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 Reinforcement Learning


Perturbation-mitigated USV Navigation with Distributionally Robust Reinforcement Learning

arXiv.org Artificial Intelligence

The robustness of Unmanned Surface Vehicles (USV) is crucial when facing unknown and complex marine environments, especially when heteroscedastic observational noise poses significant challenges to sensor-based navigation tasks. Recently, Distributional Reinforcement Learning (DistRL) has shown promising results in some challenging autonomous navigation tasks without prior environmental information. However, these methods overlook situations where noise patterns vary across different environmental conditions, hindering safe navigation and disrupting the learning of value functions. To address the problem, we propose DRIQN to integrate Distributionally Robust Optimization (DRO) with implicit quantile networks to optimize worst-case performance under natural environmental conditions. Leveraging explicit subgroup modeling in the replay buffer, DRIQN incorporates heterogeneous noise sources and target robustness-critical scenarios. Experimental results based on the risk-sensitive environment demonstrate that DRIQN significantly outperforms state-of-the-art methods, achieving +13.51\% success rate, -12.28\% collision rate and +35.46\% for time saving, +27.99\% for energy saving, compared with the runner-up.


DREAMer-VXS: A Latent World Model for Sample-Efficient AGV Exploration in Stochastic, Unobserved Environments

arXiv.org Artificial Intelligence

The paradigm of learning-based robotics holds immense promise, yet its translation to real-world applications is critically hindered by the sample inefficiency and brittleness of conventional model-free reinforcement learning algorithms. In this work, we address these challenges by introducing DREAMer-VXS, a model-based framework for Autonomous Ground Vehicle (AGV) exploration that learns to plan from imagined latent trajectories. Our approach centers on learning a comprehensive world model from partial and high-dimensional LiDAR observations. This world model is composed of a Convolutional Variational Autoencoder (VAE), which learns a compact representation of the environment's structure, and a Recurrent State-Space Model (RSSM), which models complex temporal dynamics. By leveraging this learned model as a high-speed simulator, the agent can train its navigation policy almost entirely in imagination. This methodology decouples policy learning from real-world interaction, culminating in a 90% reduction in required environmental interactions to achieve expert-level performance when compared to state-of-the-art model-free SAC baselines. The agent's behavior is guided by an actor-critic policy optimized with a composite reward function that balances task objectives with an intrinsic curiosity bonus, promoting systematic exploration of unknown spaces. We demonstrate through extensive simulated experiments that DREAMer-VXS not only learns orders of magnitude faster but also develops more generalizable and robust policies, achieving a 45% increase in exploration efficiency in unseen environments and superior resilience to dynamic obstacles.


OBLR-PO: A Theoretical Framework for Stable Reinforcement Learning

arXiv.org Machine Learning

Existing reinforcement learning (RL)-based post-training methods for large language models have advanced rapidly, yet their design has largely been guided by heuristics rather than systematic theoretical principles. This gap limits our understanding of the properties of the gradient estimators and the associated optimization algorithms, thereby constraining opportunities to improve training stability and overall performance. In this work, we provide a unified theoretical framework that characterizes the statistical properties of commonly used policy-gradient estimators under mild assumptions. Our analysis establishes unbiasedness, derives exact variance expressions, and yields an optimization-loss upper bound that enables principled reasoning about learning dynamics. Building on these results, we prove convergence guarantees and derive an adaptive learning-rate schedule governed by the signal-to-noise ratio (SNR) of gradients. We further show that the variance-optimal baseline is a gradient-weighted estimator, offering a new principle for variance reduction and naturally enhancing stability beyond existing methods. These insights motivate Optimal Baseline and Learning-Rate Policy Optimization (OBLR-PO), an algorithm that jointly adapts learning rates and baselines in a theoretically grounded manner. Experiments on Qwen3-4B-Base and Qwen3-8B-Base demonstrate consistent gains over existing policy optimization methods, validating that our theoretical contributions translate into practical improvements in large-scale post-training.


