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The AI Risk Repository: A Comprehensive Meta-Review, Database, and Taxonomy of Risks From Artificial Intelligence

arXiv.org Artificial Intelligence

The risks posed by Artificial Intelligence (AI) are of considerable concern to academics, auditors, policymakers, AI companies, and the public. However, a lack of shared understanding of AI risks can impede our ability to comprehensively discuss, research, and react to them. This paper addresses this gap by creating an AI Risk Repository to serve as a common frame of reference. This comprises a living database of 777 risks extracted from 43 taxonomies, which can be filtered based on two overarching taxonomies and easily accessed, modified, and updated via our website and online spreadsheets. We construct our Repository with a systematic review of taxonomies and other structured classifications of AI risk followed by an expert consultation. We develop our taxonomies of AI risk using a best-fit framework synthesis. Our high-level Causal Taxonomy of AI Risks classifies each risk by its causal factors (1) Entity: Human, AI; (2) Intentionality: Intentional, Unintentional; and (3) Timing: Pre-deployment; Post-deployment. Our mid-level Domain Taxonomy of AI Risks classifies risks into seven AI risk domains: (1) Discrimination & toxicity, (2) Privacy & security, (3) Misinformation, (4) Malicious actors & misuse, (5) Human-computer interaction, (6) Socioeconomic & environmental, and (7) AI system safety, failures, & limitations. These are further divided into 23 subdomains. The AI Risk Repository is, to our knowledge, the first attempt to rigorously curate, analyze, and extract AI risk frameworks into a publicly accessible, comprehensive, extensible, and categorized risk database. This creates a foundation for a more coordinated, coherent, and complete approach to defining, auditing, and managing the risks posed by AI systems.


Advancing Interactive Explainable AI via Belief Change Theory

arXiv.org Artificial Intelligence

As AI models become ever more complex and intertwined in humans' daily lives, greater levels of interactivity of explainable AI (XAI) methods are needed. In this paper, we propose the use of belief change theory as a formal foundation for operators that model the incorporation of new information, i.e. user feedback in interactive XAI, to logical representations of data-driven classifiers. We argue that this type of formalisation provides a framework and a methodology to develop interactive explanations in a principled manner, providing warranted behaviour and favouring transparency and accountability of such interactions. Concretely, we first define a novel, logic-based formalism to represent explanatory information shared between humans and machines. We then consider real world scenarios for interactive XAI, with different prioritisations of new and existing knowledge, where our formalism may be instantiated. Finally, we analyse a core set of belief change postulates, discussing their suitability for our real world settings and pointing to particular challenges that may require the relaxation or reinterpretation of some of the theoretical assumptions underlying existing operators.


A Study on Bias Detection and Classification in Natural Language Processing

arXiv.org Artificial Intelligence

Human biases have been shown to influence the performance of models and algorithms in various fields, including Natural Language Processing. While the study of this phenomenon is garnering focus in recent years, the available resources are still relatively scarce, often focusing on different forms or manifestations of biases. The aim of our work is twofold: 1) gather publicly-available datasets and determine how to better combine them to effectively train models in the task of hate speech detection and classification; 2) analyse the main issues with these datasets, such as scarcity, skewed resources, and reliance on non-persistent data. We discuss these issues in tandem with the development of our experiments, in which we show that the combinations of different datasets greatly impact the models' performance.


LiPCoT: Linear Predictive Coding based Tokenizer for Self-supervised Learning of Time Series Data via Language Models

