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 Statistical Learning


Relevant Irrelevance: Generating Alterfactual Explanations for Image Classifiers

arXiv.org Artificial Intelligence

In this paper, we demonstrate the feasibility of alterfactual explanations for black box image classifiers. Traditional explanation mechanisms from the field of Counterfactual Thinking are a widely-used paradigm for Explainable Artificial Intelligence (XAI), as they follow a natural way of reasoning that humans are familiar with. However, most common approaches from this field are based on communicating information about features or characteristics that are especially important for an AI's decision. However, to fully understand a decision, not only knowledge about relevant features is needed, but the awareness of irrelevant information also highly contributes to the creation of a user's mental model of an AI system. To this end, a novel approach for explaining AI systems called alterfactual explanations was recently proposed on a conceptual level. It is based on showing an alternative reality where irrelevant features of an AI's input are altered. By doing so, the user directly sees which input data characteristics can change arbitrarily without influencing the AI's decision. In this paper, we show for the first time that it is possible to apply this idea to black box models based on neural networks. To this end, we present a GAN-based approach to generate these alterfactual explanations for binary image classifiers. Further, we present a user study that gives interesting insights on how alterfactual explanations can complement counterfactual explanations.


Distributed Least Squares in Small Space via Sketching and Bias Reduction

arXiv.org Artificial Intelligence

Matrix sketching is a powerful tool for reducing the size of large data matrices. Yet there are fundamental limitations to this size reduction when we want to recover an accurate estimator for a task such as least square regression. We show that these limitations can be circumvented in the distributed setting by designing sketching methods that minimize the bias of the estimator, rather than its error. In particular, we give a sparse sketching method running in optimal space and current matrix multiplication time, which recovers a nearly-unbiased least squares estimator using two passes over the data. This leads to new communication-efficient distributed averaging algorithms for least squares and related tasks, which directly improve on several prior approaches. Our key novelty is a new bias analysis for sketched least squares, giving a sharp characterization of its dependence on the sketch sparsity. The techniques include new higher-moment restricted Bai-Silverstein inequalities, which are of independent interest to the non-asymptotic analysis of deterministic equivalents for random matrices that arise from sketching.


Health Index Estimation Through Integration of General Knowledge with Unsupervised Learning

arXiv.org Artificial Intelligence

Accurately estimating a Health Index (HI) from condition monitoring data (CM) is essential for reliable and interpretable prognostics and health management (PHM) in complex systems. In most scenarios, complex systems operate under varying operating conditions and can exhibit different fault modes, making unsupervised inference of an HI from CM data a significant challenge. Hybrid models combining prior knowledge about degradation with deep learning models have been proposed to overcome this challenge. However, previously suggested hybrid models for HI estimation usually rely heavily on system-specific information, limiting their transferability to other systems. In this work, we propose an unsupervised hybrid method for HI estimation that integrates general knowledge about degradation into the convolutional autoencoder's model architecture and learning algorithm, enhancing its applicability across various systems. The effectiveness of the proposed method is demonstrated in two case studies from different domains: turbofan engines and lithium batteries. The results show that the proposed method outperforms other competitive alternatives, including residual-based methods, in terms of HI quality and their utility for Remaining Useful Life (RUL) predictions. The case studies also highlight the comparable performance of our proposed method with a supervised model trained with HI labels.


AFEN: Respiratory Disease Classification using Ensemble Learning

arXiv.org Artificial Intelligence

We present AFEN (Audio Feature Ensemble Learning), a model that leverages Convolutional Neural Networks (CNN) and XGBoost in an ensemble learning fashion to perform state-of-the-art audio classification for a range of respiratory diseases. We use a meticulously selected mix of audio features which provide the salient attributes of the data and allow for accurate classification. The extracted features are then used as an input to two separate model classifiers 1) a multi-feature CNN classifier and 2) an XGBoost Classifier. The outputs of the two models are then fused with the use of soft voting. Thus, by exploiting ensemble learning, we achieve increased robustness and accuracy. We evaluate the performance of the model on a database of 920 respiratory sounds, which undergoes data augmentation techniques to increase the diversity of the data and generalizability of the model. We empirically verify that AFEN sets a new state-of-the-art using Precision and Recall as metrics, while decreasing training time by 60%.


Full error analysis of the random deep splitting method for nonlinear parabolic PDEs and PIDEs with infinite activity

arXiv.org Artificial Intelligence

In this paper, we present a randomized extension of the deep splitting algorithm introduced in [Beck, Becker, Cheridito, Jentzen, and Neufeld (2021)] using random neural networks suitable to approximately solve both high-dimensional nonlinear parabolic PDEs and PIDEs with jumps having (possibly) infinite activity. We provide a full error analysis of our so-called random deep splitting method. In particular, we prove that our random deep splitting method converges to the (unique viscosity) solution of the nonlinear PDE or PIDE under consideration. Moreover, we empirically analyze our random deep splitting method by considering several numerical examples including both nonlinear PDEs and nonlinear PIDEs relevant in the context of pricing of financial derivatives under default risk. In particular, we empirically demonstrate in all examples that our random deep splitting method can approximately solve nonlinear PDEs and PIDEs in 10'000 dimensions within seconds.


