALMs) remain underexplored. Hence, this paper addresses this gap by investigating how audio-specific edits influence LALMs inference regarding jailbreak. We introduce the Audio Editing Toolbox (AET), which enables audio-modality edits such as tone adjustment, word emphasis, and noise injection, and the Edited Audio Datasets (EADs), a comprehensive audio jailbreak benchmark. We also conduct extensive evaluations of state-of-the-art LALMs to assess their robustness under different audio edits. This work lays the groundwork for future explorations on audio-modality interactions in LALMs security.
ConU: Conformal Uncertainty in Large Language Models with Correctness Coverage Guarantees
Wang, Zhiyuan, Duan, Jinhao, Cheng, Lu, Zhang, Yue, Wang, Qingni, Shen, Hengtao, Zhu, Xiaofeng, Shi, Xiaoshuang, Xu, Kaidi
Uncertainty quantification (UQ) in natural language generation (NLG) tasks remains an open challenge, exacerbated by the intricate nature of the recent large language models (LLMs). This study investigates adapting conformal prediction (CP), which can convert any heuristic measure of uncertainty into rigorous theoretical guarantees by constructing prediction sets, for black-box LLMs in open-ended NLG tasks. We propose a sampling-based uncertainty measure leveraging self-consistency and develop a conformal uncertainty criterion by integrating the uncertainty condition aligned with correctness into the design of the CP algorithm. Experimental results indicate that our uncertainty measure generally surpasses prior state-of-the-art methods. Furthermore, we calibrate the prediction sets within the model's unfixed answer distribution and achieve strict control over the correctness coverage rate across 6 LLMs on 4 free-form NLG datasets, spanning general-purpose and medical domains, while the small average set size further highlights the efficiency of our method in providing trustworthy guarantees for practical open-ended NLG applications.
GTBench: Uncovering the Strategic Reasoning Limitations of LLMs via Game-Theoretic Evaluations
Duan, Jinhao, Zhang, Renming, Diffenderfer, James, Kailkhura, Bhavya, Sun, Lichao, Stengel-Eskin, Elias, Bansal, Mohit, Chen, Tianlong, Xu, Kaidi
As Large Language Models (LLMs) are integrated into critical real-world applications, their strategic and logical reasoning abilities are increasingly crucial. This paper evaluates LLMs' reasoning abilities in competitive environments through game-theoretic tasks, e.g., board and card games that require pure logic and strategic reasoning to compete with opponents. We first propose GTBench, a language-driven environment composing 10 widely recognized tasks, across a comprehensive game taxonomy: complete versus incomplete information, dynamic versus static, and probabilistic versus deterministic scenarios. Then, we (1) Characterize the game-theoretic reasoning of LLMs; and (2) Perform LLM-vs.-LLM competitions as reasoning evaluation. We observe that (1) LLMs have distinct behaviors regarding various gaming scenarios; for example, LLMs fail in complete and deterministic games yet they are competitive in probabilistic gaming scenarios; (2) Most open-source LLMs, e.g., CodeLlama-34b-Instruct and Llama-2-70b-chat, are less competitive than commercial LLMs, e.g., GPT-4, in complex games, yet the recently released Llama-3-70b-Instruct makes up for this shortcoming. In addition, code-pretraining greatly benefits strategic reasoning, while advanced reasoning methods such as Chain-of-Thought (CoT) and Tree-of-Thought (ToT) do not always help. We further characterize the game-theoretic properties of LLMs, such as equilibrium and Pareto Efficiency in repeated games. Detailed error profiles are provided for a better understanding of LLMs' behavior. We hope our research provides standardized protocols and serves as a foundation to spur further explorations in the strategic reasoning of LLMs.
Decoding Compressed Trust: Scrutinizing the Trustworthiness of Efficient LLMs Under Compression
Hong, Junyuan, Duan, Jinhao, Zhang, Chenhui, Li, Zhangheng, Xie, Chulin, Lieberman, Kelsey, Diffenderfer, James, Bartoldson, Brian, Jaiswal, Ajay, Xu, Kaidi, Kailkhura, Bhavya, Hendrycks, Dan, Song, Dawn, Wang, Zhangyang, Li, Bo
Compressing high-capability Large Language Models (LLMs) has emerged as a favored strategy for resource-efficient inferences. While state-of-the-art (SoTA) compression methods boast impressive advancements in preserving benign task performance, the potential risks of compression in terms of safety and trustworthiness have been largely neglected. This study conducts the first, thorough evaluation of three (3) leading LLMs using five (5) SoTA compression techniques across eight (8) trustworthiness dimensions. Our experiments highlight the intricate interplay between compression and trustworthiness, revealing some interesting patterns. We find that quantization is currently a more effective approach than pruning in achieving efficiency and trustworthiness simultaneously. For instance, a 4-bit quantized model retains the trustworthiness of its original counterpart, but model pruning significantly degrades trustworthiness, even at 50% sparsity. Moreover, employing quantization within a moderate bit range could unexpectedly improve certain trustworthiness dimensions such as ethics and fairness. Conversely, extreme quantization to very low bit levels (3 bits) tends to reduce trustworthiness significantly. This increased risk cannot be uncovered by looking at benign performance alone, in turn, mandating comprehensive trustworthiness evaluation in practice. These findings culminate in practical recommendations for simultaneously achieving high utility, efficiency, and trustworthiness in LLMs. Code and models are available at https://decoding-comp-trust.github.io.
