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 Expert Systems


Improving Human-Autonomous Vehicle Interaction in Complex Systems

arXiv.org Artificial Intelligence

Unresolved questions about how autonomous vehicles (AVs) should meet the informational needs of riders hinder real-world adoption. Complicating our ability to satisfy rider needs is that different people, goals, and driving contexts have different criteria for what constitutes interaction success. Unfortunately, most human-AV research and design today treats all people and situations uniformly. It is crucial to understand how an AV should communicate to meet rider needs, and how communications should change when the human-AV complex system changes. I argue that understanding the relationships between different aspects of the human-AV system can help us build improved and adaptable AV communications. I support this argument using three empirical studies. First, I identify optimal communication strategies that enhance driving performance, confidence, and trust for learning in extreme driving environments. Findings highlight the need for task-sensitive, modality-appropriate communications tuned to learner cognitive limits and goals. Next, I highlight the consequences of deploying faulty communication systems and demonstrate the need for context-sensitive communications. Third, I use machine learning (ML) to illuminate personal factors predicting trust in AVs, emphasizing the importance of tailoring designs to individual traits and concerns. Together, this dissertation supports the necessity of transparent, adaptable, and personalized AV systems that cater to individual needs, goals, and contextual demands. By considering the complex system within which human-AV interactions occur, we can deliver valuable insights for designers, researchers, and policymakers. This dissertation also provides a concrete domain to study theories of human-machine joint action and situational awareness, and can be used to guide future human-AI interaction research. [shortened for arxiv]


Representation Learning for Tabular Data: A Comprehensive Survey

arXiv.org Artificial Intelligence

Tabular data, structured as rows and columns, is among the most prevalent data types in machine learning classification and regression applications. Models for learning from tabular data have continuously evolved, with Deep Neural Networks (DNNs) recently demonstrating promising results through their capability of representation learning. In this survey, we systematically introduce the field of tabular representation learning, covering the background, challenges, and benchmarks, along with the pros and cons of using DNNs. We organize existing methods into three main categories according to their generalization capabilities: specialized, transferable, and general models. Specialized models focus on tasks where training and evaluation occur within the same data distribution. We introduce a hierarchical taxonomy for specialized models based on the key aspects of tabular data -- features, samples, and objectives -- and delve into detailed strategies for obtaining high-quality feature- and sample-level representations. Transferable models are pre-trained on one or more datasets and subsequently fine-tuned on downstream tasks, leveraging knowledge acquired from homogeneous or heterogeneous sources, or even cross-modalities such as vision and language. General models, also known as tabular foundation models, extend this concept further, allowing direct application to downstream tasks without fine-tuning. We group these general models based on the strategies used to adapt across heterogeneous datasets. Additionally, we explore ensemble methods, which integrate the strengths of multiple tabular models. Finally, we discuss representative extensions of tabular learning, including open-environment tabular machine learning, multimodal learning with tabular data, and tabular understanding. More information can be found in the following repository: https://github.com/LAMDA-Tabular/Tabular-Survey.


A Survey on Small Sample Imbalance Problem: Metrics, Feature Analysis, and Solutions

arXiv.org Artificial Intelligence

The small sample imbalance (S&I) problem is a major challenge in machine learning and data analysis. It is characterized by a small number of samples and an imbalanced class distribution, which leads to poor model performance. In addition, indistinct inter-class feature distributions further complicate classification tasks. Existing methods often rely on algorithmic heuristics without sufficiently analyzing the underlying data characteristics. We argue that a detailed analysis from the data perspective is essential before developing an appropriate solution. Therefore, this paper proposes a systematic analytical framework for the S\&I problem. We first summarize imbalance metrics and complexity analysis methods, highlighting the need for interpretable benchmarks to characterize S&I problems. Second, we review recent solutions for conventional, complexity-based, and extreme S&I problems, revealing methodological differences in handling various data distributions. Our summary finds that resampling remains a widely adopted solution. However, we conduct experiments on binary and multiclass datasets, revealing that classifier performance differences significantly exceed the improvements achieved through resampling. Finally, this paper highlights open questions and discusses future trends.