Representative Action Selection for Large Action Space: From Bandits to MDPs

arXiv.org Machine Learning

We study the problem of selecting a small, representative action subset from an extremely large action space shared across a family of reinforcement learning (RL) environments -- a fundamental challenge in applications like inventory management and recommendation systems, where direct learning over the entire space is intractable. Our goal is to identify a fixed subset of actions that, for every environment in the family, contains a near-optimal action, thereby enabling efficient learning without exhaustively evaluating all actions. This work extends our prior results for meta-bandits to the more general setting of Markov Decision Processes (MDPs). We prove that our existing algorithm achieves performance comparable to using the full action space. This theoretical guarantee is established under a relaxed, non-centered sub-Gaussian process model, which accommodates greater environmental heterogeneity. Consequently, our approach provides a computationally and sample-efficient solution for large-scale combinatorial decision-making under uncertainty.


Evolutionary Discovery of Heuristic Policies for Traffic Signal Control

arXiv.org Artificial Intelligence

Traffic Signal Control (TSC) involves a challenging trade-off: classic heuristics are efficient but oversimplified, while Deep Reinforcement Learning (DRL) achieves high performance yet suffers from poor generalization and opaque policies. Online Large Language Models (LLMs) provide general reasoning but incur high latency and lack environment-specific optimization. To address these issues, we propose Temporal Policy Evolution for Traffic (\textbf{\method{}}), which uses LLMs as an evolution engine to derive specialized heuristic policies. The framework introduces two key modules: (1) Structured State Abstraction (SSA), converting high-dimensional traffic data into temporal-logical facts for reasoning; and (2) Credit Assignment Feedback (CAF), tracing flawed micro-decisions to poor macro-outcomes for targeted critique. Operating entirely at the prompt level without training, \method{} yields lightweight, robust policies optimized for specific traffic environments, outperforming both heuristics and online LLM actors.


Emergent Coordination and Phase Structure in Independent Multi-Agent Reinforcement Learning

arXiv.org Artificial Intelligence

A clearer understanding of when coordination emerges, fluctuates, or collapses in decentralized multi-agent reinforcement learning (MARL) is increasingly sought in order to characterize the dynamics of multi-agent learning systems. We revisit fully independent Q-learning (IQL) as a minimal decentralized testbed and run large-scale experiments across environment size L and agent density rho. We construct a phase map using two axes - the cooperative success rate (CSR) and a stability index derived from TD-error variance - revealing three distinct regimes: a coordinated and stable phase, a fragile transition region, and a jammed or disordered phase. A sharp double Instability Ridge separates these regimes and corresponds to persistent kernel drift, the time-varying shift of each agent's effective transition kernel induced by others' policy updates. Synchronization analysis further shows that temporal alignment is required for sustained cooperation, and that competition between drift and synchronization generates the fragile regime. Removing agent identifiers eliminates drift entirely and collapses the three-phase structure, demonstrating that small inter-agent asymmetries are a necessary driver of drift. Overall, the results show that decentralized MARL exhibits a coherent phase structure governed by the interaction between scale, density, and kernel drift, suggesting that emergent coordination behaves as a distribution-interaction-driven phase phenomenon.


Fault-Tolerant MARL for CAVs under Observation Perturbations for Highway On-Ramp Merging

arXiv.org Artificial Intelligence

Multi-Agent Reinforcement Learning (MARL) holds significant promise for enabling cooperative driving among Connected and Automated Vehicles (CAVs). However, its practical application is hindered by a critical limitation, i.e., insufficient fault tolerance against observational faults. Such faults, which appear as perturbations in the vehicles' perceived data, can substantially compromise the performance of MARL-based driving systems. Addressing this problem presents two primary challenges. One is to generate adversarial perturbations that effectively stress the policy during training, and the other is to equip vehicles with the capability to mitigate the impact of corrupted observations. To overcome the challenges, we propose a fault-tolerant MARL method for cooperative on-ramp vehicles incorporating two key agents. First, an adversarial fault injection agent is co-trained to generate perturbations that actively challenge and harden the vehicle policies. Second, we design a novel fault-tolerant vehicle agent equipped with a self-diagnosis capability, which leverages the inherent spatio-temporal correlations in vehicle state sequences to detect faults and reconstruct credible observations, thereby shielding the policy from misleading inputs. Experiments in a simulated highway merging scenario demonstrate that our method significantly outperforms baseline MARL approaches, achieving near-fault-free levels of safety and efficiency under various observation fault patterns.


