Goto

Collaborating Authors

 Reinforcement Learning


On the Limits of Tabular Hardness Metrics for Deep RL: A Study with the Pharos Benchmark

arXiv.org Artificial Intelligence

Principled evaluation is critical for progress in deep reinforcement learning (RL), yet it lags behind the theory-driven benchmarks of tabular RL. While tabular settings benefit from well-understood hardness measures like MDP diameter and suboptimality gaps, deep RL benchmarks are often chosen based on intuition and popularity. This raises a critical question: can tabular hardness metrics be adapted to guide non-tabular benchmarking? We investigate this question and reveal a fundamental gap. Our primary contribution is demonstrating that the difficulty of non-tabular environments is dominated by a factor that tabular metrics ignore: representation hardness. The same underlying MDP can pose vastly different challenges depending on whether the agent receives state vectors or pixel-based observations. To enable this analysis, we introduce \texttt{pharos}, a new open-source library for principled RL benchmarking that allows for systematic control over both environment structure and agent representations. Our extensive case study using \texttt{pharos} shows that while tabular metrics offer some insight, they are poor predictors of deep RL agent performance on their own. This work highlights the urgent need for new, representation-aware hardness measures and positions \texttt{pharos} as a key tool for developing them.


Test-Time Learning and Inference-Time Deliberation for Efficiency-First Offline Reinforcement Learning in Care Coordination and Population Health Management

arXiv.org Artificial Intelligence

Care coordination and population health management (PHM) are core functions of health systems and community partners, impacting large numbers of Americans enrolled in Medicaid and other safety-net programs. These efforts aim to proactively identify needs, prioritize outreach, and escalate appropriately, all within finite staffing and budget constraints. While outreach modalities (text, phone, video, in-person) carry low clinical risk, their time and opportunity costs vary significantly, making efficiency a primary design goal. In practice, the central operational question is when to deploy expensive in-person outreach versus efficient virtual modalities to maximize value and equity under capacity constraints. These decisions must be made in strictly offline settings, where policies are learned from logged data without exploration at deployment [1]. Classical approaches include constrained Markov decision processes [2], risk-sensitive objectives, and conservative offline RL (e.g., CQL/IQL) [3, 4]. Conformal prediction can provide calibrated error control [5, 6]; ensembles provide practical uncertainty quantification [7]; and decision-time computation is common in control [8]. In health services research and health economic evaluation, cost-effectiveness and cost-benefit analyses (CEA/CBA) guide program-level choices [9-12], but they are not designed for per-patient, per-decision recommendations that adapt to granular state features and logged behavior constraints. 1


Deep Reinforcement Learning in Factor Investment

arXiv.org Artificial Intelligence

Deep reinforcement learning (DRL) has shown promise in trade execution, yet its use in low-frequency factor portfolio construction remains under-explored. A key obstacle is the high-dimensional, unbalanced state space created by stocks that enter and exit the in-vestable universe. We introduce Conditional Auto-encoded Factor-based Portfolio Optimisation (CAFPO), which compresses stock-level returns into a small set of latent factors conditioned on 94 firm-specific characteristics. The factors feed a DRL agent--implemented with both PPO and DDPG--to generate continuous long-short weights. On 20 years of U.S. equity data (2000-2020), CAFPO outperforms equal-weight, value-weight, Markowitz (historical & factor), vanilla DRL, and Fama-French-driven DRL, delivering a 24.6% compound return and a Sharpe ratio of 0.94 out of sample. SHAP analysis further reveals economically intuitive factor attributions. Our results demonstrate that factor-aware representation learning can make DRL practical for institutional, low-turnover portfolio management.


Rectified Robust Policy Optimization for Model-Uncertain Constrained Reinforcement Learning without Strong Duality

arXiv.org Artificial Intelligence

The goal of robust constrained reinforcement learning (RL) is to optimize an agent's performance under the worst-case model uncertainty while satisfying safety or resource constraints. In this paper, we demonstrate that strong duality does not generally hold in robust constrained RL, indicating that traditional primal-dual methods may fail to find optimal feasible policies. To overcome this limitation, we propose a novel primal-only algorithm called Rectified Robust Policy Optimization (RRPO), which operates directly on the primal problem without relying on dual formulations. We provide theoretical convergence guarantees under mild regularity assumptions, showing convergence to an approximately optimal feasible policy with iteration complexity matching the best-known lower bound when the uncertainty set diameter is controlled in a specific level. Empirical results in a grid-world environment validate the effectiveness of our approach, demonstrating that RRPO achieves robust and safe performance under model uncertainties while the non-robust method can violate the worst-case safety constraints.


