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C-3DPO: Constrained Controlled Classification for Direct Preference Optimization

arXiv.org Artificial Intelligence

Direct preference optimization (DPO)-style algorithms have emerged as a promising approach for solving the alignment problem in AI. We present a novel perspective that formulates these algorithms as implicit classification algorithms. This classification framework enables us to recover many variants of DPO-style algorithms by choosing appropriate classification labels and loss functions. We then leverage this classification framework to demonstrate that the underlying problem solved in these algorithms is under-specified, making them susceptible to probability collapse of the winner-loser responses. We address this by proposing a set of constraints designed to control the movement of probability mass between the winner and loser in the reference and target policies. Our resulting algorithm, which we call Constrained Controlled Classification DPO (\texttt{C-3DPO}), has a meaningful RLHF interpretation. By hedging against probability collapse, \texttt{C-3DPO} provides practical improvements over vanilla \texttt{DPO} when aligning several large language models using standard preference datasets.


Evaluating Social Biases in LLM Reasoning

arXiv.org Artificial Intelligence

In the recent development of AI reasoning, large language models (LLMs) are trained to automatically generate chain-of-thought reasoning steps, which have demonstrated compelling performance on math and coding tasks. However, when bias is mixed within the reasoning process to form strong logical arguments, it could cause even more harmful results and further induce hallucinations. In this paper, we have evaluated the 8B and 32B variants of DeepSeek-R1 against their instruction tuned counterparts on the BBQ dataset, and investigated the bias that is elicited out and being amplified through reasoning steps. To the best of our knowledge, this empirical study is the first to assess bias issues in LLM reasoning.


FormalSpecCpp: A Dataset of C++ Formal Specifications created using LLMs

arXiv.org Artificial Intelligence

--FormalSpecCpp is a dataset designed to fill the gap in standardized benchmarks for verifying formal specifications in C++ programs. T o the best of our knowledge, this is the first comprehensive collection of C++ programs with well-defined preconditions and postconditions. It provides a structured benchmark for evaluating specification inference tools and testing the accuracy of generated specifications. Researchers and developers can use this dataset to benchmark specification inference tools, fine-tune Large Language Models (LLMs) for automated specification generation, and analyze the role of formal specifications in improving program verification and automated testing. By making this dataset publicly available, we aim to advance research in program verification, specification inference, and AIassisted software development.


Compression Barriers for Autoregressive Transformers

arXiv.org Artificial Intelligence

A key limitation of autoregressive Transformers is the large memory needed at inference-time to cache all previous key-value (KV) embeddings. Prior works address this by compressing the KV cache, but often assume specific structural properties of the embeddings. This raises the following natural question: Can truly sublinear space utilization be achieved without such assumptions? In this work, we answer this question in the negative. Any algorithm for attention-based token generation must use $\Theta(nd)$ space, where $n$ is the number of tokens generated so far and $d = \Omega(\log n)$ is the dimension of the KV embeddings. Our proof involves a reduction from a classic communication complexity problem and uses a randomized construction that leverages properties of projections in the spirit of the Johnson-Linderstrauss lemma. For the low-dimensional regime $d = o(\log n)$, we show that any algorithm requires $\Omega(d\cdot e^d)$ space and prove, using tight bounds on covering numbers, that SubGen, proposed by Zandieh, Han, Mirrokni and Karbasi, matches this bound. Further, we investigate how sparsity assumptions enable token generation in truly sublinear space, presenting impossibility results and proposing a new KV cache compression algorithm for sliding window attention when the value cache outside the window is unmasked. Finally, we analyze token generation's time complexity, using an indistinguishability argument to prove that no non-adaptive algorithm can compute attention online in sublinear time for all tokens.


Enhancing Domain-Specific Retrieval-Augmented Generation: Synthetic Data Generation and Evaluation using Reasoning Models

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) systems face significant performance gaps when applied to technical domains requiring precise information extraction from complex documents. Current evaluation methodologies relying on document-level metrics inadequately capture token-resolution retrieval accuracy that is critical for domain-related documents. We propose a framework combining granular evaluation metrics with synthetic data generation to optimize domain-specific RAG performance. First, we introduce token-aware metrics Precision $\Omega$ and Intersection-over-Union (IoU) that quantify context preservation versus information density trade-offs inherent in technical texts. Second, we develop a reasoning model-driven pipeline using instruction-tuned LLMs (DeepSeek-R1, DeepSeek-R1 distilled variants, and Phi-4) to generate context-anchored QA pairs with discontinuous reference spans across three specialized corpora: SEC 10-K filings (finance), biomedical abstracts (PubMed), and APT threat reports (cybersecurity). Our empirical analysis reveals critical insights: smaller chunks (less than 10 tokens) improve precision by 31-42% (IoU = 0.071 vs. baseline 0.053) at recall costs (-18%), while domain-specific embedding strategies yield 22% variance in optimal chunk sizing (5-20 tokens). The DeepSeek-R1-Distill-Qwen-32B model demonstrates superior concept alignment (+14% mean IoU over alternatives), though no configuration universally dominates. Financial texts favor larger chunks for risk factor coverage (Recall = 0.81 at size = 20), whereas cybersecurity content benefits from atomic segmentation, Precision $\Omega = 0.28$ at size = 5. Our code is available on https://github.com/aryan-jadon/Synthetic-Data-Generation-and-Evaluation-using-Reasoning-Model


