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 Reinforcement Learning


Tail-Safe Hedging: Explainable Risk-Sensitive Reinforcement Learning with a White-Box CBF--QP Safety Layer in Arbitrage-Free Markets

arXiv.org Artificial Intelligence

We introduce Tail-Safe, a deployability-oriented framework for derivatives hedging that unifies distributional, risk-sensitive reinforcement learning with a white-box control-barrier-function (CBF) quadratic-program (QP) safety layer tailored to financial constraints. The learning component combines an IQN-based distributional critic with a CVaR objective (IQN--CVaR--PPO) and a Tail-Coverage Controller that regulates quantile sampling through temperature tilting and tail boosting to stabilize small-$ฮฑ$ estimation. The safety component enforces discrete-time CBF inequalities together with domain-specific constraints -- ellipsoidal no-trade bands, box and rate limits, and a sign-consistency gate -- solved as a convex QP whose telemetry (active sets, tightness, rate utilization, gate scores, slack, and solver status) forms an auditable trail for governance. We provide guarantees of robust forward invariance of the safe set under bounded model mismatch, a minimal-deviation projection interpretation of the QP, a KL-to-DRO upper bound linking per-state KL regularization to worst-case CVaR, concentration and sample-complexity results for the temperature-tilted CVaR estimator, and a CVaR trust-region improvement inequality under KL limits, together with feasibility persistence under expiry-aware tightening. Empirically, in arbitrage-free, microstructure-aware synthetic markets (SSVI $\to$ Dupire $\to$ VIX with ABIDES/MockLOB execution), Tail-Safe improves left-tail risk without degrading central performance and yields zero hard-constraint violations whenever the QP is feasible with zero slack. Telemetry is mapped to governance dashboards and incident workflows to support explainability and auditability. Limitations include reliance on synthetic data and simplified execution to isolate methodological contributions.


Video Game Level Design as a Multi-Agent Reinforcement Learning Problem

arXiv.org Artificial Intelligence

Procedural Content Generation via Reinforcement Learning (PCGRL) offers a method for training controllable level designer agents without the need for human datasets, using metrics that serve as proxies for level quality as rewards. Existing PCGRL research focuses on single generator agents, but are bottlenecked by the need to frequently recalculate heuristics of level quality and the agent's need to navigate around potentially large maps. By framing level generation as a multi-agent problem, we mitigate the efficiency bottleneck of single-agent PCGRL by reducing the number of reward calculations relative to the number of agent actions. We also find that multi-agent level generators are better able to generalize to out-of-distribution map shapes, which we argue is due to the generators' learning more local, modular design policies. We conclude that treating content generation as a distributed, multi-agent task is beneficial for generating functional artifacts at scale.


Chasing Moving Targets with Online Self-Play Reinforcement Learning for Safer Language Models

arXiv.org Artificial Intelligence

Conventional language model (LM) safety alignment relies on a reactive, disjoint procedure: attackers exploit a static model, followed by defensive fine-tuning to patch exposed vulnerabilities. This sequential approach creates a mismatch -- attackers overfit to obsolete defenses, while defenders perpetually lag behind emerging threats. To address this, we propose Self-RedTeam, an online self-play reinforcement learning algorithm where an attacker and defender agent co-evolve through continuous interaction. We cast safety alignment as a two-player zero-sum game, where a single model alternates between attacker and defender roles -- generating adversarial prompts and safeguarding against them -- while a reward LM adjudicates outcomes. This enables dynamic co-adaptation. Grounded in the game-theoretic framework of zero-sum games, we establish a theoretical safety guarantee which motivates the design of our method: if self-play converges to a Nash Equilibrium, the defender will reliably produce safe responses to any adversarial input. Empirically, Self-RedTeam uncovers more diverse attacks (+21.8% SBERT) compared to attackers trained against static defenders and achieves higher robustness on safety benchmarks (e.g., +65.5% on WildJailBreak) than defenders trained against static attackers. We further propose hidden Chain-of-Thought, allowing agents to plan privately, which boosts adversarial diversity and reduces over-refusals. Our results motivate a shift from reactive patching to proactive co-evolution in LM safety training, enabling scalable, autonomous, and robust self-improvement of LMs via multi-agent reinforcement learning (MARL).


