Statistical Learning
Federated unsupervised random forest for privacy-preserving patient stratification
Pfeifer, Bastian, Sirocchi, Christel, Bloice, Marcus D., Kreuzthaler, Markus, Urschler, Martin
In the realm of precision medicine, effective patient stratification and disease subtyping demand innovative methodologies tailored for multi-omics data. Clustering techniques applied to multi-omics data have become instrumental in identifying distinct subgroups of patients, enabling a finer-grained understanding of disease variability. This work establishes a powerful framework for advancing precision medicine through unsupervised random-forest-based clustering and federated computing. We introduce a novel multi-omics clustering approach utilizing unsupervised random-forests. The unsupervised nature of the random forest enables the determination of cluster-specific feature importance, unraveling key molecular contributors to distinct patient groups. Moreover, our methodology is designed for federated execution, a crucial aspect in the medical domain where privacy concerns are paramount. We have validated our approach on machine learning benchmark data sets as well as on cancer data from The Cancer Genome Atlas (TCGA). Our method is competitive with the state-of-the-art in terms of disease subtyping, but at the same time substantially improves the cluster interpretability. Experiments indicate that local clustering performance can be improved through federated computing.
GPS: Graph Contrastive Learning via Multi-scale Augmented Views from Adversarial Pooling
Ju, Wei, Gu, Yiyang, Mao, Zhengyang, Qiao, Ziyue, Qin, Yifang, Luo, Xiao, Xiong, Hui, Zhang, Ming
Self-supervised graph representation learning has recently shown considerable promise in a range of fields, including bioinformatics and social networks. A large number of graph contrastive learning approaches have shown promising performance for representation learning on graphs, which train models by maximizing agreement between original graphs and their augmented views (i.e., positive views). Unfortunately, these methods usually involve pre-defined augmentation strategies based on the knowledge of human experts. Moreover, these strategies may fail to generate challenging positive views to provide sufficient supervision signals. In this paper, we present a novel approach named Graph Pooling ContraSt (GPS) to address these issues. Motivated by the fact that graph pooling can adaptively coarsen the graph with the removal of redundancy, we rethink graph pooling and leverage it to automatically generate multi-scale positive views with varying emphasis on providing challenging positives and preserving semantics, i.e., strongly-augmented view and weakly-augmented view. Then, we incorporate both views into a joint contrastive learning framework with similarity learning and consistency learning, where our pooling module is adversarially trained with respect to the encoder for adversarial robustness. Experiments on twelve datasets on both graph classification and transfer learning tasks verify the superiority of the proposed method over its counterparts.
Deep Embedding Clustering Driven by Sample Stability
Cheng, Zhanwen, Li, Feijiang, Wang, Jieting, Qian, Yuhua
Deep clustering methods improve the performance of clustering tasks by jointly optimizing deep representation learning and clustering. While numerous deep clustering algorithms have been proposed, most of them rely on artificially constructed pseudo targets for performing clustering. This construction process requires some prior knowledge, and it is challenging to determine a suitable pseudo target for clustering. To address this issue, we propose a deep embedding clustering algorithm driven by sample stability (DECS), which eliminates the requirement of pseudo targets. Specifically, we start by constructing the initial feature space with an autoencoder and then learn the cluster-oriented embedding feature constrained by sample stability. The sample stability aims to explore the deterministic relationship between samples and all cluster centroids, pulling samples to their respective clusters and keeping them away from other clusters with high determinacy. We analyzed the convergence of the loss using Lipschitz continuity in theory, which verifies the validity of the model. The experimental results on five datasets illustrate that the proposed method achieves superior performance compared to state-of-the-art clustering approaches.
Blockchain-enabled Trustworthy Federated Unlearning
Lin, Yijing, Gao, Zhipeng, Du, Hongyang, Ren, Jinke, Xie, Zhiqiang, Niyato, Dusit
Federated unlearning is a promising paradigm for protecting the data ownership of distributed clients. It allows central servers to remove historical data effects within the machine learning model as well as address the "right to be forgotten" issue in federated learning. However, existing works require central servers to retain the historical model parameters from distributed clients, such that allows the central server to utilize these parameters for further training even, after the clients exit the training process. To address this issue, this paper proposes a new blockchain-enabled trustworthy federated unlearning framework. We first design a proof of federated unlearning protocol, which utilizes the Chameleon hash function to verify data removal and eliminate the data contributions stored in other clients' models. Then, an adaptive contribution-based retraining mechanism is developed to reduce the computational overhead and significantly improve the training efficiency. Extensive experiments demonstrate that the proposed framework can achieve a better data removal effect than the state-of-the-art frameworks, marking a significant stride towards trustworthy federated unlearning.
Overcoming the Pitfalls of Vision-Language Model Finetuning for OOD Generalization
Zang, Yuhang, Goh, Hanlin, Susskind, Josh, Huang, Chen
Existing vision-language models exhibit strong generalization on a variety of visual domains and tasks. However, such models mainly perform zero-shot recognition in a closed-set manner, and thus struggle to handle open-domain visual concepts by design. There are recent finetuning methods, such as prompt learning, that not only study the discrimination between in-distribution (ID) and out-of-distribution (OOD) samples, but also show some improvements in both ID and OOD accuracies. In this paper, we first demonstrate that vision-language models, after long enough finetuning but without proper regularization, tend to overfit the known classes in the given dataset, with degraded performance on unknown classes. Then we propose a novel approach OGEN to address this pitfall, with the main focus on improving the OOD GENeralization of finetuned models. Specifically, a class-conditional feature generator is introduced to synthesize OOD features using just the class name of any unknown class. Such synthesized features will provide useful knowledge about unknowns and help regularize the decision boundary between ID and OOD data when optimized jointly. Equally important is our adaptive self-distillation mechanism to regularize our feature generation model during joint optimization, i.e., adaptively transferring knowledge between model states to further prevent overfitting. Experiments validate that our method yields convincing gains in OOD generalization performance in different settings.