Lightweight Spatial Modeling for Combinatorial Information Extraction From Documents

arXiv.org Artificial Intelligence

Documents that consist of diverse templates and exhibit complex spatial structures pose a challenge for document entity classification. We propose KNN-former, which incorporates a new kind of spatial bias in attention calculation based on the K-nearest-neighbor (KNN) graph of document entities. We limit entities' attention only to their local radius defined by the KNN graph. We also use combinatorial matching to address the one-to-one mapping property that exists in many documents, where one field has only one corresponding entity. Moreover, our method is highly parameter-efficient compared to existing approaches in terms of the number of trainable parameters. Despite this, experiments across various datasets show our method outperforms baselines in most entity types. Many real-world documents exhibit combinatorial properties which can be leveraged as inductive biases to improve extraction accuracy, but existing datasets do not cover these documents. To facilitate future research into these types of documents, we release a new ID document dataset that covers diverse templates and languages. We also release enhanced annotations for an existing dataset.


Benchmarking Neural Radiance Fields for Autonomous Robots: An Overview

arXiv.org Artificial Intelligence

Neural Radiance Fields (NeRF) have emerged as a powerful paradigm for 3D scene representation, offering high-fidelity renderings and reconstructions from a set of sparse and unstructured sensor data. In the context of autonomous robotics, where perception and understanding of the environment are pivotal, NeRF holds immense promise for improving performance. In this paper, we present a comprehensive survey and analysis of the state-of-the-art techniques for utilizing NeRF to enhance the capabilities of autonomous robots. We especially focus on the perception, localization and navigation, and decision-making modules of autonomous robots and delve into tasks crucial for autonomous operation, including 3D reconstruction, segmentation, pose estimation, simultaneous localization and mapping (SLAM), navigation and planning, and interaction. Our survey meticulously benchmarks existing NeRF-based methods, providing insights into their strengths and limitations. Moreover, we explore promising avenues for future research and development in this domain. Notably, we discuss the integration of advanced techniques such as 3D Gaussian splatting (3DGS), large language models (LLM), and generative AIs, envisioning enhanced reconstruction efficiency, scene understanding, decision-making capabilities. This survey serves as a roadmap for researchers seeking to leverage NeRFs to empower autonomous robots, paving the way for innovative solutions that can navigate and interact seamlessly in complex environments.


Concrete Dense Network for Long-Sequence Time Series Clustering

arXiv.org Artificial Intelligence

Time series clustering is fundamental in data analysis for discovering temporal patterns. Despite recent advancements, learning cluster-friendly representations is still challenging, particularly with long and complex time series. Deep temporal clustering methods have been trying to integrate the canonical k-means into end-to-end training of neural networks but fall back on surrogate losses due to the non-differentiability of the hard cluster assignment, yielding sub-optimal solutions. In addition, the autoregressive strategy used in the state-of-the-art RNNs is subject to error accumulation and slow training, while recent research findings have revealed that Transformers are less effective due to time points lacking semantic meaning, to the permutation invariance of attention that discards the chronological order and high computation cost. In light of these observations, we present LoSTer which is a novel dense autoencoder architecture for the long-sequence time series clustering problem (LSTC) capable of optimizing the k-means objective via the Gumbel-softmax reparameterization trick and designed specifically for accurate and fast clustering of long time series. Extensive experiments on numerous benchmark datasets and two real-world applications prove the effectiveness of LoSTer over state-of-the-art RNNs and Transformer-based deep clustering methods.


CloudSense: A Model for Cloud Type Identification using Machine Learning from Radar data

arXiv.org Artificial Intelligence

The knowledge of type of precipitating cloud is crucial for radar based quantitative estimates of precipitation. We propose a novel model called CloudSense which uses machine learning to accurately identify the type of precipitating clouds over the complex terrain locations in the Western Ghats (WGs) of India. CloudSense uses vertical reflectivity profiles collected during July-August 2018 from an X-band radar to classify clouds into four categories namely stratiform,mixed stratiform-convective,convective and shallow clouds. The machine learning(ML) model used in CloudSense was trained using a dataset balanced by Synthetic Minority Oversampling Technique (SMOTE), with features selected based on physical characteristics relevant to different cloud types. Among various ML models evaluated Light Gradient Boosting Machine (LightGBM) demonstrate superior performance in classifying cloud types with a BAC of 0.8 and F1-Score of 0.82. CloudSense generated results are also compared against conventional radar algorithms and we find that CloudSense performs better than radar algorithms. For 200 samples tested, the radar algorithm achieved a BAC of 0.69 and F1-Score of 0.68, whereas CloudSense achieved a BAC and F1-Score of 0.77. Our results show that ML based approach can provide more accurate cloud detection and classification which would be useful to improve precipitation estimates over the complex terrain of the WG.


SINBAD: Saliency-informed detection of breakage caused by ad blocking

arXiv.org Artificial Intelligence

Privacy-enhancing blocking tools based on filter-list rules tend to break legitimate functionality. Filter-list maintainers could benefit from automated breakage detection tools that allow them to proactively fix problematic rules before deploying them to millions of users. We introduce SINBAD, an automated breakage detector that improves the accuracy over the state of the art by 20%, and is the first to detect dynamic breakage and breakage caused by style-oriented filter rules. The success of SINBAD is rooted in three innovations: (1) the use of user-reported breakage issues in forums that enable the creation of a high-quality dataset for training in which only breakage that users perceive as an issue is included; (2) the use of 'web saliency' to automatically identify user-relevant regions of a website on which to prioritize automated interactions aimed at triggering breakage; and (3) the analysis of webpages via subtrees which enables fine-grained identification of problematic filter rules.