Learning a Unified Policy for Position and Force Control in Legged Loco-Manipulation

arXiv.org Artificial Intelligence

Robotic loco-manipulation tasks often involve contact-rich interactions with the environment, requiring the joint modeling of contact force and robot position. However, recent visuomotor policies often focus solely on learning position or force control, overlooking their co-learning. In this work, we propose the first unified policy for legged robots that jointly models force and position control learned without reliance on force sensors. By simulating diverse combinations of position and force commands alongside external disturbance forces, we use reinforcement learning to learn a policy that estimates forces from historical robot states and compensates for them through position and velocity adjustments. This policy enables a wide range of manipulation behaviors under varying force and position inputs, including position tracking, force application, force tracking, and compliant interactions. Furthermore, we demonstrate that the learned policy enhances trajectory-based imitation learning pipelines by incorporating essential contact information through its force estimation module, achieving approximately 39.5% higher success rates across four challenging contact-rich manipulation tasks compared to position-control policies. Extensive experiments on both a quadrupedal manipulator and a humanoid robot validate the versatility and robustness of the proposed policy across diverse scenarios.


A Snapshot of Influence: A Local Data Attribution Framework for Online Reinforcement Learning

arXiv.org Artificial Intelligence

Online reinforcement learning (RL) excels in complex, safety-critical domains but suffers from sample inefficiency, training instability, and limited interpretability. Data attribution provides a principled way to trace model behavior back to training samples, yet existing methods assume fixed datasets, which is violated in online RL where each experience both updates the policy and shapes future data collection. In this paper, we initiate the study of data attribution for online RL, focusing on the widely used Proximal Policy Optimization (PPO) algorithm. We start by establishing a \emph{local} attribution framework, interpreting model checkpoints with respect to the records in the recent training buffer. We design two target functions, capturing agent action and cumulative return respectively, and measure each record's contribution through gradient similarity between its training loss and these targets. We demonstrate the power of this framework through three concrete applications: diagnosis of learning, temporal analysis of behavior formation, and targeted intervention during training. Leveraging this framework, we further propose an algorithm, iterative influence-based filtering (IIF), for online RL training that iteratively performs experience filtering to refine policy updates. Across standard RL benchmarks (classic control, navigation, locomotion) to RLHF for large language models, IIF reduces sample complexity, speeds up training, and achieves higher returns. Together, these results open a new direction for making online RL more interpretable, efficient, and effective.


Behavior Injection: Preparing Language Models for Reinforcement Learning

arXiv.org Artificial Intelligence

Reinforcement learning (RL) has emerged as a powerful post-training technique to incentivize the reasoning ability of large language models (LLMs). However, LLMs can respond very inconsistently to RL finetuning: some show substantial performance gains, while others plateau or even degrade. To understand this divergence, we analyze the per-step influence of the RL objective and identify two key conditions for effective post-training: (1) RL-informative rollout accuracy, and (2) strong data co-influence, which quantifies how much the training data affects performance on other samples. Guided by these insights, we propose behavior injection, a task-agnostic data augmentation scheme applied prior to RL. Behavior injection enriches the supervised finetuning (SFT) data by seeding exploratory and exploitative behaviors, effectively making the model more RL-ready. We evaluate our method across two reasoning benchmarks with multiple base models. The results demonstrate that our theoretically motivated augmentation can significantly increase the performance gain from RL over the pre-RL model.


