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 Deep Learning


Retrieval Augmented Generation (RAG) for Fintech: Agentic Design and Evaluation

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) systems often face limitations in specialized domains such as fintech, where domain-specific ontologies, dense terminology, and acronyms complicate effective retrieval and synthesis. This paper introduces an agentic RAG architecture designed to address these challenges through a modular pipeline of specialized agents. The proposed system supports intelligent query reformulation, iterative sub-query decomposition guided by keyphrase extraction, contextual acronym resolution, and cross-encoder-based context re-ranking. We evaluate our approach against a standard RAG baseline using a curated dataset of 85 question--answer--reference triples derived from an enterprise fintech knowledge base. Experimental results demonstrate that the agentic RAG system outperforms the baseline in retrieval precision and relevance, albeit with increased latency. These findings suggest that structured, multi-agent methodologies offer a promising direction for enhancing retrieval robustness in complex, domain-specific settings.


Predicate Renaming via Large Language Models

arXiv.org Artificial Intelligence

In this paper, we address the problem of giving names to predicates in logic rules using Large Language Models (LLMs). In the context of Inductive Logic Programming, various rule generation methods produce rules containing unnamed predicates, with Predicate Invention being a key example. This hinders the readability, interpretability, and reusability of the logic theory. Leveraging recent advancements in LLMs development, we explore their ability to process natural language and code to provide semantically meaningful suggestions for giving a name to unnamed predicates. The evaluation of our approach on some hand-crafted logic rules indicates that LLMs hold potential for this task.


FaCT: Faithful Concept Traces for Explaining Neural Network Decisions

arXiv.org Artificial Intelligence

Deep networks have shown remarkable performance across a wide range of tasks, yet getting a global concept-level understanding of how they function remains a key challenge. Many post-hoc concept-based approaches have been introduced to understand their workings, yet they are not always faithful to the model. Further, they make restrictive assumptions on the concepts a model learns, such as class-specificity, small spatial extent, or alignment to human expectations. In this work, we put emphasis on the faithfulness of such concept-based explanations and propose a new model with model-inherent mechanistic concept-explanations. Our concepts are shared across classes and, from any layer, their contribution to the logit and their input-visualization can be faithfully traced. We also leverage foundation models to propose a new concept-consistency metric, C$^2$-Score, that can be used to evaluate concept-based methods. We show that, compared to prior work, our concepts are quantitatively more consistent and users find our concepts to be more interpretable, all while retaining competitive ImageNet performance.


MTIR-SQL: Multi-turn Tool-Integrated Reasoning Reinforcement Learning for Text-to-SQL

arXiv.org Artificial Intelligence

As large language models (LLMs) are increasingly used in Text-to-SQL tasks, Reinforcement Learning (RL) has become a common method for improving performance. Existing methods primarily rely on static execution feedback, which restricts real-time error correction. However, integrating multi-turn tool invocation along with dynamic feedback could significantly improve adaptability and robustness, ultimately enhancing model performance. To address these issues, we propose MTIR-SQL, an innovative Multi-turn T ool-Integrated Reasoning reinforcement learning framework for T ext-to-SQL. Our approach introduces an execution-aware multi-turn reasoning paradigm that seamlessly incorporates database execution feedback at each reasoning step, enabling context-sensitive query generation and progressive refinement throughout the reasoning process. The framework extends the GRPO algorithm to accommodate complex multi-turn interaction scenarios. Considering the training instability characteristics of MTIR and the potential for significant Deviation of model distribution from the initial model, we enhance the GRPO algorithm by adding a trajectory filtering mechanism and removing KL loss constraints. Experimental results demonstrate that MTIR-SQL, with 4B parameters, achieves 64.4% accuracy in the BIRD Dev and 84.6% execution accuracy in the SPIDER Dev, significantly outperforming existing approaches.


Gradient-Weight Alignment as a Train-Time Proxy for Generalization in Classification Tasks

arXiv.org Artificial Intelligence

Robust validation metrics remain essential in contemporary deep learning, not only to detect overfitting and poor generalization, but also to monitor training dynamics. In the supervised classification setting, we investigate whether interactions between training data and model weights can yield such a metric that both tracks generalization during training and attributes performance to individual training samples. We introduce Gradient-Weight Alignment (GWA), quantifying the coherence between per-sample gradients and model weights. We show that effective learning corresponds to coherent alignment, while misalignment indicates deteriorating generalization. GWA is efficiently computable during training and reflects both sample-specific contributions and dataset-wide learning dynamics. Extensive experiments show that GWA accurately predicts optimal early stopping, enables principled model comparisons, and identifies influential training samples, providing a validation-set-free approach for model analysis directly from the training data.


