Law
Controllable Safety Alignment: Inference-Time Adaptation to Diverse Safety Requirements
Zhang, Jingyu, Elgohary, Ahmed, Magooda, Ahmed, Khashabi, Daniel, Van Durme, Benjamin
The current paradigm for safety alignment of large language models (LLMs) follows a one-size-fits-all approach: the model refuses to interact with any content deemed unsafe by the model provider. This approach lacks flexibility in the face of varying social norms across cultures and regions. In addition, users may have diverse safety needs, making a model with static safety standards too restrictive to be useful, as well as too costly to be re-aligned. We propose Controllable Safety Alignment (CoSA), a framework designed to adapt models to diverse safety requirements without re-training. Instead of aligning a fixed model, we align models to follow safety configs -- free-form natural language descriptions of the desired safety behaviors -- that are provided as part of the system prompt. To adjust model safety behavior, authorized users only need to modify such safety configs at inference time. To enable that, we propose CoSAlign, a data-centric method for aligning LLMs to easily adapt to diverse safety configs. Furthermore, we devise a novel controllability evaluation protocol that considers both helpfulness and configured safety, summarizing them into CoSA-Score, and construct CoSApien, a human-authored benchmark that consists of real-world LLM use cases with diverse safety requirements and corresponding evaluation prompts. We show that CoSAlign leads to substantial gains of controllability over strong baselines including in-context alignment. Our framework encourages better representation and adaptation to pluralistic human values in LLMs, and thereby increasing their practicality.
Enterprise Benchmarks for Large Language Model Evaluation
Zhang, Bing, Takeuchi, Mikio, Kawahara, Ryo, Asthana, Shubhi, Hossain, Md. Maruf, Ren, Guang-Jie, Soule, Kate, Zhu, Yada
The advancement of large language models (LLMs) has led to a greater challenge of having a rigorous and systematic evaluation of complex tasks performed, especially in enterprise applications. Therefore, LLMs need to be able to benchmark enterprise datasets for various tasks. This work presents a systematic exploration of benchmarking strategies tailored to LLM evaluation, focusing on the utilization of domain-specific datasets and consisting of a variety of NLP tasks. The proposed evaluation framework encompasses 25 publicly available datasets from diverse enterprise domains like financial services, legal, cyber security, and climate and sustainability. The diverse performance of 13 models across different enterprise tasks highlights the importance of selecting the right model based on the specific requirements of each task. Code and prompts are available on GitHub.
From gymnastics to virtual nonholonomic constraints: energy injection, dissipation, and regulation for the acrobot
Moran-MacDonald, Adan, Maggiore, Manfredi, Wang, Xingbo
In this article we study virtual nonholonomic constraints, which are relations between the generalized coordinates and momenta of a mechanical system that can be enforced via feedback control. We design a constraint which emulates gymnastics giant motion in an acrobot, and prove that this constraint can inject or dissipate energy based on the sign of a design parameter. The proposed constraint is tested both in simulation and experimentally on a real-world acrobot, demonstrating highly effective energy regulation properties and robustness to a variety of disturbances.
Natural Language Counterfactual Explanations for Graphs Using Large Language Models
Giorgi, Flavio, Campagnano, Cesare, Silvestri, Fabrizio, Tolomei, Gabriele
Explainable Artificial Intelligence (XAI) has emerged as a critical area of research to unravel the opaque inner logic of (deep) machine learning models. Among the various XAI techniques proposed in the literature, counterfactual explanations stand out as one of the most promising approaches. However, these ``what-if'' explanations are frequently complex and technical, making them difficult for non-experts to understand and, more broadly, challenging for humans to interpret. To bridge this gap, in this work, we exploit the power of open-source Large Language Models to generate natural language explanations when prompted with valid counterfactual instances produced by state-of-the-art explainers for graph-based models. Experiments across several graph datasets and counterfactual explainers show that our approach effectively produces accurate natural language representations of counterfactual instances, as demonstrated by key performance metrics.
AutoPersuade: A Framework for Evaluating and Explaining Persuasive Arguments
Saenger, Till Raphael, Hinck, Musashi, Grimmer, Justin, Stewart, Brandon M.
We introduce AutoPersuade, a three-part framework for constructing persuasive messages. First, we curate a large dataset of arguments with human evaluations. Next, we develop a novel topic model to identify argument features that influence persuasiveness. Finally, we use this model to predict the effectiveness of new arguments and assess the causal impact of different components to provide explanations. We validate AutoPersuade through an experimental study on arguments for veganism, demonstrating its effectiveness with human studies and out-of-sample predictions.