Human-aligned Deep Learning: Explainability, Causality, and Biological Inspiration

arXiv.org Artificial Intelligence

This work aligns deep learning (DL) with human reasoning capabilities and needs to enable more efficient, interpretable, and robust image classification. We approach this from three perspectives: explainability, causality, and biological vision. Introduction and background open this work before diving into operative chapters. First, we assess neural networks' visualization techniques for medical images and validate an explainable-by-design method for breast mass classification. A comprehensive review at the intersection of XAI and causality follows, where we introduce a general scaffold to organize past and future research, laying the groundwork for our second perspective. In the causality direction, we propose novel modules that exploit feature co-occurrence in medical images, leading to more effective and explainable predictions. We further introduce CROCODILE, a general framework that integrates causal concepts, contrastive learning, feature disentanglement, and prior knowledge to enhance generalization. Lastly, we explore biological vision, examining how humans recognize objects, and propose CoCoReco, a connectivity-inspired network with context-aware attention mechanisms. Overall, our key findings include: (i) simple activation maximization lacks insight for medical imaging DL models; (ii) prototypical-part learning is effective and radiologically aligned; (iii) XAI and causal ML are deeply connected; (iv) weak causal signals can be leveraged without a priori information to improve performance and interpretability; (v) our framework generalizes across medical domains and out-of-distribution data; (vi) incorporating biological circuit motifs improves human-aligned recognition. This work contributes toward human-aligned DL and highlights pathways to bridge the gap between research and clinical adoption, with implications for improved trust, diagnostic accuracy, and safe deployment.


Reasoning-Based AI for Startup Evaluation (R.A.I.S.E.): A Memory-Augmented, Multi-Step Decision Framework

arXiv.org Artificial Intelligence

We present a novel framework that bridges the gap between the interpretability of decision trees and the advanced reasoning capabilities of large language models (LLMs) to predict startup success. Our approach leverages chain-of-thought prompting to generate detailed reasoning logs, which are subsequently distilled into structured, human-understandable logical rules. The pipeline integrates multiple enhancements - efficient data ingestion, a two-step refinement process, ensemble candidate sampling, simulated reinforcement learning scoring, and persistent memory - to ensure both stable decision-making and transparent output. Experimental evaluations on curated startup datasets demonstrate that our combined pipeline improves precision by 54% from 0.225 to 0.346 and accuracy by 50% from 0.46 to 0.70 compared to a standalone OpenAI o3 model. Notably, our model achieves over 2x the precision of a random classifier (16%). By combining state-of-the-art AI reasoning with explicit rule-based explanations, our method not only augments traditional decision-making processes but also facilitates expert intervention and continuous policy refinement. This work lays the foundation for the implementation of interpretable LLM-powered decision frameworks in high-stakes investment environments and other domains that require transparent and data-driven insights.


Language and Knowledge Representation: A Stratified Approach

arXiv.org Artificial Intelligence

It can have serious implications in critical application scenarios like that of Knowledge Graph-based multilingual data integration. In view of the above, the thesis argues that the current understanding of the problem of semantic heterogeneity as the'existence of variance', while being crucially necessary, is not sufficient and under-characterized. There can be no variance without a prior notion of a unifying reference taken as the basis for computing the variance itself. To that end, the thesis proposes the problem of representation heterogeneity to emphasize the fact that heterogeneity is an intrinsic property of any representation, wherein, different observers encode different representations of the same target reality in a stratified manner using different concepts, language and knowledge (as well as data). The thesis then advances a top-down solution approach to the above stratified problem of representation heterogeneity in terms of several solution components, namely: (i) a representation formalism stratified into concept level, language level, knowledge level and data level to accommodate representation heterogeneity, (ii) a top-down language representation using Universal Knowledge Core (UKC), UKC namespaces and domain languages to tackle the conceptual and language level heterogeneity, (iii) a top-down knowledge representation using the notions of language teleontology and knowledge teleontology to tackle the knowledge level heterogeneity, (iv) the usage and further development of the existing LiveKnowledge catalog for enforcing iterative reuse and sharing of language and knowledge representations, and, (v) the kTelos methodology integrating the solution components above to iteratively generate the language and knowledge representations absolving representation heterogeneity. The thesis also includes proof-of-concepts of the language and knowledge representations developed for two international research projects - DataScientia (data catalogs) and JIDEP (materials modelling). Finally, the thesis concludes with future lines of research.