arXiv.org Artificial Intelligence

Language models have achieved remarkable success in various natural language processing tasks. However, their application to time series data, a crucial component in many domains, remains limited. This paper proposes LiPCoT (Linear Predictive Coding based Tokenizer for time series), a novel tokenizer that encodes time series data into a sequence of tokens, enabling self-supervised learning of time series using existing Language model architectures such as BERT. Unlike traditional time series tokenizers that rely heavily on CNN encoder for time series feature generation, LiPCoT employs stochastic modeling through linear predictive coding to create a latent space for time series providing a compact yet rich representation of the inherent stochastic nature of the data. Furthermore, LiPCoT is computationally efficient and can effectively handle time series data with varying sampling rates and lengths, overcoming common limitations of existing time series tokenizers. In this proof-of-concept work, we present the effectiveness of LiPCoT in classifying Parkinson's disease (PD) using an EEG dataset from 46 participants. In particular, we utilize LiPCoT to encode EEG data into a small vocabulary of tokens and then use BERT for self-supervised learning and the downstream task of PD classification. We benchmark our approach against several state-of-the-art CNN-based deep learning architectures for PD detection. Our results reveal that BERT models utilizing self-supervised learning outperformed the best-performing existing method by 7.1% in precision, 2.3% in recall, 5.5% in accuracy, 4% in AUC, and 5% in F1-score highlighting the potential for self-supervised learning even on small datasets. Our work will inform future foundational models for time series, particularly for self-supervised learning.


Learning Decisions Offline from Censored Observations with {\epsilon}-insensitive Operational Costs

arXiv.org Artificial Intelligence

Many important managerial decisions are made based on censored observations. Making decisions without adequately handling the censoring leads to inferior outcomes. We investigate the data-driven decision-making problem with an offline dataset containing the feature data and the censored historical data of the variable of interest without the censoring indicators. Without assuming the underlying distribution, we design and leverage {\epsilon}-insensitive operational costs to deal with the unobserved censoring in an offline data-driven fashion. We demonstrate the customization of the {\epsilon}-insensitive operational costs for a newsvendor problem and use such costs to train two representative ML models, including linear regression (LR) models and neural networks (NNs). We derive tight generalization bounds for the custom LR model without regularization (LR-{\epsilon}NVC) and with regularization (LR-{\epsilon}NVC-R), and a high-probability generalization bound for the custom NN (NN-{\epsilon}NVC) trained by stochastic gradient descent. The theoretical results reveal the stability and learnability of LR-{\epsilon}NVC, LR-{\epsilon}NVC-R and NN-{\epsilon}NVC. We conduct extensive numerical experiments to compare LR-{\epsilon}NVC-R and NN-{\epsilon}NVC with two existing approaches, estimate-as-solution (EAS) and integrated estimation and optimization (IEO). The results show that LR-{\epsilon}NVC-R and NN-{\epsilon}NVC outperform both EAS and IEO, with maximum cost savings up to 14.40% and 12.21% compared to the lowest cost generated by the two existing approaches. In addition, LR-{\epsilon}NVC-R's and NN-{\epsilon}NVC's order quantities are statistically significantly closer to the optimal solutions should the underlying distribution be known.


Kamala Harris needs to take on Google and other monopolies Katrina vanden Heuvel

The Guardian

What has long been asserted by big tech skeptics is now the official position of the US district court for DC. Judge Amit Mehta ruled that Google broke antitrust law by spending tens of billions annually to secure default search engine status across major web browsers, including Safari and Firefox. This coordinated campaign resulted in Google securing 90% of the global search market, despite its engine increasingly answering queries with spam pages, AI gibberish and product placements. The court has yet to determine Google's penalties. But this opinion marks a turning point in the ongoing fight to regulate Silicon Valley.


Neural embedding of beliefs reveals the role of relative dissonance in human decision-making

arXiv.org Artificial Intelligence

Beliefs serve as the foundation for human cognition and decision-making. They guide individuals in deriving meaning from their lives, shaping their behaviors, and forming social connections. Therefore, a model that encapsulates beliefs and their interrelationships is crucial for quantitatively studying the influence of beliefs on our actions. Despite its importance, research on the interplay between human beliefs has often been limited to a small set of beliefs pertaining to specific issues, with a heavy reliance on surveys or experiments. Here, we propose a method for extracting nuanced relations between thousands of beliefs by leveraging large-scale user participation data from an online debate platform and mapping these beliefs to an embedding space using a fine-tuned large language model (LLM). This belief embedding space effectively encapsulates the interconnectedness of diverse beliefs as well as polarization across various social issues. We discover that the positions within this belief space predict new beliefs of individuals. Furthermore, we find that the relative distance between one's existing beliefs and new beliefs can serve as a quantitative estimate of cognitive dissonance, allowing us to predict new beliefs. Our study highlights how modern LLMs, when combined with collective online records of human beliefs, can offer insights into the fundamental principles that govern human belief formation and decision-making processes.