Data Processing for the OpenGPT-X Model Family
Brandizzi, Nicolo', Abdelwahab, Hammam, Bhowmick, Anirban, Helmer, Lennard, Stein, Benny Jörg, Denisov, Pavel, Saleem, Qasid, Fromm, Michael, Ali, Mehdi, Rutmann, Richard, Naderi, Farzad, Agy, Mohamad Saif, Schwirjow, Alexander, Küch, Fabian, Hahn, Luzian, Ostendorff, Malte, Suarez, Pedro Ortiz, Rehm, Georg, Wegener, Dennis, Flores-Herr, Nicolas, Köhler, Joachim, Leveling, Johannes
This paper presents a comprehensive overview of the data preparation pipeline developed for the OpenGPT-X project, a large-scale initiative aimed at creating open and high-performance multilingual large language models (LLMs). The project goal is to deliver models that cover all major European languages, with a particular focus on real-world applications within the European Union. We explain all data processing steps, starting with the data selection and requirement definition to the preparation of the final datasets for model training. We distinguish between curated data and web data, as each of these categories is handled by distinct pipelines, with curated data undergoing minimal filtering and web data requiring extensive filtering and deduplication. This distinction guided the development of specialized algorithmic solutions for both pipelines. In addition to describing the processing methodologies, we provide an in-depth analysis of the datasets, increasing transparency and alignment with European data regulations. Finally, we share key insights and challenges faced during the project, offering recommendations for future endeavors in large-scale multilingual data preparation for LLMs.
Developing a Pragmatic Benchmark for Assessing Korean Legal Language Understanding in Large Language Models
Kim, Yeeun, Choi, Young Rok, Choi, Eunkyung, Choi, Jinhwan, Park, Hai Jin, Hwang, Wonseok
Large language models (LLMs) have demonstrated remarkable performance in the legal domain, with GPT-4 even passing the Uniform Bar Exam in the U.S. However their efficacy remains limited for non-standardized tasks and tasks in languages other than English. This underscores the need for careful evaluation of LLMs within each legal system before application. Here, we introduce KBL, a benchmark for assessing the Korean legal language understanding of LLMs, consisting of (1) 7 legal knowledge tasks (510 examples), (2) 4 legal reasoning tasks (288 examples), and (3) the Korean bar exam (4 domains, 53 tasks, 2,510 examples). First two datasets were developed in close collaboration with lawyers to evaluate LLMs in practical scenarios in a certified manner. Furthermore, considering legal practitioners' frequent use of extensive legal documents for research, we assess LLMs in both a closed book setting, where they rely solely on internal knowledge, and a retrieval-augmented generation (RAG) setting, using a corpus of Korean statutes and precedents. The results indicate substantial room and opportunities for improvement.
MergePrint: Robust Fingerprinting against Merging Large Language Models
Yamabe, Shojiro, Takahashi, Tsubasa, Waseda, Futa, Wataoka, Koki
As the cost of training large language models (LLMs) rises, protecting their intellectual property has become increasingly critical. Model merging, which integrates multiple expert models into a single model capable of performing multiple tasks, presents a growing risk of unauthorized and malicious usage. While fingerprinting techniques have been studied for asserting model ownership, existing methods have primarily focused on fine-tuning, leaving model merging underexplored. To address this gap, we propose a novel fingerprinting method MergePrint that embeds robust fingerprints designed to preserve ownership claims even after model merging. By optimizing against a pseudo-merged model, which simulates post-merged model weights, MergePrint generates fingerprints that remain detectable after merging. Additionally, we optimize the fingerprint inputs to minimize performance degradation, enabling verification through specific outputs from targeted inputs. This approach provides a practical fingerprinting strategy for asserting ownership in cases of misappropriation through model merging.
Data Deletion for Linear Regression with Noisy SGD
Xia, Zhangjie, Wang, Chi-Hua, Cheng, Guang
In the current era of big data and machine learning, it's essential to find ways to shrink the size of training dataset while preserving the training performance to improve efficiency. However, the challenge behind it includes providing practical ways to find points that can be deleted without significantly harming the training result and suffering from problems like underfitting. We therefore present the perfect deleted point problem for 1-step noisy SGD in the classical linear regression task, which aims to find the perfect deleted point in the training dataset such that the model resulted from the deleted dataset will be identical to the one trained without deleting it. We apply the so-called signal-to-noise ratio and suggest that its value is closely related to the selection of the perfect deleted point. We also implement an algorithm based on this and empirically show the effectiveness of it in a synthetic dataset. Finally we analyze the consequences of the perfect deleted point, specifically how it affects the training performance and privacy budget, therefore highlighting its potential. This research underscores the importance of data deletion and calls for urgent need for more studies in this field.
Investigating Gender Bias in Language Models Using Causal Mediation Analysis
Many interpretation methods for neural models in natural language processing investigate how information is encoded inside hidden representations. However, these methods can only measure whether the information exists, not whether it is actually used by the model. We propose a methodology grounded in the theory of causal mediation analysis for interpreting which parts of a model are causally implicated in its behavior. The approach enables us to analyze the mechanisms that facilitate the flow of information from input to output through various model components, known as mediators. As a case study, we apply this methodology to analyzing gender bias in pre-trained Transformer language models.