Word-Sequence Entropy: Towards Uncertainty Estimation in Free-Form Medical Question Answering Applications and Beyond
Wang, Zhiyuan, Duan, Jinhao, Yuan, Chenxi, Chen, Qingyu, Chen, Tianlong, Yao, Huaxiu, Zhang, Yue, Wang, Ren, Xu, Kaidi, Shi, Xiaoshuang
Uncertainty estimation plays a pivotal role in ensuring the reliability of safety-critical human-AI interaction systems, particularly in the medical domain. However, a general method for quantifying the uncertainty of free-form answers has yet to be established in open-ended medical question-answering (QA) tasks, where irrelevant words and sequences with limited semantic information can be the primary source of uncertainty due to the presence of generative inequality. In this paper, we propose the Word-Sequence Entropy (WSE), which calibrates the uncertainty proportion at both the word and sequence levels according to the semantic relevance, with greater emphasis placed on keywords and more relevant sequences when performing uncertainty quantification. We compare WSE with 6 baseline methods on 5 free-form medical QA datasets, utilizing 7 "off-the-shelf" large language models (LLMs), and show that WSE exhibits superior performance on accurate uncertainty measurement under two standard criteria for correctness evaluation (e.g., WSE outperforms existing state-of-the-art method by 3.23% AUROC on the MedQA dataset). Additionally, in terms of the potential for real-world medical QA applications, we achieve a significant enhancement in the performance of LLMs when employing sequences with lower uncertainty, identified by WSE, as final answers (e.g., +6.36% accuracy improvement on the COVID-QA dataset), without requiring any additional task-specific fine-tuning or architectural modifications.
A Survey on Large Language Model (LLM) Security and Privacy: The Good, the Bad, and the Ugly
Yao, Yifan, Duan, Jinhao, Xu, Kaidi, Cai, Yuanfang, Sun, Zhibo, Zhang, Yue
Large Language Models (LLMs), such as ChatGPT and Bard, have revolutionized natural language understanding and generation. They possess deep language comprehension, human-like text generation capabilities, contextual awareness, and robust problem-solving skills, making them invaluable in various domains (e.g., search engines, customer support, translation). In the meantime, LLMs have also gained traction in the security community, revealing security vulnerabilities and showcasing their potential in security-related tasks. This paper explores the intersection of LLMs with security and privacy. Specifically, we investigate how LLMs positively impact security and privacy, potential risks and threats associated with their use, and inherent vulnerabilities within LLMs. Through a comprehensive literature review, the paper categorizes the papers into "The Good" (beneficial LLM applications), "The Bad" (offensive applications), and "The Ugly" (vulnerabilities of LLMs and their defenses). We have some interesting findings. For example, LLMs have proven to enhance code security (code vulnerability detection) and data privacy (data confidentiality protection), outperforming traditional methods. However, they can also be harnessed for various attacks (particularly user-level attacks) due to their human-like reasoning abilities. We have identified areas that require further research efforts. For example, Research on model and parameter extraction attacks is limited and often theoretical, hindered by LLM parameter scale and confidentiality. Safe instruction tuning, a recent development, requires more exploration. We hope that our work can shed light on the LLMs' potential to both bolster and jeopardize cybersecurity.
Shifting Attention to Relevance: Towards the Uncertainty Estimation of Large Language Models
Duan, Jinhao, Cheng, Hao, Wang, Shiqi, Zavalny, Alex, Wang, Chenan, Xu, Renjing, Kailkhura, Bhavya, Xu, Kaidi
While Large Language Models (LLMs) have demonstrated remarkable potential in natural language generation and instruction following, a persistent challenge lies in their susceptibility to "hallucinations", which erodes trust in their outputs. Although Uncertainty Quantification (UQ) presents a promising solution, its accurate implementation within the context of LLMs remains a significant hurdle. To address this critical roadblock, our research originates from a fundamental heuristic insight: tokens within auto-regressive LLM-generated text do not equally reflect the underlying meaning. Some tokens carry greater relevance and representativeness than others, owing to the phenomenon of "linguistic redundancy", wherein a select few keywords suffice to convey the essence of lengthy sentences. Regrettably, existing methodologies treat all tokens with equal importance when estimating uncertainty, disregarding these inherent generative inequalities. Our analysis reveals a significant issue with state-of-the-art: numerous tokens (and sentences) of limited semantic significance receive equal or even excessive weighting during uncertainty estimation. To rectify this bias, we propose to jointly Shifting Attention to more Relevant (SAR) components, at both the token- and the sentence-levels for accurate uncertainty estimation. We conduct extensive experiments involving a range of popular "off-the-shelf" LLMs, including instruction-tuned LLMs such as Vicuna, WizardLM, and LLaMA-2-chat, as well as pretrained LLMs like OPT and LLaMA, with model sizes extending up to 33B parameters. We carry out evaluation across various free-form question-answering tasks, encompassing domains such as reading comprehension, science Q&A, and medical Q&A. Our experimental results demonstrate the superior performance of SAR in addressing the challenges of uncertainty estimation within the realm of LLMs.