Mutual Understanding between People and Systems via Neurosymbolic AI and Knowledge Graphs

arXiv.org Artificial Intelligence

This chapter investigates the concept of mutual understanding between humans and systems, positing that Neuro-symbolic Artificial Intelligence (NeSy AI) methods can significantly enhance this mutual understanding by leveraging explicit symbolic knowledge representations with data-driven learning models. We start by introducing three critical dimensions to characterize mutual understanding: sharing knowledge, exchanging knowledge, and governing knowledge. Sharing knowledge involves aligning the conceptual models of different agents to enable a shared understanding of the domain of interest. Exchanging knowledge relates to ensuring the effective and accurate communication between agents. Governing knowledge concerns establishing rules and processes to regulate the interaction between agents. Then, we present several different use case scenarios that demonstrate the application of NeSy AI and Knowledge Graphs to aid meaningful exchanges between human, artificial, and robotic agents. These scenarios highlight both the potential and the challenges of combining top-down symbolic reasoning with bottom-up neural learning, guiding the discussion of the coverage provided by current solutions along the dimensions of sharing, exchanging, and governing knowledge. Concurrently, this analysis facilitates the identification of gaps and less developed aspects in mutual understanding to address in future research.


Continual learning for rotating machinery fault diagnosis with cross-domain environmental and operational variations

arXiv.org Artificial Intelligence

Although numerous machine learning models exist to detect issues like rolling bearing strain and deformation, typically caused by improper mounting, overloading, or poor lubrication, these models often struggle to isolate faults from the noise of real-world operational and environmental variability. Conditions such as variable loads, high temperatures, stress, and rotational speeds can mask early signs of failure, making reliable detection challenging. To address these limitations, this work proposes a continual deep learning approach capable of learning across domains that share underlying structure over time. This approach goes beyond traditional accuracy metrics by addressing four second-order challenges: catastrophic forgetting (where new learning overwrites past knowledge), lack of plasticity (where models fail to adapt to new data), forward transfer (using past knowledge to improve future learning), and backward transfer (refining past knowledge with insights from new domains). The method comprises a feature generator and domain-specific classifiers, allowing capacity to grow as new domains emerge with minimal interference, while an experience replay mechanism selectively revisits prior domains to mitigate forgetting. Moreover, nonlinear dependencies across domains are exploited by prioritizing replay from those with the highest prior errors, refining models based on most informative past experiences. Experiments show high average domain accuracy (up to 88.96%), with forgetting measures as low as .0027 across non-stationary class-incremental environments.


Domain-Adaptive Continued Pre-Training of Small Language Models

arXiv.org Artificial Intelligence

Continued pre-training of small language models offers a promising path for domain adaptation with limited computational resources. I've investigated this approach within educational domains, evaluating it as a resource-efficient alternative to training models from scratch. Using a 125M parameter model, I demonstrate significant performance improvements through incremental training on 400 million tokens, followed by further training to reach 1 billion tokens. My approach includes comprehensive data preprocessing, memory-optimized training configurations, and benchmark-based evaluation. Results show notable gains in knowledge-intensive tasks (MMLU +8.1%) and contextual understanding (HellaSwag +7.6%), while revealing educational domain specialization trade-offs. I analyze token efficiency, catastrophic forgetting mitigation strategies, and scaling patterns. My findings suggest that thoughtful preprocessing and training methodologies enable meaningful improvements in language model capabilities even with constrained computational resources, opening pathways for domain-specific adaptation of smaller language models.


SPOT: Spatio-Temporal Pattern Mining and Optimization for Load Consolidation in Freight Transportation Networks

arXiv.org Artificial Intelligence

Freight consolidation has significant potential to reduce transportation costs and mitigate congestion and pollution. An effective load consolidation plan relies on carefully chosen consolidation points to ensure alignment with existing transportation management processes, such as driver scheduling, personnel planning, and terminal operations. This complexity represents a significant challenge when searching for optimal consolidation strategies. Traditional optimization-based methods provide exact solutions, but their computational complexity makes them impractical for large-scale instances and they fail to leverage historical data. Machine learning-based approaches address these issues but often ignore operational constraints, leading to infeasible consolidation plans. This work proposes SPOT, an end-to-end approach that integrates the benefits of machine learning (ML) and optimization for load consolidation. The ML component plays a key role in the planning phase by identifying the consolidation points through spatio-temporal clustering and constrained frequent itemset mining, while the optimization selects the most cost-effective feasible consolidation routes for a given operational day. Extensive experiments conducted on industrial load data demonstrate that SPOT significantly reduces travel distance and transportation costs (by about 50% on large terminals) compared to the existing industry-standard load planning strategy and a neighborhood-based heuristic. Moreover, the ML component provides valuable tactical-level insights by identifying frequently recurring consolidation opportunities that guide proactive planning. In addition, SPOT is computationally efficient and can be easily scaled to accommodate large transportation networks.