ELLA: Empowering LLMs for Interpretable, Accurate and Informative Legal Advice

arXiv.org Artificial Intelligence

Despite remarkable performance in legal consultation exhibited by legal Large Language Models(LLMs) combined with legal article retrieval components, there are still cases when the advice given is incorrect or baseless. To alleviate these problems, we propose {\bf ELLA}, a tool for {\bf E}mpowering {\bf L}LMs for interpretable, accurate, and informative {\bf L}egal {\bf A}dvice. ELLA visually presents the correlation between legal articles and LLM's response by calculating their similarities, providing users with an intuitive legal basis for the responses. Besides, based on the users' queries, ELLA retrieves relevant legal articles and displays them to users. Users can interactively select legal articles for LLM to generate more accurate responses. ELLA also retrieves relevant legal cases for user reference. Our user study shows that presenting the legal basis for the response helps users understand better. The accuracy of LLM's responses also improves when users intervene in selecting legal articles for LLM. Providing relevant legal cases also aids individuals in obtaining comprehensive information.


Building an Ethical and Trustworthy Biomedical AI Ecosystem for the Translational and Clinical Integration of Foundational Models

arXiv.org Artificial Intelligence

Foundational Models (FMs) are gaining increasing attention in the biomedical AI ecosystem due to their ability to represent and contextualize multimodal biomedical data. These capabilities make FMs a valuable tool for a variety of tasks, including biomedical reasoning, hypothesis generation, and interpreting complex imaging data. In this review paper, we address the unique challenges associated with establishing an ethical and trustworthy biomedical AI ecosystem, with a particular focus on the development of FMs and their downstream applications. We explore strategies that can be implemented throughout the biomedical AI pipeline to effectively tackle these challenges, ensuring that these FMs are translated responsibly into clinical and translational settings. Additionally, we emphasize the importance of key stewardship and co-design principles that not only ensure robust regulation but also guarantee that the interests of all stakeholders, especially those involved in or affected by these clinical and translational applications are adequately represented. We aim to empower the biomedical AI community to harness these models responsibly and effectively. As we navigate this exciting frontier, our collective commitment to ethical stewardship, co-design, and responsible translation will be instrumental in ensuring that the evolution of FMs truly enhances patient care and medical decision making, ultimately leading to a more equitable and trustworthy biomedical AI ecosystem.


Vision Language Model for Interpretable and Fine-grained Detection of Safety Compliance in Diverse Workplaces

arXiv.org Artificial Intelligence

Workplace accidents due to personal protective equipment (PPE) non-compliance raise serious safety concerns and lead to legal liabilities, financial penalties, and reputational damage. While object detection models have shown the capability to address this issue by identifying safety items, most existing models, such as YOLO, Faster R-CNN, and SSD, are limited in verifying the fine-grained attributes of PPE across diverse workplace scenarios. Vision language models (VLMs) are gaining traction for detection tasks by leveraging the synergy between visual and textual information, offering a promising solution to traditional object detection limitations in PPE recognition. Nonetheless, VLMs face challenges in consistently verifying PPE attributes due to the complexity and variability of workplace environments, requiring them to interpret context-specific language and visual cues simultaneously. We introduce Clip2Safety, an interpretable detection framework for diverse workplace safety compliance, which comprises four main modules: scene recognition, the visual prompt, safety items detection, and fine-grained verification. The scene recognition identifies the current scenario to determine the necessary safety gear. The visual prompt formulates the specific visual prompts needed for the detection process. The safety items detection identifies whether the required safety gear is being worn according to the specified scenario. Lastly, the fine-grained verification assesses whether the worn safety equipment meets the fine-grained attribute requirements. We conduct real-world case studies across six different scenarios. The results show that Clip2Safety not only demonstrates an accuracy improvement over state-of-the-art question-answering based VLMs but also achieves inference times two hundred times faster.