Uncertainty
Statistical Scenario Modelling and Lookalike Distributions for Multi-Variate AI Risk
Evaluating AI safety requires statistically rigorous methods and risk metrics for understanding how the use of AI affects aggregated risk. However, much AI safety literature focuses upon risks arising from AI models in isolation, lacking consideration of how modular use of AI affects risk distribution of workflow components or overall risk metrics. There is also a lack of statistical grounding enabling sensitisation of risk models in the presence of absence of AI to estimate causal contributions of AI. This is in part due to the dearth of AI impact data upon which to fit distributions. In this work, we address these gaps in two ways. First, we demonstrate how scenario modelling (grounded in established statistical techniques such as Markov chains, copulas and Monte Carlo simulation) can be used to model AI risk holistically. Second, we show how lookalike distributions from phenomena analogous to AI can be used to estimate AI impacts in the absence of directly observable data. We demonstrate the utility of our methods for benchmarking cumulative AI risk via risk analysis of a logistic scenario simulations.
Black Box Causal Inference: Effect Estimation via Meta Prediction
Bynum, Lucius E. J., Puli, Aahlad Manas, Herrero-Quevedo, Diego, Nguyen, Nhi, Fernandez-Granda, Carlos, Cho, Kyunghyun, Ranganath, Rajesh
Causal inference and the estimation of causal effects plays a central role in decision-making across many areas, including healthcare and economics. Estimating causal effects typically requires an estimator that is tailored to each problem of interest. But developing estimators can take significant effort for even a single causal inference setting. For example, algorithms for regression-based estimators, propensity score methods, and doubly robust methods were designed across several decades to handle causal estimation with observed confounders. Similarly, several estimators have been developed to exploit instrumental variables (IVs), including two-stage least-squares (TSLS), control functions, and the method-of-moments. In this work, we instead frame causal inference as a dataset-level prediction problem, offloading algorithm design to the learning process. The approach we introduce, called black box causal inference (BBCI), builds estimators in a black-box manner by learning to predict causal effects from sampled dataset-effect pairs. We demonstrate accurate estimation of average treatment effects (ATEs) and conditional average treatment effects (CATEs) with BBCI across several causal inference problems with known identification, including problems with less developed estimators.
Dependency-aware Maximum Likelihood Estimation for Active Learning
Kalkanli, Beyza, Imbiriba, Tales, Ioannidis, Stratis, Erdogmus, Deniz, Dy, Jennifer
Active learning aims to efficiently build a labeled training set by strategically selecting samples to query labels from annotators. In this sequential process, each sample acquisition influences subsequent selections, causing dependencies among samples in the labeled set. However, these dependencies are overlooked during the model parameter estimation stage when updating the model using Maximum Likelihood Estimation (MLE), a conventional method that assumes independent and identically distributed (i.i.d.) data. We propose Dependency-aware MLE (DMLE), which corrects MLE within the active learning framework by addressing sample dependencies typically neglected due to the i.i.d. assumption, ensuring consistency with active learning principles in the model parameter estimation process. This improved method achieves superior performance across multiple benchmark datasets, reaching higher performance in earlier cycles compared to conventional MLE. Specifically, we observe average accuracy improvements of 6\%, 8.6\%, and 10.5\% for $k=1$, $k=5$, and $k=10$ respectively, after collecting the first 100 samples, where entropy is the acquisition function and $k$ is the query batch size acquired at every active learning cycle.
InfoSEM: A Deep Generative Model with Informative Priors for Gene Regulatory Network Inference
Cui, Tianyu, Xu, Song-Jun, Moskalev, Artem, Li, Shuwei, Mansi, Tommaso, Prakash, Mangal, Liao, Rui
Inferring Gene Regulatory Networks (GRNs) from gene expression data is crucial for understanding biological processes. While supervised models are reported to achieve high performance for this task, they rely on costly ground truth (GT) labels and risk learning gene-specific biases, such as class imbalances of GT interactions, rather than true regulatory mechanisms. To address these issues, we introduce InfoSEM, an unsupervised generative model that leverages textual gene embeddings as informative priors, improving GRN inference without GT labels. InfoSEM can also integrate GT labels as an additional prior when available, avoiding biases and further enhancing performance. Additionally, we propose a biologically motivated benchmarking framework that better reflects real-world applications such as biomarker discovery and reveals learned biases of existing supervised methods. InfoSEM outperforms existing models by 38.5% across four datasets using textual embeddings prior and further boosts performance by 11.1% when integrating labeled data as priors.
