Statistical Learning
CSC-MPPI: A Novel Constrained MPPI Framework with DBSCAN for Reliable Obstacle Avoidance
Park, Leesai, Jang, Keunwoo, Kim, Sanghyun
This paper proposes Constrained Sampling Cluster Model Predictive Path Integral (CSC-MPPI), a novel constrained formulation of MPPI designed to enhance trajectory optimization while enforcing strict constraints on system states and control inputs. Traditional MPPI, which relies on a probabilistic sampling process, often struggles with constraint satisfaction and generates suboptimal trajectories due to the weighted averaging of sampled trajectories. To address these limitations, the proposed framework integrates a primal-dual gradient-based approach and Density-Based Spatial Clustering of Applications with Noise (DBSCAN) to steer sampled input trajectories into feasible regions while mitigating risks associated with weighted averaging. First, to ensure that sampled trajectories remain within the feasible region, the primal-dual gradient method is applied to iteratively shift sampled inputs while enforcing state and control constraints. Then, DBSCAN groups the sampled trajectories, enabling the selection of representative control inputs within each cluster. Finally, among the representative control inputs, the one with the lowest cost is chosen as the optimal action. As a result, CSC-MPPI guarantees constraint satisfaction, improves trajectory selection, and enhances robustness in complex environments. Simulation and real-world experiments demonstrate that CSC-MPPI outperforms traditional MPPI in obstacle avoidance, achieving improved reliability and efficiency. The experimental videos are available at https://cscmppi.github.io
Learning from M-Tuple Dominant Positive and Unlabeled Data
Qin, Jiahe, Li, Junpeng, Hua, Changchun, Yang, Yana
Label Proportion Learning (LLP) addresses the classification problem where multiple instances are grouped into bags and each bag contains information about the proportion of each class. However, in practical applications, obtaining precise supervisory information regarding the proportion of instances in a specific class is challenging. To better align with real-world application scenarios and effectively leverage the proportional constraints of instances within tuples, this paper proposes a generalized learning framework \emph{MDPU}. Specifically, we first mathematically model the distribution of instances within tuples of arbitrary size, under the constraint that the number of positive instances is no less than that of negative instances. Then we derive an unbiased risk estimator that satisfies risk consistency based on the empirical risk minimization (ERM) method. To mitigate the inevitable overfitting issue during training, a risk correction method is introduced, leading to the development of a corrected risk estimator. The generalization error bounds of the unbiased risk estimator theoretically demonstrate the consistency of the proposed method. Extensive experiments on multiple datasets and comparisons with other relevant baseline methods comprehensively validate the effectiveness of the proposed learning framework.
Towards Reliable Forgetting: A Survey on Machine Unlearning Verification
Xue, Lulu, Hu, Shengshan, Lu, Wei, Shen, Yan, Li, Dongxu, Guo, Peijin, Zhou, Ziqi, Li, Minghui, Zhang, Yanjun, Zhang, Leo Yu
With growing demands for privacy protection, security, and legal compliance (e.g., GDPR), machine unlearning has emerged as a critical technique for ensuring the controllability and regulatory alignment of machine learning models. However, a fundamental challenge in this field lies in effectively verifying whether unlearning operations have been successfully and thoroughly executed. Despite a growing body of work on unlearning techniques, verification methodologies remain comparatively underexplored and often fragmented. Existing approaches lack a unified taxonomy and a systematic framework for evaluation. To bridge this gap, this paper presents the first structured survey of machine unlearning verification methods. We propose a taxonomy that organizes current techniques into two principal categories -- behavioral verification and parametric verification -- based on the type of evidence used to assess unlearning fidelity. We examine representative methods within each category, analyze their underlying assumptions, strengths, and limitations, and identify potential vulnerabilities in practical deployment. In closing, we articulate a set of open problems in current verification research, aiming to provide a foundation for developing more robust, efficient, and theoretically grounded unlearning verification mechanisms.
An Introduction to Flow Matching and Diffusion Models
Holderrieth, Peter, Erives, Ezra
Diffusion and flow-based models have become the state of the art for generative AI across a wide range of data modalities, including images, videos, shapes, molecules, music, and more. This tutorial provides a self-contained introduction to diffusion and flow-based generative models from first principles. We systematically develop the necessary mathematical background in ordinary and stochastic differential equations and derive the core algorithms of flow matching and denoising diffusion models. We then provide a step-by-step guide to building image and video generators, including training methods, guidance, and architectural design. This tutorial is ideal for machine learning researchers who want to develop a principled understanding of the theory and practice of generative AI.
On the Learning with Augmented Class via Forests
Xu, Fan, Chen, Wuyang, Gao, Wei
Decision trees and forests have achieved successes in various real applications, most working with all testing classes known in training data. In this work, we focus on learning with augmented class via forests, where an augmented class may appear in testing data yet not in training data. We incorporate information of augmented class into trees' splitting, that is, augmented Gini impurity, a new splitting criterion is introduced to exploit some unlabeled data from testing distribution. We then develop the Learning with Augmented Class via Forests (short for LACForest) approach, which constructs shallow forests according to the augmented Gini impurity and then splits forests with pseudo-labeled augmented instances for better performance. We also develop deep neural forests via an optimization objective based on our augmented Gini impurity, which essentially utilizes the representation power of neural networks for forests. Theoretically, we present the convergence analysis for our augmented Gini impurity, and we finally conduct experiments to evaluate our approaches.
