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 Deep Learning


Financial Risk Relation Identification through Dual-view Adaptation

arXiv.org Artificial Intelligence

A multitude of interconnected risk events -- ranging from regulatory changes to geopolitical tensions -- can trigger ripple effects across firms. Identifying inter-firm risk relations is thus crucial for applications like portfolio management and investment strategy. Traditionally, such assessments rely on expert judgment and manual analysis, which are, however, subjective, labor-intensive, and difficult to scale. To address this, we propose a systematic method for extracting inter-firm risk relations using Form 10-K filings -- authoritative, standardized financial documents -- as our data source. Leveraging recent advances in natural language processing, our approach captures implicit and abstract risk connections through unsupervised fine-tuning based on chronological and lexical patterns in the filings. This enables the development of a domain-specific financial encoder with a deeper contextual understanding and introduces a quantitative risk relation score for transparency, interpretable analysis. Extensive experiments demonstrate that our method outperforms strong baselines across multiple evaluation settings. Our codes are available at https://github.com/cnclabs/codes.fin.relation.


LD-ViCE: Latent Diffusion Model for Video Counterfactual Explanations

arXiv.org Artificial Intelligence

Video-based AI systems are increasingly adopted in safety-critical domains such as autonomous driving and healthcare. However, interpreting their decisions remains challenging due to the inherent spatiotemporal complexity of video data and the opacity of deep learning models. Existing explanation techniques often suffer from limited temporal coherence and a lack of actionable causal insights. Current counterfactual explanation methods typically do not incorporate guidance from the target model, reducing semantic fidelity and practical utility. We introduce Latent Diffusion for Video Counterfactual Explanations (LD-ViCE), a novel framework designed to explain the behavior of video-based AI models. Compared to previous approaches, LD-ViCE reduces the computational costs of generating explanations by operating in latent space using a state-of-the-art diffusion model, while producing realistic and interpretable counterfactuals through an additional refinement step. Experiments on three diverse video datasets - EchoNet-Dynamic (cardiac ultrasound), FERV39k (facial expression), and Something-Something V2 (action recognition) with multiple target models covering both classification and regression tasks, demonstrate that LD-ViCE generalizes well and achieves state-of-the-art performance. On the EchoNet-Dynamic dataset, LD-ViCE achieves significantly higher regression accuracy than prior methods and exhibits high temporal consistency, while the refinement stage further improves perceptual quality. Qualitative analyses confirm that LD-ViCE produces semantically meaningful and temporally coherent explanations, providing actionable insights into model behavior. LD-ViCE advances the trustworthiness and interpretability of video-based AI systems through visually coherent counterfactual explanations.


Real-Time Obstacle Avoidance for a Mobile Robot Using CNN-Based Sensor Fusion

arXiv.org Artificial Intelligence

Obstacle avoidance is a critical component of the navigation stack required for mobile robots to operate effectively in complex and unknown environments. In this research, three end-to-end Convolutional Neural Networks (CNNs) were trained and evaluated offline and deployed on a differential-drive mobile robot for real-time obstacle avoidance to generate low-level steering commands from synchronized color and depth images acquired by an Intel RealSense D415 RGB-D camera in diverse environments. Offline evaluation showed that the NetConEmb model achieved the best performance with a notably low MedAE of $0.58 \times 10^{-3}$ rad/s. In comparison, the lighter NetEmb architecture, which reduces the number of trainable parameters by approximately 25\% and converges faster, produced comparable results with an RMSE of $21.68 \times 10^{-3}$ rad/s, close to the $21.42 \times 10^{-3}$ rad/s obtained by NetConEmb. Real-time navigation further confirmed NetConEmb's robustness, achieving a 100\% success rate in both known and unknown environments, while NetEmb and NetGated succeeded only in navigating the known environment.