Taming OOD Actions for Offline Reinforcement Learning: An Advantage-Based Approach

arXiv.org Artificial Intelligence

Offline reinforcement learning (RL) learns policies from fixed datasets without online interactions, but suffers from distribution shift, causing inaccurate evaluation and overestimation of out-of-distribution (OOD) actions. Existing methods counter this by conservatively discouraging all OOD actions, which limits generalization. We propose Advantage-based Diffusion Actor-Critic (ADAC), which evaluates OOD actions via an advantage-like function and uses it to modulate the Q-function update discriminatively. Our key insight is that the (state) value function is generally learned more reliably than the action-value function; we thus use the next-state value to indirectly assess each action. We develop a PointMaze environment to clearly visualize that advantage modulation effectively selects superior OOD actions while discouraging inferior ones. Moreover, extensive experiments on the D4RL benchmark show that ADAC achieves state-of-the-art performance, with especially strong gains on challenging tasks.


Physics-Based Motion Imitation with Adversarial Differential Discriminators

arXiv.org Artificial Intelligence

Multi-objective optimization problems, which require the simultaneous optimization of multiple objectives, are prevalent across numerous applications. Existing multi-objective optimization methods often rely on manually-tuned aggregation functions to formulate a joint optimization objective. The performance of such hand-tuned methods is heavily dependent on careful weight selection, a time-consuming and laborious process. These limitations also arise in the setting of reinforcement-learning-based motion tracking methods for physically simulated characters, where intricately crafted reward functions are typically used to achieve high-fidelity results. Such solutions not only require domain expertise and significant manual tuning, but also limit the applicability of the resulting reward function across diverse skills. To bridge this gap, we present a novel adversarial multi-objective optimization technique that is broadly applicable to a range of multi-objective reinforcement-learning tasks, including motion tracking. Our proposed Adversarial Differential Discriminator (ADD) receives a single positive sample, yet is still effective at guiding the optimization process. We demonstrate that our technique can enable characters to closely replicate a variety of acrobatic and agile behaviors, achieving comparable quality to state-of-the-art motion-tracking methods, without relying on manually-designed reward functions. Code and results are available at https://add-moo.github.io/.


Recursive Deep Inverse Reinforcement Learning

arXiv.org Artificial Intelligence

Inferring an adversary's goals from exhibited behavior is crucial for counterplanning and non-cooperative multi-agent systems in domains like cybersecurity, military, and strategy games. Deep Inverse Reinforcement Learning (IRL) methods based on maximum entropy principles show promise in recovering adversaries' goals but are typically offline, require large batch sizes with gradient descent, and rely on first-order updates, limiting their applicability in real-time scenarios. We propose an online Recursive Deep Inverse Reinforcement Learning (RDIRL) approach to recover the cost function governing the adversary actions and goals. Specifically, we minimize an upper bound on the standard Guided Cost Learning (GCL) objective using sequential second-order Newton updates, akin to the Extended Kalman Filter (EKF), leading to a fast (in terms of convergence) learning algorithm. We demonstrate that RDIRL is able to recover cost and reward functions of expert agents in standard and adversarial benchmark tasks. Experiments on benchmark tasks show that our proposed approach outperforms several leading IRL algorithms.


VIPO: Value Function Inconsistency Penalized Offline Reinforcement Learning

arXiv.org Artificial Intelligence

Offline reinforcement learning (RL) learns effective policies from pre-collected datasets, offering a practical solution for applications where online interactions are risky or costly. Model-based approaches are particularly advantageous for offline RL, owing to their data efficiency and generalizability. However, due to inherent model errors, model-based methods often artificially introduce conservatism guided by heuristic uncertainty estimation, which can be unreliable. In this paper, we introduce VIPO, a novel model-based offline RL algorithm that incorporates self-supervised feedback from value estimation to enhance model training. Specifically, the model is learned by additionally minimizing the inconsistency between the value learned directly from the offline data and the one estimated from the model. We perform comprehensive evaluations from multiple perspectives to show that VIPO can learn a highly accurate model efficiently and consistently outperform existing methods. In particular, it achieves state-of-the-art performance on almost all tasks in both D4RL and NeoRL benchmarks. Overall, VIPO offers a general framework that can be readily integrated into existing model-based offline RL algorithms to systematically enhance model accuracy.