Federated Inverse Probability Treatment Weighting for Individual Treatment Effect Estimation
Yin, Changchang, Chen, Hong-You, Chao, Wei-Lun, Zhang, Ping
Individual treatment effect (ITE) estimation is to evaluate the causal effects of treatment strategies on some important outcomes, which is a crucial problem in healthcare. Most existing ITE estimation methods are designed for centralized settings. However, in real-world clinical scenarios, the raw data are usually not shareable among hospitals due to the potential privacy and security risks, which makes the methods not applicable. In this work, we study the ITE estimation task in a federated setting, which allows us to harness the decentralized data from multiple hospitals. Due to the unavoidable confounding bias in the collected data, a model directly learned from it would be inaccurate. One well-known solution is Inverse Probability Treatment Weighting (IPTW), which uses the conditional probability of treatment given the covariates to re-weight each training example. Applying IPTW in a federated setting, however, is non-trivial. We found that even with a well-estimated conditional probability, the local model training step using each hospital's data alone would still suffer from confounding bias. To address this, we propose FED-IPTW, a novel algorithm to extend IPTW into a federated setting that enforces both global (over all the data) and local (within each hospital) decorrelation between covariates and treatments. We validated our approach on the task of comparing the treatment effects of mechanical ventilation on improving survival probability for patients with breadth difficulties in the intensive care unit (ICU). We conducted experiments on both synthetic and real-world eICU datasets and the results show that FED-IPTW outperform state-of-the-art methods on all the metrics on factual prediction and ITE estimation tasks, paving the way for personalized treatment strategy design in mechanical ventilation usage.
A new local time-decoupled squared Wasserstein-2 method for training stochastic neural networks to reconstruct uncertain parameters in dynamical systems
Xia, Mingtao, Shen, Qijing, Maini, Philip, Gaffney, Eamonn, Mogilner, Alex
Preprint submitted to Elsevier March 10, 2025 algorithms to solve such inverse-type problems advance different fields including inferring neural circuit dynamics from spiking data [42] in neuroscience, modeling and predicting complex weather patterns from historical data [9] in climate science, uncovering disease transmission dynamics from infection case counts over time [46] in epidemiology, and deducing reaction rates from experimental concentration-time profiles in reaction kinetics in biochemistry [30]. However, such inverse-type problems pose substantial mathematical and computational challenges, particularly when data are limited and noisy, motivating ongoing research into novel algorithms and theoretical frameworks to improve models' reconstruction accuracy and efficiency. In this paper, we study the inverse problem of inferring the distribution of model parameters for several dynamical systems including ordinary differential equations (ODEs), partial differential equations (PDEs), and stochastic differential equations (SDEs) from time-series data or spatiotemporal data. Existing methods for such problems can be broadly categorized into traditional statistical approaches and modern data-driven techniques. Traditional statistical methods often involve parameter estimation frameworks. For example, linear and nonlinear regression methods play a role in simpler systems where the functional form of the model is partially known [13]. Furthermore, maximum likelihood estimation and Bayesian inference methods [16, 33] are often adopted. Maximum likelihood estimation optimizes the likelihood of model parameter values in a proposed model from observed data, while Bayesian methods incorporate prior information and compute posterior distributions. These approaches are widely used in applications such as reaction network reconstruction and epidemiological modeling.
Enough Coin Flips Can Make LLMs Act Bayesian
Gupta, Ritwik, Corona, Rodolfo, Ge, Jiaxin, Wang, Eric, Klein, Dan, Darrell, Trevor, Chan, David M.
