Markov Models
Necessary and Sufficient Oracles: Toward a Computational Taxonomy For Reinforcement Learning
Rohatgi, Dhruv, Foster, Dylan J.
Algorithms for reinforcement learning (RL) in large state spaces crucially rely on supervised learning subroutines to estimate objects such as value functions or transition probabilities. Since only the simplest supervised learning problems can be solved provably and efficiently, practical performance of an RL algorithm depends on which of these supervised learning "oracles" it assumes access to (and how they are implemented). But which oracles are better or worse? Is there a minimal oracle? In this work, we clarify the impact of the choice of supervised learning oracle on the computational complexity of RL, as quantified by the oracle strength. First, for the task of reward-free exploration in Block MDPs in the standard episodic access model -- a ubiquitous setting for RL with function approximation -- we identify two-context regression as a minimal oracle, i.e. an oracle that is both necessary and sufficient (under a mild regularity assumption). Second, we identify one-context regression as a near-minimal oracle in the stronger reset access model, establishing a provable computational benefit of resets in the process. Third, we broaden our focus to Low-Rank MDPs, where we give cryptographic evidence that the analogous oracle from the Block MDP setting is insufficient.
Single-Agent Planning in a Multi-Agent System: A Unified Framework for Type-Based Planners
We consider a general problem where an agent is in a multi-agent environment and must plan for herself without any prior information about her opponents. At each moment, this pivotal agent is faced with a trade-off between exploiting her currently accumulated information about the other agents and exploring further to improve future (re-)planning. We propose a theoretic framework that unifies a spectrum of planners for the pivotal agent to address this trade-off. The planner at one end of this spectrum aims to find exact solutions, while those towards the other end yield approximate solutions as the problem scales up. Beyond theoretical analysis, we also implement \textbf{13} planners and conduct experiments in a specific domain called \textit{multi-agent route planning} with the number of agents \textbf{up to~50}, to compare their performaces in various scenarios. One interesting observation comes from a class of planners that we call \textit{safe-agents} and their enhanced variants by incorporating domain-specific knowledge, which is a simple special case under the proposed general framework, but performs sufficiently well in most cases. Our unified framework, as well as those induced planners, provides new insights on multi-agent decision-making, with potential applications to related areas such as mechanism design.
Salience-Invariant Consistent Policy Learning for Generalization in Visual Reinforcement Learning
Jingbo, Sun, Songjun, Tu, Qichao, Zhang, Ke, Chen, Dongbin, Zhao
Generalizing policies to unseen scenarios remains a critical challenge in visual reinforcement learning, where agents often overfit to the specific visual observations of the training environment. In unseen environments, distracting pixels may lead agents to extract representations containing task-irrelevant information. As a result, agents may deviate from the optimal behaviors learned during training, thereby hindering visual generalization.To address this issue, we propose the Salience-Invariant Consistent Policy Learning (SCPL) algorithm, an efficient framework for zero-shot generalization. Our approach introduces a novel value consistency module alongside a dynamics module to effectively capture task-relevant representations. The value consistency module, guided by saliency, ensures the agent focuses on task-relevant pixels in both original and perturbed observations, while the dynamics module uses augmented data to help the encoder capture dynamic- and reward-relevant representations. Additionally, our theoretical analysis highlights the importance of policy consistency for generalization. To strengthen this, we introduce a policy consistency module with a KL divergence constraint to maintain consistent policies across original and perturbed observations.Extensive experiments on the DMC-GB, Robotic Manipulation, and CARLA benchmarks demonstrate that SCPL significantly outperforms state-of-the-art methods in terms of generalization. Notably, SCPL achieves average performance improvements of 14\%, 39\%, and 69\% in the challenging DMC video hard setting, the Robotic hard setting, and the CARLA benchmark, respectively.Project Page: https://sites.google.com/view/scpl-rl.
Handwritten Text Recognition: A Survey
Garrido-Munoz, Carlos, Rios-Vila, Antonio, Calvo-Zaragoza, Jorge
Handwritten Text Recognition (HTR) has become an essential field within pattern recognition and machine learning, with applications spanning historical document preservation to modern data entry and accessibility solutions. The complexity of HTR lies in the high variability of handwriting, which makes it challenging to develop robust recognition systems. This survey examines the evolution of HTR models, tracing their progression from early heuristic-based approaches to contemporary state-of-the-art neural models, which leverage deep learning techniques. The scope of the field has also expanded, with models initially capable of recognizing only word-level content progressing to recent end-to-end document-level approaches. Our paper categorizes existing work into two primary levels of recognition: (1) \emph{up to line-level}, encompassing word and line recognition, and (2) \emph{beyond line-level}, addressing paragraph- and document-level challenges. We provide a unified framework that examines research methodologies, recent advances in benchmarking, key datasets in the field, and a discussion of the results reported in the literature. Finally, we identify pressing research challenges and outline promising future directions, aiming to equip researchers and practitioners with a roadmap for advancing the field.
