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 Statistical Learning


Analyzing the Benefits of Prototypes for Semi-Supervised Category Learning

arXiv.org Artificial Intelligence

Categories can be represented at different levels of abstraction, from prototypes focused on the most typical members to remembering all observed exemplars of the category. These representations have been explored in the context of supervised learning, where stimuli are presented with known category labels. We examine the benefits of prototype-based representations in a less-studied domain: semi-supervised learning, where agents must form unsupervised representations of stimuli before receiving category labels. We study this problem in a Bayesian unsupervised learning model called a variational auto-encoder, and we draw on recent advances in machine learning to implement a prior that encourages the model to use abstract prototypes to represent data. We apply this approach to image datasets and show that forming prototypes can improve semi-supervised category learning. Additionally, we study the latent embeddings of the models and show that these prototypes allow the models to form clustered representations without supervision, contributing to their success in downstream categorization performance.


Measuring Stochastic Data Complexity with Boltzmann Influence Functions

arXiv.org Artificial Intelligence

Estimating the uncertainty of a model's prediction on a test point is a crucial part of ensuring reliability and calibration under distribution shifts. A minimum description length approach to this problem uses the predictive normalized maximum likelihood (pNML) distribution, which considers every possible label for a data point, and decreases confidence in a prediction if other labels are also consistent with the model and training data. In this work we propose IF-COMP, a scalable and efficient approximation of the pNML distribution that linearizes the model with a temperature-scaled Boltzmann influence function. IF-COMP can be used to produce well-calibrated predictions on test points as well as measure complexity in both labelled and unlabelled settings. We experimentally validate IF-COMP on uncertainty calibration, mislabel detection, and OOD detection tasks, where it consistently matches or beats strong baseline methods.


ST-DPGAN: A Privacy-preserving Framework for Spatiotemporal Data Generation

arXiv.org Artificial Intelligence

Spatiotemporal data is prevalent in a wide range of edge devices, such as those used in personal communication and financial transactions. Recent advancements have sparked a growing interest in integrating spatiotemporal analysis with large-scale language models. However, spatiotemporal data often contains sensitive information, making it unsuitable for open third-party access. To address this challenge, we propose a Graph-GAN-based model for generating privacy-protected spatiotemporal data. Our approach incorporates spatial and temporal attention blocks in the discriminator and a spatiotemporal deconvolution structure in the generator. These enhancements enable efficient training under Gaussian noise to achieve differential privacy. Extensive experiments conducted on three real-world spatiotemporal datasets validate the efficacy of our model. Our method provides a privacy guarantee while maintaining the data utility. The prediction model trained on our generated data maintains a competitive performance compared to the model trained on the original data.


Adaptive Variance Reduction for Stochastic Optimization under Weaker Assumptions

arXiv.org Artificial Intelligence

This paper explores adaptive variance reduction methods for stochastic optimization based on the STORM technique. Existing adaptive extensions of STORM rely on strong assumptions like bounded gradients and bounded function values, or suffer an additional $\mathcal{O}(\log T)$ term in the convergence rate. To address these limitations, we introduce a novel adaptive STORM method that achieves an optimal convergence rate of $\mathcal{O}(T^{-1/3})$ for non-convex functions with our newly designed learning rate strategy. Compared with existing approaches, our method requires weaker assumptions and attains the optimal convergence rate without the additional $\mathcal{O}(\log T)$ term. We also extend the proposed technique to stochastic compositional optimization, obtaining the same optimal rate of $\mathcal{O}(T^{-1/3})$. Furthermore, we investigate the non-convex finite-sum problem and develop another innovative adaptive variance reduction method that achieves an optimal convergence rate of $\mathcal{O}(n^{1/4} T^{-1/2} )$, where $n$ represents the number of component functions. Numerical experiments across various tasks validate the effectiveness of our method.


On Affine Homotopy between Language Encoders

arXiv.org Artificial Intelligence

Pre-trained language encoders -- functions that represent text as vectors -- are an integral component of many NLP tasks. We tackle a natural question in language encoder analysis: What does it mean for two encoders to be similar? We contend that a faithful measure of similarity needs to be \emph{intrinsic}, that is, task-independent, yet still be informative of \emph{extrinsic} similarity -- the performance on downstream tasks. It is common to consider two encoders similar if they are \emph{homotopic}, i.e., if they can be aligned through some transformation. In this spirit, we study the properties of \emph{affine} alignment of language encoders and its implications on extrinsic similarity. We find that while affine alignment is fundamentally an asymmetric notion of similarity, it is still informative of extrinsic similarity. We confirm this on datasets of natural language representations. Beyond providing useful bounds on extrinsic similarity, affine intrinsic similarity also allows us to begin uncovering the structure of the space of pre-trained encoders by defining an order over them.