Large language models (LLMs) exhibit the ability to generalize given few-shot examples in their input prompt, an emergent capability known as in-context learning (ICL). We investigate whether LLMs utilize ICL to perform structured reasoning in ways that are consistent with a Bayesian framework or rely on pattern matching. Using a controlled setting of biased coin flips, we find that: (1) LLMs often possess biased priors, causing initial divergence in zero-shot settings, (2) in-context evidence outweighs explicit bias instructions, (3) LLMs broadly follow Bayesian posterior updates, with deviations primarily due to miscalibrated priors rather than flawed updates, and (4) attention magnitude has negligible effect on Bayesian inference. With sufficient demonstrations of biased coin flips via ICL, LLMs update their priors in a Bayesian manner.
Compositional World Knowledge leads to High Utility Synthetic data
Gaudi, Sachit, Sreekumar, Gautam, Boddeti, Vishnu
Machine learning systems struggle with robustness, under subpopulation shifts. This problem becomes especially pronounced in scenarios where only a subset of attribute combinations is observed during training -a severe form of subpopulation shift, referred as compositional shift. To address this problem, we ask the following question: Can we improve the robustness by training on synthetic data, spanning all possible attribute combinations? We first show that training of conditional diffusion models on limited data lead to incorrect underlying distribution. Therefore, synthetic data sampled from such models will result in unfaithful samples and does not lead to improve performance of downstream machine learning systems. To address this problem, we propose CoInD to reflect the compositional nature of the world by enforcing conditional independence through minimizing Fisher's divergence between joint and marginal distributions. We demonstrate that synthetic data generated by CoInD is faithful and this translates to state-of-the-art worst-group accuracy on compositional shift tasks on CelebA.
Causally Reliable Concept Bottleneck Models
De Felice, Giovanni, Flores, Arianna Casanova, De Santis, Francesco, Santini, Silvia, Schneider, Johannes, Barbiero, Pietro, Termine, Alberto
Concept-based models are an emerging paradigm in deep learning that constrains the inference process to operate through human-interpretable concepts, facilitating explainability and human interaction. However, these architectures, on par with popular opaque neural models, fail to account for the true causal mechanisms underlying the target phenomena represented in the data. This hampers their ability to support causal reasoning tasks, limits out-of-distribution generalization, and hinders the implementation of fairness constraints. To overcome these issues, we propose \emph{Causally reliable Concept Bottleneck Models} (C$^2$BMs), a class of concept-based architectures that enforce reasoning through a bottleneck of concepts structured according to a model of the real-world causal mechanisms. We also introduce a pipeline to automatically learn this structure from observational data and \emph{unstructured} background knowledge (e.g., scientific literature). Experimental evidence suggest that C$^2$BM are more interpretable, causally reliable, and improve responsiveness to interventions w.r.t. standard opaque and concept-based models, while maintaining their accuracy.
TRANSIT your events into a new mass: Fast background interpolation for weakly-supervised anomaly searches
Oleksiyuk, Ivan, Voloshynovskiy, Svyatoslav, Golling, Tobias
We introduce a new model for conditional and continuous data morphing called TRansport Adversarial Network for Smooth InTerpolation (TRANSIT). We apply it to create a background data template for weakly-supervised searches at the LHC. The method smoothly transforms sideband events to match signal region mass distributions. We demonstrate the performance of TRANSIT using the LHC Olympics R\&D dataset. The model captures non-linear mass correlations of features and produces a template that offers a competitive anomaly sensitivity compared to state-of-the-art transport-based template generators. Moreover, the computational training time required for TRANSIT is an order of magnitude lower than that of competing deep learning methods. This makes it ideal for analyses that iterate over many signal regions and signal models. Unlike generative models, which must learn a full probability density distribution, i.e., the correlations between all the variables, the proposed transport model only has to learn a smooth conditional shift of the distribution. This allows for a simpler, more efficient residual architecture, enabling mass uncorrelated features to pass the network unchanged while the mass correlated features are adjusted accordingly. Furthermore, we show that the latent space of the model provides a set of mass decorrelated features useful for anomaly detection without background sculpting.