ReWiND: Language-Guided Rewards Teach Robot Policies without New Demonstrations

arXiv.org Artificial Intelligence

We introduce ReWiND, a framework for learning robot manipulation tasks solely from language instructions without per-task demonstrations. Standard reinforcement learning (RL) and imitation learning methods require expert supervision through human-designed reward functions or demonstrations for every new task. In contrast, ReWiND starts from a small demonstration dataset to learn: (1) a data-efficient, language-conditioned reward function that labels the dataset with rewards, and (2) a language-conditioned policy pre-trained with offline RL using these rewards. Given an unseen task variation, ReWiND fine-tunes the pre-trained policy using the learned reward function, requiring minimal online interaction. We show that ReWiND's reward model generalizes effectively to unseen tasks, outperforming baselines by up to 2.4x in reward generalization and policy alignment metrics. Finally, we demonstrate that ReWiND enables sample-efficient adaptation to new tasks, beating baselines by 2x in simulation and improving real-world pretrained bimanual policies by 5x, taking a step towards scalable, real-world robot learning. See website at https://rewind-reward.github.io/.


GRPO-LEAD: A Difficulty-Aware Reinforcement Learning Approach for Concise Mathematical Reasoning in Language Models

arXiv.org Artificial Intelligence

Group Relative Policy Optimization (GRPO), which is widely adopted by R1-like reasoning models, has advanced mathematical reasoning. Nevertheless, GRPO faces challenges in reward sparsity, verbosity, and inadequate focus on problem difficulty. We propose GRPO-LEAD, enhancing GRPO with: (1) length-regularized rewards to encourage conciseness while maintaining accuracy; (2) explicit penalties for incorrect solutions to improve model precision; and (3) difficulty-aware advantage reweighting for robust generalization on challenging problems. Comprehensive evaluations demonstrate that GRPO-LEAD significantly improves reasoning accuracy, conciseness, and efficiency. Our approach achieves state-of-the-art performance for 14B-scale models, underscoring the synergy of our methods with appropriate model scale and high-quality data. Our source code, generated dataset, and models are available at https://github.com/aeroplanepaper/GRPO-LEAD.


HuMam: Humanoid Motion Control via End-to-End Deep Reinforcement Learning with Mamba

arXiv.org Artificial Intelligence

Abstract--End-to-end reinforcement learning (RL) for humanoid locomotion is appealing for its compact perception-action mapping, yet practical policies often suffer from training instability, inefficient feature fusion, and high actuation cost. We present HuMam, a state-centric end-to-end RL framework that employs a single-layer Mamba encoder to fuse robot-centric states with oriented footstep targets and a continuous phase clock. The policy outputs joint position targets tracked by a low-level PD loop and is optimized with PPO. On the JVRC-1 humanoid in mc-mujoco, HuMam consistently improves learning efficiency, training stability, and overall task performance over a strong feedforward baseline, while reducing power consumption and torque peaks. T o our knowledge, this is the first end-to-end humanoid RL controller that adopts Mamba as the fusion backbone, demonstrating tangible gains in efficiency, stability, and control economy. UMANOID locomotion demands controllers that are both foresightful and resource-aware: foresightful to coordinate accurate foot placement and whole-body balance, and resource-aware to run reliably under onboard compute and actuation limits [1]. End-to-end reinforcement learning (RL) is attractive because it can discover feedback strategies directly from interaction [2]; however, its effectiveness hinges on (i) how heterogeneous inputs are fused and (ii) how training is shaped to avoid trivial or unstable behaviors.


