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 Large Language Model


Locking Down the Finetuned LLMs Safety

arXiv.org Artificial Intelligence

Fine-tuning large language models (LLMs) on additional datasets is often necessary to optimize them for specific downstream tasks. However, existing safety alignment measures, which restrict harmful behavior during inference, are insufficient to mitigate safety risks during fine-tuning. Alarmingly, fine-tuning with just 10 toxic sentences can make models comply with harmful instructions. We introduce SafetyLock, a novel alignment intervention method that maintains robust safety post-fine-tuning through efficient and transferable mechanisms. SafetyLock leverages our discovery that fine-tuned models retain similar safety-related activation representations to their base models. This insight enables us to extract what we term the Meta-SafetyLock, a set of safety bias directions representing key activation patterns associated with safe responses in the original model. We can then apply these directions universally to fine-tuned models to enhance their safety. By searching for activation directions across multiple token dimensions, SafetyLock achieves enhanced robustness and transferability. Our experiments demonstrate that SafetyLock can reduce the harmful instruction response rate from 60% to below 1% in toxic fine-tuned models. It surpasses traditional methods in both performance and efficiency, offering a scalable, non-invasive solution for ensuring the safety of customized LLMs. Our analysis across various fine-tuning scenarios confirms SafetyLock's robustness, advocating its integration into safety protocols for aligned LLMs. Large language models (LLMs) have demonstrated increasing utility across various domains (Wei et al., 2022b;a; Weng et al., 2023; Hadar-Shoval et al., 2024), yet their potential to handle harmful queries has raised significant concerns (Carroll et al., 2023; Hendrycks et al., 2023). These measures are expected to teach models to refuse harmful queries during inference (Huang et al., 2024b; Wang et al., 2024b; Raza et al., 2024; Zou et al., 2024).


Cultural Fidelity in Large-Language Models: An Evaluation of Online Language Resources as a Driver of Model Performance in Value Representation

arXiv.org Artificial Intelligence

The training data for LLMs embeds societal values, increasing their familiarity with the language's culture. Our analysis found that 44% of the variance in the ability of GPT-4o to reflect the societal values of a country, as measured by the World Values Survey, correlates with the availability of digital resources in that language. Notably, the error rate was more than five times higher for the languages of the lowest resource compared to the languages of the highest resource. For GPT-4-turbo, this correlation rose to 72%, suggesting efforts to improve the familiarity with the non-English language beyond the web-scraped data. Our study developed one of the largest and most robust datasets in this topic area with 21 country-language pairs, each of which contain 94 survey questions verified by native speakers. Our results highlight the link between LLM performance and digital data availability in target languages. Weaker performance in low-resource languages, especially prominent in the Global South, may worsen digital divides. We discuss strategies proposed to address this, including developing multilingual LLMs from the ground up and enhancing fine-tuning on diverse linguistic datasets, as seen in African language initiatives.


Advancing Academic Knowledge Retrieval via LLM-enhanced Representation Similarity Fusion

arXiv.org Artificial Intelligence

In an era marked by robust technological growth and swift information renewal, furnishing researchers and the populace with top-tier, avant-garde academic insights spanning various domains has become an urgent necessity. The KDD Cup 2024 AQA Challenge is geared towards advancing retrieval models to identify pertinent academic terminologies from suitable papers for scientific inquiries. This paper introduces the LLM-KnowSimFuser proposed by Robo Space, which wins the 2nd place in the competition. With inspirations drawed from the superior performance of LLMs on multiple tasks, after careful analysis of the provided datasets, we firstly perform fine-tuning and inference using LLM-enhanced pre-trained retrieval models to introduce the tremendous language understanding and open-domain knowledge of LLMs into this task, followed by a weighted fusion based on the similarity matrix derived from the inference results. Finally, experiments conducted on the competition datasets show the superiority of our proposal, which achieved a score of 0.20726 on the final leaderboard.