Probabilistic Guarantees of Stochastic Recursive Gradient in Non-Convex Finite Sum Problems
Zhong, Yanjie, Li, Jiaqi, Lahiri, Soumendra
This paper develops a new dimension-free Azuma-Hoeffding type bound on summation norm of a martingale difference sequence with random individual bounds. With this novel result, we provide high-probability bounds for the gradient norm estimator in the proposed algorithm Prob-SARAH, which is a modified version of the StochAstic Recursive grAdient algoritHm (SARAH), a state-of-art variance reduced algorithm that achieves optimal computational complexity in expectation for the finite sum problem. The in-probability complexity by Prob-SARAH matches the best in-expectation result up to logarithmic factors. Empirical experiments demonstrate the superior probabilistic performance of Prob-SARAH on real datasets compared to other popular algorithms.
Evaluating the Utility of Conformal Prediction Sets for AI-Advised Image Labeling
Zhang, Dongping, Chatzimparmpas, Angelos, Kamali, Negar, Hullman, Jessica
As deep neural networks are more commonly deployed in high-stakes domains, their lack of interpretability makes uncertainty quantification challenging. We investigate the effects of presenting conformal prediction sets$\unicode{x2013}$a method for generating valid confidence sets in distribution-free uncertainty quantification$\unicode{x2013}$to express uncertainty in AI-advised decision-making. Through a large online experiment, we compare the utility of conformal prediction sets to displays of Top-$1$ and Top-$k$ predictions for AI-advised image labeling. We find that the utility of prediction sets for accuracy varies with the difficulty of the task: while they result in accuracy on par with or less than Top-$1$ and Top-$k$ displays for easy images, prediction sets excel at assisting humans in labeling out-of-distribution (OOD) images especially when the set size is small. Our results empirically pinpoint the practical challenges of conformal prediction sets and provide implications on how to incorporate them for real-world decision-making.
ARQ for Active Learning at the Edge
Croisfelt, Victor, Pandey, Shashi Raj, Simeone, Osvaldo, Popovski, Petar
Conventional retransmission (ARQ) protocols are designed with the goal of ensuring the correct reception of all the individual transmitter's packets at the receiver. When the transmitter is a learner communicating with a teacher, this goal is at odds with the actual aim of the learner, which is that of eliciting the most relevant label information from the teacher. Taking an active learning perspective, this paper addresses the following key protocol design questions: (i) Active batch selection: Which batch of inputs should be sent to the teacher to acquire the most useful information and thus reduce the number of required communication rounds? (ii) Batch encoding: Can batches of data points be combined to reduce the communication resources required at each communication round? Specifically, this work introduces Communication-Constrained Bayesian Active Knowledge Distillation (CC-BAKD), a novel protocol that integrates Bayesian active learning with compression via a linear mix-up mechanism. Comparisons with existing active learning protocols demonstrate the advantages of the proposed approach.
Learning Interpretable Rules for Scalable Data Representation and Classification
Wang, Zhuo, Zhang, Wei, Liu, Ning, Wang, Jianyong
Rule-based models, e.g., decision trees, are widely used in scenarios demanding high model interpretability for their transparent inner structures and good model expressivity. However, rule-based models are hard to optimize, especially on large data sets, due to their discrete parameters and structures. Ensemble methods and fuzzy/soft rules are commonly used to improve performance, but they sacrifice the model interpretability. To obtain both good scalability and interpretability, we propose a new classifier, named Rule-based Representation Learner (RRL), that automatically learns interpretable non-fuzzy rules for data representation and classification. To train the non-differentiable RRL effectively, we project it to a continuous space and propose a novel training method, called Gradient Grafting, that can directly optimize the discrete model using gradient descent. A novel design of logical activation functions is also devised to increase the scalability of RRL and enable it to discretize the continuous features end-to-end. Exhaustive experiments on ten small and four large data sets show that RRL outperforms the competitive interpretable approaches and can be easily adjusted to obtain a trade-off between classification accuracy and model complexity for different scenarios. Our code is available at: https://github.com/12wang3/rrl.
Identifiability Matters: Revealing the Hidden Recoverable Condition in Unbiased Learning to Rank
Chen, Mouxiang, Liu, Chenghao, Liu, Zemin, Li, Zhuo, Sun, Jianling
Unbiased Learning to Rank (ULTR) aims to train unbiased ranking models from biased click logs, by explicitly modeling a generation process for user behavior and fitting click data based on examination hypothesis. Previous research found empirically that the true latent relevance is mostly recoverable through perfect click fitting. However, we demonstrate that this is not always achievable, resulting in a significant reduction in ranking performance. This research investigates the conditions under which relevance can be recovered from click data at a foundational level. We initially characterize a ranking model as identifiable if it can recover the true relevance up to a scaling transformation, a criterion sufficient for the pairwise ranking objective. Subsequently, we investigate an equivalent condition for identifiability, articulated as a graph connectivity test problem: the recovery of relevance is feasible if and only if the identifiability graph (IG), derived from the underlying structure of the dataset, is connected. The presence of a disconnected IG may lead to degenerate cases and suboptimal ranking performance. To tackle this challenge, we introduce two methods, namely node intervention and node merging, designed to modify the dataset and restore the connectivity of the IG. Empirical results derived from a simulated dataset and two real-world LTR benchmark datasets not only validate our proposed theorems but also demonstrate the effectiveness of our methods in alleviating data bias when the relevance model is unidentifiable.