Sight Over Site: Perception-Aware Reinforcement Learning for Efficient Robotic Inspection

arXiv.org Artificial Intelligence

Autonomous inspection is a central problem in robotics, with applications ranging from industrial monitoring to search-and-rescue. Traditionally, inspection has often been reduced to navigation tasks, where the objective is to reach a predefined location while avoiding obstacles. However, this formulation captures only part of the real inspection problem. In real-world environments, the inspection targets may become visible well before their exact coordinates are reached, making further movement both redundant and inefficient. What matters more for inspection is not simply arriving at the target's position, but positioning the robot at a viewpoint from which the target becomes observable. In this work, we revisit inspection from a perception-aware perspective. We propose an end-to-end reinforcement learning framework that explicitly incorporates target visibility as the primary objective, enabling the robot to find the shortest trajectory that guarantees visual contact with the target without relying on a map. The learned policy leverages both perceptual and proprioceptive sensing and is trained entirely in simulation, before being deployed to a real-world robot. We further develop an algorithm to compute ground-truth shortest inspection paths, which provides a reference for evaluation. Through extensive experiments, we show that our method outperforms existing classical and learning-based navigation approaches, yielding more efficient inspection trajectories in both simulated and real-world settings. The project is avialable at https://sight-over-site.github.io/


Improving After-sales Service: Deep Reinforcement Learning for Dynamic Time Slot Assignment with Commitments and Customer Preferences

arXiv.org Artificial Intelligence

Problem definition: For original equipment manufacturers (OEMs), high-tech maintenance is a strategic component in after-sales services, involving close coordination between customers and service engineers. Each customer suggests several time slots for their maintenance task, from which the OEM must select one. This decision needs to be made promptly to support customers' planning. At the end of each day, routes for service engineers are planned to fulfill the tasks scheduled for the following day. We study this hierarchical and sequential decision-making problem-the Dynamic Time Slot Assignment Problem with Commitments and Customer Preferences (DTSAP-CCP)-in this paper. Methodology/results: Two distinct approaches are proposed: 1) an attention-based deep reinforcement learning with rollout execution (ADRL-RE) and 2) a scenario-based planning approach (SBP). The ADRL-RE combines a well-trained attention-based neural network with a rollout framework for online trajectory simulation. To support the training, we develop a neural heuristic solver that provides rapid route planning solutions, enabling efficient learning in complex combinatorial settings. The SBP approach samples several scenarios to guide the time slot assignment. Numerical experiments demonstrate the superiority of ADRL-RE and the stability of SBP compared to both rule-based and rollout-based approaches. Furthermore, the strong practicality of ADRL-RE is verified in a case study of after-sales service for large medical equipment. Implications: This study provides OEMs with practical decision-support tools for dynamic maintenance scheduling, balancing customer preferences and operational efficiency. In particular, our ADRL-RE shows strong real-world potential, supporting timely and customer-aligned maintenance scheduling.


SocialTraj: Two-Stage Socially-Aware Trajectory Prediction for Autonomous Driving via Conditional Diffusion Model

arXiv.org Artificial Intelligence

Accurate trajectory prediction of surrounding vehicles (SVs) is crucial for autonomous driving systems to avoid misguided decisions and potential accidents. However, achieving reliable predictions in highly dynamic and complex traffic scenarios remains a significant challenge. One of the key impediments lies in the limited effectiveness of current approaches to capture the multi-modal behaviors of drivers, which leads to predicted trajectories that deviate from actual future motions. To address this issue, we propose SocialTraj, a novel trajectory prediction framework integrating social psychology principles through social value orientation (SVO). By utilizing Bayesian inverse reinforcement learning (IRL) to estimate the SVO of SVs, we obtain the critical social context to infer the future interaction trend. To ensure modal consistency in predicted behaviors, the estimated SVOs of SVs are embedded into a conditional denoising diffusion model that aligns generated trajectories with historical driving styles. Additionally, the planned future trajectory of the ego vehicle (EV) is explicitly incorporated to enhance interaction modeling. Extensive experiments on NGSIM and HighD datasets demonstrate that SocialTraj is capable of adapting to highly dynamic and interactive scenarios while generating socially compliant and behaviorally consistent trajectory predictions, outperforming existing baselines. Ablation studies demonstrate that dynamic SVO estimation and explicit ego-planning components notably improve prediction accuracy and substantially reduce inference time.