An Empirical Study into Clustering of Unseen Datasets with Self-Supervised Encoders

arXiv.org Artificial Intelligence

Self-supervised learning (SSL) has attracted great interest in recent years across almost every machine learning sub-field, due to the promise of being able to harness large quantities of unlabelled data and obtaining generic feature embeddings useful for a variety of downstream tasks (Balestriero et al., 2023). This has, for example, led to the development of impressive large language models (Brown et al., 2020) and computer vision systems trained on 1 billion images (Goyal et al., 2021). However, while the embeddings from an SSL-trained encoder can perform well on downstream tasks after fine-tuning the network, there has been less investigation into the utility of the embeddings without fine-tuning. Prior work (Vaze et al., 2022; Zhou and Zhang, 2022) suggests SSL feature encoders generate embeddings suitable for clustering, but nonetheless adjust the feature encoders through fine-tuning. Yet, widespread interest in the application of large pretrained models on custom datasets, combined with prohibitive cost of compute, make this question important and increasingly urgent. We find that to date there has been no investigation into whether SSL-trained feature encoders can serve as a foundation for clustering, yielding informative groupings of embeddings on real-world datasets that were totally unseen to the encoder during its training. Vaze et al. (2023) showed that features from SSL encoders are typically biased toward shape features and not color, texture, or count when clustered using K-Means. However, this was conducted using a synthetic dataset, where very specific object attributes could be disentangled.


What Improves the Generalization of Graph Transformers? A Theoretical Dive into the Self-attention and Positional Encoding

arXiv.org Artificial Intelligence

Graph Transformers, which incorporate self-attention and positional encoding, have recently emerged as a powerful architecture for various graph learning tasks. Despite their impressive performance, the complex non-convex interactions across layers and the recursive graph structure have made it challenging to establish a theoretical foundation for learning and generalization. This study introduces the first theoretical investigation of a shallow Graph Transformer for semi-supervised node classification, comprising a self-attention layer with relative positional encoding and a two-layer perceptron. Focusing on a graph data model with discriminative nodes that determine node labels and non-discriminative nodes that are class-irrelevant, we characterize the sample complexity required to achieve a desirable generalization error by training with stochastic gradient descent (SGD). This paper provides the quantitative characterization of the sample complexity and number of iterations for convergence dependent on the fraction of discriminative nodes, the dominant patterns, and the initial model errors. Furthermore, we demonstrate that self-attention and positional encoding enhance generalization by making the attention map sparse and promoting the core neighborhood during training, which explains the superior feature representation of Graph Transformers. Our theoretical results are supported by empirical experiments on synthetic and real-world benchmarks.


Optimal Rates for DP-SCO with a Single Epoch and Large Batches

arXiv.org Artificial Intelligence

The most common algorithms for differentially private (DP) machine learning (ML) are all based on stochastic gradient descent, for example, DP-SGD. These algorithms achieve DP by treating each gradient as an independent private query. However, this independence can cause us to overpay in privacy loss because we don't analyze the entire gradient trajectory. In this work, we propose a new DP algorithm, which we call Accelerated-DP-SRGD (DP stochastic recursive gradient descent), that enables us to break this independence and only pay for privacy in the gradient difference, i.e., in the new information at the current step. Our algorithm achieves the optimal DP-stochastic convex optimization (DP-SCO) error (up to polylog factors) using only a single epoch over the dataset, and converges at the Nesterov's accelerated rate. Our algorithm can be run in at most $\sqrt{n}$ batch gradient steps with batch size at least $\sqrt{n}$, unlike prior work which required $O(n)$ queries with mostly constant batch sizes. To achieve this, our algorithm combines three key ingredients, a variant of stochastic recursive gradients (SRG), accelerated gradient descent, and correlated noise generation from DP continual counting. Finally, we also show that our algorithm improves over existing SoTA on multi-class logistic regression on MNIST and CIFAR-10.


Automated Focused Feedback Generation for Scientific Writing Assistance

arXiv.org Artificial Intelligence

Scientific writing is a challenging task, particularly for novice researchers who often rely on feedback from experienced peers. Recent work has primarily focused on improving surface form and style rather than manuscript content. In this paper, we propose a novel task: automated focused feedback generation for scientific writing assistance. We present SWIF$^{2}$T: a Scientific WrIting Focused Feedback Tool. It is designed to generate specific, actionable and coherent comments, which identify weaknesses in a scientific paper and/or propose revisions to it. Our approach consists of four components - planner, investigator, reviewer and controller - leveraging multiple Large Language Models (LLMs) to implement them. We compile a dataset of 300 peer reviews citing weaknesses in scientific papers and conduct human evaluation. The results demonstrate the superiority in specificity, reading comprehension, and overall helpfulness of SWIF$^{2}$T's feedback compared to other approaches. In our analysis, we also identified cases where automatically generated reviews were judged better than human ones, suggesting opportunities for integration of AI-generated feedback in scientific writing.


A KL-based Analysis Framework with Applications to Non-Descent Optimization Methods

arXiv.org Artificial Intelligence

We propose a novel analysis framework for non-descent-type optimization methodologies in nonconvex scenarios based on the Kurdyka-Lojasiewicz property. Our framework allows covering a broad class of algorithms, including those commonly employed in stochastic and distributed optimization. Specifically, it enables the analysis of first-order methods that lack a sufficient descent property and do not require access to full (deterministic) gradient information. We leverage this framework to establish, for the first time, iterate convergence and the corresponding rates for the decentralized gradient method and federated averaging under mild assumptions. Furthermore, based on the new analysis techniques, we show the convergence of the random reshuffling and stochastic gradient descent method without necessitating typical a priori bounded iterates assumptions.