Learning and composing of classical music using restricted Boltzmann machines

arXiv.org Artificial Intelligence

We investigate how machine learning models acquire the ability to compose music and how musical information is internally represented within such models. We develop a composition algorithm based on a restricted Boltzmann machine (RBM), a simple generative model capable of producing musical pieces of arbitrary length. We convert musical scores into piano-roll image representations and train the RBM in an unsupervised manner. We confirm that the trained RBM can generate new musical pieces; however, by analyzing the model's responses and internal structure, we find that the learned information is not stored in a form directly interpretable by humans. This study contributes to a better understanding of how machine learning models capable of music composition may internally represent musical structure and highlights issues related to the interpretability of generative models in creative tasks.


Beyond Ensembles: Simulating All-Atom Protein Dynamics in a Learned Latent Space

arXiv.org Artificial Intelligence

Simulating the long-timescale dynamics of biomolecules is a central challenge in computational science. While enhanced sampling methods can accelerate these simulations, they rely on pre-defined collective variables that are often difficult to identify, restricting their ability to model complex switching mechanisms between metastable states. A recent generative model, LD-FPG, demonstrated that this problem could be bypassed by learning to sample the static equilibrium ensemble as all-atom deformations from a reference structure, establishing a powerful method for all-atom ensemble generation. However, while this approach successfully captures a system's probable conformations, it does not model the temporal evolution between them. We introduce the Graph Latent Dynamics Propagator (GLDP), a modular component for simulating dynamics within the learned latent space of LD-FPG. We then compare three classes of propagators: (i) score-guided Langevin dynamics, (ii) Koopman-based linear operators, and (iii) autoregressive neural networks. Within a unified encoder-propagator-decoder framework, we evaluate long-horizon stability, backbone and side-chain ensemble fidelity, and temporal kinetics via TICA. Benchmarks on systems ranging from small peptides to mixed-topology proteins and large GPCRs reveal that autoregressive neural networks deliver the most robust long rollouts and coherent physical timescales; score-guided Langevin best recovers side-chain thermodynamics when the score is well learned; and Koopman provides an interpretable, lightweight baseline that tends to damp fluctuations. These results clarify the trade-offs among propagators and offer practical guidance for latent-space simulators of all-atom protein dynamics.


Deep Reinforcement Learning for Drone Route Optimization in Post-Disaster Road Assessment

arXiv.org Artificial Intelligence

Rapid post-disaster road damage assessment is critical for effective emergency response, yet traditional optimization methods suffer from excessive computational time and require domain knowledge for algorithm design, making them unsuitable for time-sensitive disaster scenarios. This study proposes an attention-based encoder-decoder model (AEDM) for rapid drone routing decision in post-disaster road damage assessment. The method employs deep reinforcement learning to determine high-quality drone assessment routes without requiring algorithmic design knowledge. A network transformation method is developed to convert link-based routing problems into equivalent node-based formulations, while a synthetic road network generation technique addresses the scarcity of large-scale training datasets. The model is trained using policy optimization with multiple optima (POMO) with multi-task learning capabilities to handle diverse parameter combinations. Experimental results demonstrate two key strengths of AEDM: it outperforms commercial solvers by 20--71\% and traditional heuristics by 23--35\% in solution quality, while achieving rapid inference (1--2 seconds) versus 100--2,000 seconds for traditional methods. The model exhibits strong generalization across varying problem scales, drone numbers, and time constraints, consistently outperforming baseline methods on unseen parameter distributions and real-world road networks. The proposed method effectively balances computational efficiency with solution quality, making it particularly suitable for time-critical disaster response applications where rapid decision-making is essential for saving lives. The source code for AEDM is publicly available at https://github.com/PJ-HTU/AEDM-for-Post-disaster-road-assessment.