VisRAG: Vision-based Retrieval-augmented Generation on Multi-modality Documents

arXiv.org Artificial Intelligence

Retrieval-augmented generation (RAG) is an effective technique that enables large language models (LLMs) to utilize external knowledge sources for generation. However, current RAG systems are solely based on text, rendering it impossible to utilize vision information like layout and images that play crucial roles in realworld multi-modality documents. In this paper, we introduce VisRAG, which tackles this issue by establishing a vision-language model (VLM)-based RAG pipeline. In this pipeline, instead of first parsing the document to obtain text, the document is directly embedded using a VLM as an image and then retrieved to enhance the generation of a VLM. Compared to traditional text-based RAG, VisRAG maximizes the retention and utilization of the data information in the original documents, eliminating the information loss introduced during the parsing process. We collect both open-source and synthetic data to train the retriever in VisRAG and explore a variety of generation methods. Experiments demonstrate that VisRAG outperforms traditional RAG in both the retrieval and generation stages, achieving a 25-39% end-to-end performance gain over traditional textbased RAG pipeline. Further analysis reveals that VisRAG is effective in utilizing training data and demonstrates strong generalization capability, positioning it as a promising solution for RAG on multi-modality documents. Our code and data are available at https://github.com/openbmb/visrag. Trained on massive data, large language models (LLMs) like GPT-4 (Achiam et al., 2023) have shown strong abilities in common NLP tasks using their parametric knowledge (Wei et al., 2022; Zhao et al., 2023). Retrieval-augmented generation (RAG) alleviates this problem by using a knowledge retriever, which has access to a custom outer knowledge base, to supply the LLM with the necessary information for generating outputs (Guu et al., 2020; Lewis et al., 2020; Yu et al., 2023). Opensource RAG frameworks like llamaindex (Liu, 2022) have been developed to facilitate the research and deployment of common RAG pipelines. Typical retrieval-augmented generation (RAG) pipelines are text-based, operating on segmented texts as retrieval units (Yu et al., 2023; Asai et al., 2024; Yan et al., 2024), which we refer to as TextRAG.


Double Jeopardy and Climate Impact in the Use of Large Language Models: Socio-economic Disparities and Reduced Utility for Non-English Speakers

arXiv.org Artificial Intelligence

Artificial Intelligence (AI), particularly large language models (LLMs), holds the potential to bridge language and information gaps, which can benefit the economies of developing nations. However, our analysis of FLORES-200, FLORES+, Ethnologue, and World Development Indicators data reveals that these benefits largely favor English speakers. Speakers of languages in low-income and lower-middle-income countries face higher costs when using OpenAI's GPT models via APIs because of how the system processes the input -- tokenization. Around 1.5 billion people, speaking languages primarily from lower-middle-income countries, could incur costs that are 4 to 6 times higher than those faced by English speakers. Disparities in LLM performance are significant, and tokenization in models priced per token amplifies inequalities in access, cost, and utility. Moreover, using the quality of translation tasks as a proxy measure, we show that LLMs perform poorly in low-resource languages, presenting a ``double jeopardy" of higher costs and poor performance for these users. We also discuss the direct impact of fragmentation in tokenizing low-resource languages on climate. This underscores the need for fairer algorithm development to benefit all linguistic groups.


Ada-K Routing: Boosting the Efficiency of MoE-based LLMs

arXiv.org Artificial Intelligence

In the era of Large Language Models (LLMs), Mixture-of-Experts (MoE) architectures offer a promising approach to managing computational costs while scaling up model parameters. Conventional MoE-based LLMs typically employ static Top-K routing, which activates a fixed and equal number of experts for each token regardless of their significance within the context. In this paper, we propose a novel Ada-K routing strategy that dynamically adjusts the number of activated experts for each token, thereby improving the balance between computational efficiency and model performance. Specifically, our strategy incorporates learnable and lightweight allocator modules that decide customized expert resource allocation tailored to the contextual needs for each token. These allocators are designed to be fully pluggable, making it broadly applicable across all mainstream MoE-based LLMs. We leverage the Proximal Policy Optimization (PPO) algorithm to facilitate an end-to-end learning process for this non-differentiable decision-making framework. Extensive evaluations on four popular baseline models demonstrate that our Ada-K routing method significantly outperforms conventional Top-K routing. Compared to Top-K, our method achieves over 25% reduction in FLOPs and more than 20% inference speedup while still improving performance across various benchmarks. Moreover, the training of Ada-K is highly efficient. Even for Mixtral-8x22B, a MoE-based LLM with more than 140B parameters, the training time is limited to 8 hours. Detailed analysis shows that harder tasks, middle layers, and content words tend to activate more experts, providing valuable insights for future adaptive MoE system designs. Both the training code and model checkpoints will be publicly available.