MMRAG: Multi-Mode Retrieval-Augmented Generation with Large Language Models for Biomedical In-Context Learning

arXiv.org Artificial Intelligence

Objective: To optimize in-context learning in biomedical natural language processing by improving example selection. Methods: We introduce a novel multi-mode retrieval-augmented generation (MMRAG) framework, which integrates four retrieval strategies: (1) Random Mode, selecting examples arbitrarily; (2) Top Mode, retrieving the most relevant examples based on similarity; (3) Diversity Mode, ensuring variation in selected examples; and (4) Class Mode, selecting category-representative examples. This study evaluates MMRAG on three core biomedical NLP tasks: Named Entity Recognition (NER), Relation Extraction (RE), and Text Classification (TC). The datasets used include BC2GM for gene and protein mention recognition (NER), DDI for drug-drug interaction extraction (RE), GIT for general biomedical information extraction (RE), and HealthAdvice for health-related text classification (TC). The framework is tested with two large language models (Llama2-7B, Llama3-8B) and three retrievers (Contriever, MedCPT, BGE-Large) to assess performance across different retrieval strategies. Results: The results from the Random mode indicate that providing more examples in the prompt improves the model's generation performance. Meanwhile, Top mode and Diversity mode significantly outperform Random mode on the RE (DDI) task, achieving an F1 score of 0.9669, a 26.4% improvement. Among the three retrievers tested, Contriever outperformed the other two in a greater number of experiments. Additionally, Llama 2 and Llama 3 demonstrated varying capabilities across different tasks, with Llama 3 showing a clear advantage in handling NER tasks. Conclusion: MMRAG effectively enhances biomedical in-context learning by refining example selection, mitigating data scarcity issues, and demonstrating superior adaptability for NLP-driven healthcare applications.


Minions: Cost-efficient Collaboration Between On-device and Cloud Language Models

arXiv.org Artificial Intelligence

We investigate an emerging setup in which a small, on-device language model (LM) with access to local data communicates with a frontier, cloud-hosted LM to solve real-world tasks involving financial, medical, and scientific reasoning over long documents. Can a local-remote collaboration reduce cloud inference costs while preserving quality? First, we consider a naive collaboration protocol where the local and remote models simply chat back and forth. Because only the local model reads the full context, this protocol achieves a 30.4x reduction in remote costs, but recovers only 87% of the performance of the frontier model. We identify two key limitations of this protocol: the local model struggles to (1) follow the remote model's multi-step instructions and (2) reason over long contexts. Motivated by these observations, we study an extension of this protocol, coined MinionS, in which the remote model decomposes the task into easier subtasks over shorter chunks of the document, that are executed locally in parallel. MinionS reduces costs by 5.7x on average while recovering 97.9% of the performance of the remote model alone. Our analysis reveals several key design choices that influence the trade-off between cost and performance in local-remote systems.


Understand User Opinions of Large Language Models via LLM-Powered In-the-Moment User Experience Interviews

arXiv.org Artificial Intelligence

Which large language model (LLM) is better? Every evaluation tells a story, but what do users really think about current LLMs? This paper presents CLUE, an LLM-powered interviewer that conducts in-the-moment user experience interviews, right after users interacted with LLMs, and automatically gathers insights about user opinions from massive interview logs. We conduct a study with thousands of users to understand user opinions on mainstream LLMs, recruiting users to first chat with a target LLM and then interviewed by CLUE. Our experiments demonstrate that CLUE captures interesting user opinions, for example, the bipolar views on the displayed reasoning process of DeepSeek-R1 and demands for information freshness and multi-modality. Our collected chat-and-interview logs will be released.


Mixup Model Merge: Enhancing Model Merging Performance through Randomized Linear Interpolation

arXiv.org Artificial Intelligence

Model merging integrates the parameters of multiple models into a unified model, combining their diverse capabilities. Existing model merging methods are often constrained by fixed parameter merging ratios. In this study, we propose Mixup Model Merge (M$^3$), an innovative approach inspired by the Mixup data augmentation technique. This method merges the parameters of two large language models (LLMs) by randomly generating linear interpolation ratios, allowing for a more flexible and comprehensive exploration of the parameter space. Extensive experiments demonstrate the superiority of our proposed M$^3$ method in merging fine-tuned LLMs: (1) it significantly improves performance across multiple tasks, (2) it enhances LLMs' out-of-distribution (OOD) robustness and adversarial robustness, (3) it achieves superior results when combined with sparsification techniques such as DARE, and (4) it offers a simple yet efficient solution that does not require additional computational resources. In conclusion, M$^3$ is a simple yet effective model merging method that significantly enhances the performance of the merged model by randomly generating contribution ratios for two fine-tuned LLMs. The code is available at https://github.com/MLGroupJLU/MixupModelMerge.


Integrating Personality into Digital Humans: A Review of LLM-Driven Approaches for Virtual Reality

arXiv.org Artificial Intelligence

The integration of large language models (LLMs) into virtual reality (VR) environments has opened new pathways for creating more immersive and interactive digital humans. By leveraging the generative capabilities of LLMs alongside multimodal outputs such as facial expressions and gestures, virtual agents can simulate human-like personalities and emotions, fostering richer and more engaging user experiences. This paper provides a comprehensive review of methods for enabling digital humans to adopt nuanced personality traits, exploring approaches such as zero-shot, few-shot, and fine-tuning. Additionally, it highlights the challenges of integrating LLM-driven personality traits into VR, including computational demands, latency issues, and the lack of standardized evaluation frameworks for multimodal interactions. By addressing these gaps, this work lays a foundation for advancing applications in education, therapy, and gaming, while fostering interdisciplinary collaboration to redefine human-computer interaction in VR.