Fine-Tuned Language Models for Domain-Specific Summarization and Tagging

arXiv.org Artificial Intelligence

This paper presents a pipeline integrating fine-tuned large language models (LLMs) with named entity recognition (NER) for efficient domain-specific text summarization and tagging. The authors address the challenge posed by rapidly evolving sub-cultural languages and slang, which complicate automated information extraction and law enforcement monitoring. By leveraging the LLaMA Factory framework, the study fine-tunes LLMs on both generalpurpose and custom domain-specific datasets, particularly in the political and security domains. The models are evaluated using BLEU and ROUGE metrics, demonstrating that instruction fine-tuning significantly enhances summarization and tagging accuracy, especially for specialized corpora. Notably, the LLaMA3-8B-Instruct model, despite its initial limitations in Chinese comprehension, outperforms its Chinese-trained counterpart after domainspecific fine-tuning, suggesting that underlying reasoning capabilities can transfer across languages. The pipeline enables concise summaries and structured entity tagging, facilitating rapid document categorization and distribution. This approach proves scalable and adaptable for real-time applications, supporting efficient information management and the ongoing need to capture emerging language trends. The integration of LLMs and NER offers a robust solution for transforming unstructured text into actionable insights, crucial for modern knowledge management and security operations.


Agentic AI: A Comprehensive Survey of Architectures, Applications, and Future Directions

arXiv.org Artificial Intelligence

Agentic AI represents a transformative shift in artificial intelligence, but its rapid advancement has led to a fragmented understanding, often conflating modern neural systems with outdated symbolic models -- a practice known as conceptual retrofitting. This survey cuts through this confusion by introducing a novel dual-paradigm framework that categorizes agentic systems into two distinct lineages: the Symbolic/Classical (relying on algorithmic planning and persistent state) and the Neural/Generative (leveraging stochastic generation and prompt-driven orchestration). Through a systematic PRISMA-based review of 90 studies (2018--2025), we provide a comprehensive analysis structured around this framework across three dimensions: (1) the theoretical foundations and architectural principles defining each paradigm; (2) domain-specific implementations in healthcare, finance, and robotics, demonstrating how application constraints dictate paradigm selection; and (3) paradigm-specific ethical and governance challenges, revealing divergent risks and mitigation strategies. Our analysis reveals that the choice of paradigm is strategic: symbolic systems dominate safety-critical domains (e.g., healthcare), while neural systems prevail in adaptive, data-rich environments (e.g., finance). Furthermore, we identify critical research gaps, including a significant deficit in governance models for symbolic systems and a pressing need for hybrid neuro-symbolic architectures. The findings culminate in a strategic roadmap arguing that the future of Agentic AI lies not in the dominance of one paradigm, but in their intentional integration to create systems that are both adaptable and reliable. This work provides the essential conceptual toolkit to guide future research, development, and policy toward robust and trustworthy hybrid intelligent systems.


More than a Moment: Towards Coherent Sequences of Audio Descriptions

arXiv.org Artificial Intelligence

Audio Descriptions (ADs) convey essential on-screen information, allowing visually impaired audiences to follow videos. To be effective, ADs must form a coherent sequence that helps listeners to visualise the unfolding scene, rather than describing isolated moments. However, most automatic methods generate each AD independently, often resulting in repetitive, incoherent descriptions. To address this, we propose a training-free method, CoherentAD, that first generates multiple candidate descriptions for each AD time interval, and then performs auto-regressive selection across the sequence to form a coherent and informative narrative. To evaluate AD sequences holistically, we introduce a sequence-level metric, StoryRecall, which measures how well the predicted ADs convey the ground truth narrative, alongside repetition metrics that capture the redundancy across consecutive AD outputs. Our method produces coherent AD sequences with enhanced narrative understanding, outperforming prior approaches that rely on independent generations.


Depth and Autonomy: A Framework for Evaluating LLM Applications in Social Science Research

arXiv.org Artificial Intelligence

Large language models (LLMs) are increasingly utilized by researchers across a wide range of domains, and qualitative social science is no exception; however, this adoption faces persistent challenges, including interpretive bias, low reliability, and weak auditability. We introduce a framework that situates LLM usage along two dimensions, interpretive depth and autonomy, thereby offering a straightforward way to classify LLM applications in qualitative research and to derive practical design recommendations. We present the state of the literature with respect to these two dimensions, based on all published social science papers available on Web of Science that use LLMs as a tool and not strictly as the subject of study. Rather than granting models expansive freedom, our approach encourages researchers to decompose tasks into manageable segments, much as they would when delegating work to capable undergraduate research assistants. By maintaining low levels of autonomy and selectively increasing interpretive depth only where warranted and under supervision, one can plausibly reap the benefits of LLMs while preserving transparency and reliability.


Implicature in Interaction: Understanding Implicature Improves Alignment in Human-LLM Interaction

arXiv.org Artificial Intelligence

The rapid advancement of Large Language Models (LLMs) is positioning language at the core of human-computer interaction (HCI). We argue that advancing HCI requires attention to the linguistic foundations of interaction, particularly implicature (meaning conveyed beyond explicit statements through shared context) which is essential for human-AI (HAI) alignment. This study examines LLMs' ability to infer user intent embedded in context-driven prompts and whether understanding implicature improves response generation. Results show that larger models approximate human interpretations more closely, while smaller models struggle with implicature inference. Furthermore, implicature-based prompts significantly enhance the perceived relevance and quality of responses across models, with notable gains in smaller models. Overall, 67.6% of participants preferred responses with implicature-embedded prompts to literal ones, highlighting a clear preference for contextually nuanced communication. Our work contributes to understanding how linguistic theory can be used to address the alignment problem by making HAI interaction more natural and contextually grounded.