Peer-to-Peer Energy Trading in Dairy Farms using Multi-Agent Reinforcement Learning

arXiv.org Artificial Intelligence

The integration of renewable energy resources in rural areas, such as dairy farming communities, enables decentralized energy management through Peer-to-Peer (P2P) energy trading. This research highlights the role of P2P trading in efficient energy distribution and its synergy with advanced optimization techniques. While traditional rule-based methods perform well under stable conditions, they struggle in dynamic environments. To address this, Multi-Agent Reinforcement Learning (MARL), specifically Proximal Policy Optimization (PPO) and Deep Q-Networks (DQN), is combined with community/distributed P2P trading mechanisms. By incorporating auction-based market clearing, a price advisor agent, and load and battery management, the approach achieves significant improvements. Results show that, compared to baseline models, DQN reduces electricity costs by 14.2% in Ireland and 5.16% in Finland, while increasing electricity revenue by 7.24% and 12.73%, respectively. PPO achieves the lowest peak hour demand, reducing it by 55.5% in Ireland, while DQN reduces peak hour demand by 50.0% in Ireland and 27.02% in Finland. These improvements are attributed to both MARL algorithms and P2P energy trading, which together results in electricity cost and peak hour demand reduction, and increase electricity selling revenue. This study highlights the complementary strengths of DQN, PPO, and P2P trading in achieving efficient, adaptable, and sustainable energy management in rural communities.


Switching-time bioprocess control with pulse-width-modulated optogenetics

arXiv.org Artificial Intelligence

Biotechnology can benefit from dynamic control to improve production efficiency. In this context, optogenetics enables modulation of gene expression using light as an external input, allowing fine-tuning of protein levels to unlock dynamic metabolic control and regulation of cell growth. Optogenetic systems can be actuated by light intensity. However, relying solely on intensity-driven control (i.e., signal amplitude) may fail to properly tune optogenetic bioprocesses when the dose-response relationship (i.e., light intensity versus gene-expression strength) is steep. In these cases, tunability is effectively constrained to either fully active or fully repressed gene expression, with little intermediate regulation. Pulse-width modulation, a concept widely used in electronics, can alleviate this issue by alternating between fully ON and OFF light intensity within forcing periods, thereby smoothing the average response and enhancing process controllability. Naturally, optimizing pulse-width-modulated optogenetics entails a switching-time optimal control problem with a binary input over many forcing periods. While this can be formulated as a mixed-integer program on a refined time grid, the number of decision variables can grow rapidly with increasing time-grid resolution and number of forcing periods, compromising tractability. Here, we propose an alternative solution based on reinforcement learning. We parametrize control actions via the duty cycle, a continuous variable that encodes the ON-to-OFF switching time within each forcing period, thereby respecting the intrinsic binary nature of the light intensity.


Beyond Success: Refining Elegant Robot Manipulation from Mixed-Quality Data via Just-in-Time Intervention

arXiv.org Artificial Intelligence

Vision-Language-Action (VLA) models have enabled notable progress in general-purpose robotic manipulation, yet their learned policies often exhibit variable execution quality. We attribute this variability to the mixed-quality nature of human demonstrations, where the implicit principles that govern how actions should be carried out are only partially satisfied. To address this challenge, we introduce the LIBERO-Elegant benchmark with explicit criteria for evaluating execution quality. Using these criteria, we develop a decoupled refinement framework that improves execution quality without modifying or retraining the base VLA policy. We formalize Elegant Execution as the satisfaction of Implicit Task Constraints (ITCs) and train an Elegance Critic via offline Calibrated Q-Learning to estimate the expected quality of candidate actions. At inference time, a Just-in-Time Intervention (JITI) mechanism monitors critic confidence and intervenes only at decision-critical moments, providing selective, on-demand refinement. Experiments on LIBERO-Elegant and real-world manipulation tasks show that the learned Elegance Critic substantially improves execution quality, even on unseen tasks. The proposed model enables robotic control that values not only whether tasks succeed, but also how they are performed.