Privacy-Preserving Reasoning with Knowledge-Distilled Parametric Retrieval Augmented Generation

arXiv.org Artificial Intelligence

The current RAG system requires uploading plaintext documents to the cloud, risking private data leakage. Parametric RAG (PRAG) encodes documents as LoRA parameters within LLMs, offering a possible way to reduce exposure of raw content. However, it still faces two issues: (1) PRAG demands synthesizing QA pairs and fine-tuning LLM for each individual document to create its corresponding LoRA, leading to unacceptable inference latency. (2) The performance of PRAG relies solely on synthetic QA data while lacking internal alignment with standard RAG, resulting in poor generalization on out-of-distribution(OOD) inputs. Therefore, achieving high-efficiency parameterization while maintaining RAG-level performance remains a critical challenge for privacy-preserving reasoning. In this paper, we propose DistilledPRAG, a generalizable knowledge-distilled parametric RAG model aligned with standard RAG in document structure and parameter activation. We first synthesize QA pairs from single and multi-documents to enhance cross-document reasoning. Then, we mask the plaintext documents with a special token and translate them to LoRA via a parameter generator, maintaining the standard RAG document structure. Finally, guided by synthetic QA data, we train the parameter generator to match standard RAG's hidden states and output logits, enabling RAG-style reasoning without original documents. Experiments on four QA datasets show that DistilledPRAG outperforms baselines in accuracy and generalizes well on OOD data.


Dual-Model Weight Selection and Self-Knowledge Distillation for Medical Image Classification

arXiv.org Artificial Intelligence

We propose a novel medical image classification method that integrates dual-model weight selection with self-knowledge distillation (SKD). In real-world medical settings, deploying large-scale models is often limited by computational resource constraints, which pose significant challenges for their practical implementation. Thus, developing lightweight models that achieve comparable performance to large-scale models while maintaining computational efficiency is crucial. To address this, we employ a dual-model weight selection strategy that initializes two lightweight models with weights derived from a large pretrained model, enabling effective knowledge transfer. Next, SKD is applied to these selected models, allowing the use of a broad range of initial weight configurations without imposing additional excessive computational cost, followed by fine-tuning for the target classification tasks. By combining dual-model weight selection with self-knowledge distillation, our method overcomes the limitations of conventional approaches, which often fail to retain critical information in compact models. Extensive experiments on publicly available datasets-chest X-ray images, lung computed tomography scans, and brain magnetic resonance imaging scans-demonstrate the superior performance and robustness of our approach compared to existing methods.


Exploiting Vocabulary Frequency Imbalance in Language Model Pre-training

arXiv.org Artificial Intelligence

Large language models are trained with tokenizers, and the resulting token distribution is highly imbalanced: a few words dominate the stream while most occur rarely. Recent practice favors ever-larger vocabularies, but it is unclear where the benefit comes from. To this end, we perform a controlled study that scales the vocabulary of the language model from 24K to 196K while holding data, computation, and optimization unchanged. We begin by quantifying the complexity of tokenized text -- formalized via Kolmogorov complexity -- and show that larger vocabularies reduce this complexity. Above 24K, every common word is already tokenized as a single token, so enlarging vocabulary only deepens the relative token-frequency imbalance. Word-level loss decomposition shows that larger vocabularies reduce cross-entropy loss almost exclusively by lowering uncertainty on the 2,500 most frequent words, even though loss on the rare tail rises. The same frequent words cover roughly 75% of tokens in downstream benchmarks, so this training advantage transfers intact. We further show that enlarging model parameters with a fixed vocabulary yields the same frequent-word benefit. Our results recast "bigger vocabularies help" as "lowering complexity of tokenized text helps," offering a simple, principled knob for tokenizer-model co-design and clarifying the loss dynamics that govern language model scaling in pre-training.


On Defining Neural Averaging

arXiv.org Artificial Intelligence

What does it even mean to average neural networks? We investigate the problem of synthesizing a single neural network from a collection of pretrained models, each trained on disjoint data shards, using only their final weights and no access to training data. In forming a definition of neural averaging, we take insight from model soup, which appears to aggregate multiple models into a singular model while enhancing generalization performance. In this work, we reinterpret model souping as a special case of a broader framework: Amortized Model Ensembling (AME) for neural averaging, a data-free meta-optimization approach that treats model differences as pseudogradients to guide neural weight updates. We show that this perspective not only recovers model soup but enables more expressive and adaptive ensembling strategies. Empirically, AME produces averaged neural solutions that outperform both individual experts and model soup baselines, especially in out-of-distribution settings. Our results suggest a principled and generalizable notion of data-free model weight aggregation and defines, in one sense, how to perform neural averaging.