Copula-based mixture model identification for subgroup clustering with imaging applications
Zheng, Fei, Duchateau, Nicolas
Model-based clustering techniques have been widely applied to various application areas, while most studies focus on canonical mixtures with unique component distribution form. However, this strict assumption is often hard to satisfy. In this paper, we consider the more flexible Copula-Based Mixture Models (CBMMs) for clustering, which allow heterogeneous component distributions composed by flexible choices of marginal and copula forms. More specifically, we propose an adaptation of the Generalized Iterative Conditional Estimation (GICE) algorithm to identify the CBMMs in an unsupervised manner, where the marginal and copula forms and their parameters are estimated iteratively. GICE is adapted from its original version developed for switching Markov model identification with the choice of realization time. Our CBMM-GICE clustering method is then tested on synthetic two-cluster data (N=2000 samples) with discussion of the factors impacting its convergence. Finally, it is compared to the Expectation Maximization identified mixture models with unique component form on the entire MNIST database (N=70000), and on real cardiac magnetic resonance data (N=276) to illustrate its value for imaging applications.
Review for NeurIPS paper: Learning Restricted Boltzmann Machines with Sparse Latent Variables
This paper presents an algorithm for provably learning RBMs when each visible node is connected to a small number of hiddens, presenting bounds that improve over previous results in a specific regime. While reviewers agree the results appear sound, the paper has done little to convince the reviewers of the significance of the regime, and reviewer requests for additional intuition were not satisfied effectively in the author response. In total, though, the work appears novel and sound, and consensus is in favor of acceptance. I would strongly encourage the authors to try to address R2's questions. I will have to look at the paper again, but my intuition was that s should bound the size of the Markov blanket, which should lead to better than O(n d) scaling, and they don't seem to have addressed this except to say it doesn't.")
Learning HMMs with Nonparametric Emissions via Spectral Decompositions of Continuous Matrices
Recently, there has been a surge of interest in using spectral methods for estimating latent variable models. However, it is usually assumed that the distribution of the observations conditioned on the latent variables is either discrete or belongs to a parametric family. In this paper, we study the estimation of an m -state hidden Markov model (HMM) with only smoothness assumptions, such as H\"olderian conditions, on the emission densities. By leveraging some recent advances in continuous linear algebra and numerical analysis, we develop a computationally efficient spectral algorithm for learning nonparametric HMMs. Our technique is based on computing an SVD on nonparametric estimates of density functions by viewing them as \emph{continuous matrices}.
Scaling Factorial Hidden Markov Models: Stochastic Variational Inference without Messages
Factorial Hidden Markov Models (FHMMs) are powerful models for sequential data but they do not scale well with long sequences. We propose a scalable inference and learning algorithm for FHMMs that draws on ideas from the stochastic variational inference, neural network and copula literatures. Unlike existing approaches, the proposed algorithm requires no message passing procedure among latent variables and can be distributed to a network of computers to speed up learning. Our experiments corroborate that the proposed algorithm does not introduce further approximation bias compared to the proven structured mean-field algorithm, and achieves better performance with long sequences and large FHMMs.
Catching heuristics are optimal control policies
Two seemingly contradictory theories attempt to explain how humans move to intercept an airborne ball. One theory posits that humans predict the ball trajectory to optimally plan future actions; the other claims that, instead of performing such complicated computations, humans employ heuristics to reactively choose appropriate actions based on immediate visual feedback. In this paper, we show that interception strategies appearing to be heuristics can be understood as computational solutions to the optimal control problem faced by a ball-catching agent acting under uncertainty. Modeling catching as a continuous partially observable Markov decision process and employing stochastic optimal control theory, we discover that the four main heuristics described in the literature are optimal solutions if the catcher has sufficient time to continuously visually track the ball. Specifically, by varying model parameters such as noise, time to ground contact, and perceptual latency, we show that different strategies arise under different circumstances.
A Probabilistic Model of Social Decision Making based on Reward Maximization
A fundamental problem in cognitive neuroscience is how humans make decisions, act, and behave in relation to other humans. Here we adopt the hypothesis that when we are in an interactive social setting, our brains perform Bayesian inference of the intentions and cooperativeness of others using probabilistic representations. We employ the framework of partially observable Markov decision processes (POMDPs) to model human decision making in a social context, focusing specifically on the volunteer's dilemma in a version of the classic Public Goods Game. We show that the POMDP model explains both the behavior of subjects as well as neural activity recorded using fMRI during the game. The decisions of subjects can be modeled across all trials using two interpretable parameters.