HiBayES: A Hierarchical Bayesian Modeling Framework for AI Evaluation Statistics
Luettgau, Lennart, Coppock, Harry, Dubois, Magda, Summerfield, Christopher, Ududec, Cozmin
As Large Language Models (LLMs) and other AI systems evolve, robustly estimating their capabilities from inherently stochastic outputs while systematically quantifying uncertainty in these estimates becomes increasingly important. Further, advanced AI evaluations often have a nested hierarchical structure, exhibit high levels of complexity, and come with high costs in testing the most advanced AI systems. To address these challenges, we introduce HiBayES, a generalizable Hierarchical Bayesian modeling framework for AI Evaluation Statistics. HiBayES supports robust inferences in classical question-answer benchmarks and advanced agentic evaluations, particularly in low-data scenarios (e.g., < 20 data points per evaluation). Built on Generalized Linear Models (GLMs), Bayesian data analysis, and formal model comparison, HiBayES provides principled uncertainty quantification and robust parameter estimation. This paper offers a comprehensive introduction to HiBayES, including illustrative examples, comparisons to conventional statistical methods, and practical guidance for implementing multilevel Bayesian GLMs. Additionally, we provide a HiBayES software package [4] (Beta version) for out-of-the-box implementation.
MiMu: Mitigating Multiple Shortcut Learning Behavior of Transformers
Zhao, Lili, Liu, Qi, Chen, Wei, Chen, Liyi, Sun, Ruijun, Hou, Min, Wang, Yang, Wang, Shijin
Empirical Risk Minimization (ERM) models often rely on spurious correlations between features and labels during the learning process, leading to shortcut learning behavior that undermines robustness generalization performance. Current research mainly targets identifying or mitigating a single shortcut; however, in real-world scenarios, cues within the data are diverse and unknown. In empirical studies, we reveal that the models rely to varying extents on different shortcuts. Compared to weak shortcuts, models depend more heavily on strong shortcuts, resulting in their poor generalization ability. To address these challenges, we propose MiMu, a novel method integrated with Transformer-based ERMs designed to Mitigate Multiple shortcut learning behavior, which incorporates self-calibration strategy and self-improvement strategy. In the source model, we preliminarily propose the self-calibration strategy to prevent the model from relying on shortcuts and make overconfident predictions. Then, we further design self-improvement strategy in target model to reduce the reliance on multiple shortcuts. The random mask strategy involves randomly masking partial attention positions to diversify the focus of target model other than concentrating on a fixed region. Meanwhile, the adaptive attention alignment module facilitates the alignment of attention weights to the calibrated source model, without the need for post-hoc attention maps or supervision. Finally, extensive experiments conducted on Natural Language Processing (NLP) and Computer Vision (CV) demonstrate the effectiveness of MiMu in improving robustness generalization abilities.
Conditional Data Synthesis Augmentation
Reliable machine learning and statistical analysis rely on diverse, well-distributed training data. However, real-world datasets are often limited in size and exhibit underrepresentation across key subpopulations, leading to biased predictions and reduced performance, particularly in supervised tasks such as classification. To address these challenges, we propose Conditional Data Synthesis Augmentation (CoDSA), a novel framework that leverages generative models, such as diffusion models, to synthesize high-fidelity data for improving model performance across multimodal domains including tabular, textual, and image data. CoDSA generates synthetic samples that faithfully capture the conditional distributions of the original data, with a focus on under-sampled or high-interest regions. Through transfer learning, CoDSA fine-tunes pre-trained generative models to enhance the realism of synthetic data and increase sample density in sparse areas. This process preserves inter-modal relationships, mitigates data imbalance, improves domain adaptation, and boosts generalization. We also introduce a theoretical framework that quantifies the statistical accuracy improvements enabled by CoDSA as a function of synthetic sample volume and targeted region allocation, providing formal guarantees of its effectiveness. Extensive experiments demonstrate that CoDSA consistently outperforms non-adaptive augmentation strategies and state-of-the-art baselines in both supervised and unsupervised settings.
On the Performance of Differentially Private Optimization with Heavy-Tail Class Imbalance
Tang, Qiaoyue, Zhiyanov, Alain, Lรฉcuyer, Mathias
In this work, we analyze the optimization behaviour of common private learning optimization algorithms under heavy-tail class imbalanced distribution. We show that, in a stylized model, optimizing with Gradient Descent with differential privacy (DP-GD) suffers when learning low-frequency classes, whereas optimization algorithms that estimate second-order information do not. In particular, DP-AdamBC that removes the DP bias from estimating loss curvature is a crucial component to avoid the ill-condition caused by heavy-tail class imbalance, and empirically fits the data better with $\approx8\%$ and $\approx5\%$ increase in training accuracy when learning the least frequent classes on both controlled experiments and real data respectively.
Average Sensitivity of Hierarchical $k$-Median Clustering
Li, Shijie, He, Weiqiang, Bai, Ruobing, Peng, Pan
Hierarchical clustering is a widely used method for unsupervised learning with numerous applications. However, in the application of modern algorithms, the datasets studied are usually large and dynamic. If the hierarchical clustering is sensitive to small perturbations of the dataset, the usability of the algorithm will be greatly reduced. In this paper, we focus on the hierarchical $k$ -median clustering problem, which bridges hierarchical and centroid-based clustering while offering theoretical appeal, practical utility, and improved interpretability. We analyze the average sensitivity of algorithms for this problem by measuring the expected change in the output when a random data point is deleted. We propose an efficient algorithm for hierarchical $k$-median clustering and theoretically prove its low average sensitivity and high clustering quality. Additionally, we show that single linkage clustering and a deterministic variant of the CLNSS algorithm exhibit high average sensitivity, making them less stable. Finally, we validate the robustness and effectiveness of our algorithm through experiments.