Use Random Selection for Now: Investigation of Few-Shot Selection Strategies in LLM-based Text Augmentation for Classification

arXiv.org Artificial Intelligence

The generative large language models (LLMs) are increasingly used for data augmentation tasks, where text samples are paraphrased (or generated anew) and then used for classifier fine-tuning. Existing works on augmentation leverage the few-shot scenarios, where samples are given to LLMs as part of prompts, leading to better augmentations. Yet, the samples are mostly selected randomly and a comprehensive overview of the effects of other (more ``informed'') sample selection strategies is lacking. In this work, we compare sample selection strategies existing in few-shot learning literature and investigate their effects in LLM-based textual augmentation. We evaluate this on in-distribution and out-of-distribution classifier performance. Results indicate, that while some ``informed'' selection strategies increase the performance of models, especially for out-of-distribution data, it happens only seldom and with marginal performance increases. Unless further advances are made, a default of random sample selection remains a good option for augmentation practitioners.


Depth Any Video with Scalable Synthetic Data

arXiv.org Artificial Intelligence

Derived from Stable Video Diffusion and fine-tuned with diverse and high-quality synthetic data, our model achieves remarkably robust generalization across various real and synthetic unseen scenarios. Video depth estimation has long been hindered by the scarcity of consistent and scalable ground truth data, leading to inconsistent and unreliable results. In this paper, we introduce Depth Any Video, a model that tackles the challenge through two key innovations. First, we develop a scalable synthetic data pipeline, capturing real-time video depth data from diverse synthetic environments, yielding 40,000 video clips of 5-second duration, each with precise depth annotations. Unlike previous models, which are limited to fixed-length video sequences, our approach introduces a novel mixed-duration training strategy that handles videos of varying lengths and performs robustly across different frame rates--even on single frames. At inference, we propose a depth interpolation method that enables our model to infer high-resolution video depth across sequences of up to 150 frames. Our model outperforms all previous generative depth models in terms of spatial accuracy and temporal consistency. Depth estimation is a foundational problem in understanding the 3D structure of the real world.


SkillAggregation: Reference-free LLM-Dependent Aggregation

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are increasingly used to assess NLP tasks due to their ability to generate human-like judgments. Single LLMs were used initially, however, recent work suggests using multiple LLMs as judges yields improved performance. An important step in exploiting multiple judgements is the combination stage, aggregation. Existing methods in NLP either assign equal weight to all LLM judgments or are designed for specific tasks such as hallucination detection. This work focuses on aggregating predictions from multiple systems where no reference labels are available. A new method called SkillAggregation is proposed, which learns to combine estimates from LLM judges without needing additional data or ground truth. It extends the Crowdlayer aggregation method, developed for image classification, to exploit the judge estimates during inference. The approach is compared to a range of standard aggregation methods on HaluEval-Dialogue, TruthfulQA and Chatbot Arena tasks. SkillAggregation outperforms Crowdlayer on all tasks, and yields the best performance over all approaches on the majority of tasks.


Optimizing Instruction Synthesis: Effective Exploration of Evolutionary Space with Tree Search

arXiv.org Artificial Intelligence

Instruction tuning is a crucial technique for aligning language models with humans' actual goals in the real world. Extensive research has highlighted the quality of instruction data is essential for the success of this alignment. However, creating high-quality data manually is labor-intensive and time-consuming, which leads researchers to explore using LLMs to synthesize data. Recent studies have focused on using a stronger LLM to iteratively enhance existing instruction data, showing promising results. Nevertheless, previous work often lacks control over the evolution direction, resulting in high uncertainty in the data synthesis process and low-quality instructions. In this paper, we introduce a general and scalable framework, IDEA-MCTS (Instruction Data Enhancement using Monte Carlo Tree Search), a scalable framework for efficiently synthesizing instructions. With tree search and evaluation models, it can efficiently guide each instruction to evolve into a high-quality form, aiding in instruction fine-tuning. Experimental results show that IDEA-MCTS significantly enhances the seed instruction data, raising the average evaluation scores of quality, diversity, and complexity from 2.19 to 3.81. Furthermore, in open-domain benchmarks, experimental results show that IDEA-MCTS improves the accuracy of real-world instruction-following skills in LLMs by an average of 5\% in low-resource settings.