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Metacognitive Monitoring: A Human Ability Beyond Generative Artificial Intelligence

arXiv.org Artificial Intelligence

Large language models (LLMs) have shown impressive alignment with human cognitive processes, raising questions about the extent of their similarity to human cognition. This study investigates whether LLMs, specifically ChatGPT, possess metacognitive monitoring abilities akin to humans-particularly in predicting memory performance on an item-by-item basis. We employed a cross-agent prediction model to compare the metacognitive performance of humans and ChatGPT in a language-based memory task involving garden-path sentences preceded by either fitting or unfitting context sentences. Both humans and ChatGPT rated the memorability of these sentences; humans then completed a surprise recognition memory test. Our findings reveal a significant positive relationship between humans' memorability ratings and their actual recognition performance, indicating reliable metacognitive monitoring. In contrast, ChatGPT did not exhibit a similar predictive capability. Bootstrapping analyses demonstrated that none of the GPT models tested (GPT-3.5-turbo, GPT-4-turbo, GPT-4o) could accurately predict human memory performance on a per-item basis. This suggests that, despite their advanced language processing abilities and alignment with human cognition at the object level, current LLMs lack the metacognitive mechanisms that enable humans to anticipate their memory performance. These results highlight a fundamental difference between human and AI cognition at the metacognitive level. Addressing this gap is crucial for developing AI systems capable of effective self-monitoring and adaptation to human needs, thereby enhancing human-AI interactions across domains such as education and personalized learning.


Beyond Coarse-Grained Matching in Video-Text Retrieval

arXiv.org Artificial Intelligence

Video-text retrieval has seen significant advancements, yet the ability of models to discern subtle differences in captions still requires verification. In this paper, we introduce a new approach for fine-grained evaluation. Our approach can be applied to existing datasets by automatically generating hard negative test captions with subtle single-word variations across nouns, verbs, adjectives, adverbs, and prepositions. We perform comprehensive experiments using four state-of-the-art models across two standard benchmarks (MSR-VTT and VATEX) and two specially curated datasets enriched with detailed descriptions (VLN-UVO and VLN-OOPS), resulting in a number of novel insights: 1) our analyses show that the current evaluation benchmarks fall short in detecting a model's ability to perceive subtle single-word differences, 2) our fine-grained evaluation highlights the difficulty models face in distinguishing such subtle variations. To enhance fine-grained understanding, we propose a new baseline that can be easily combined with current methods. Experiments on our fine-grained evaluations demonstrate that this approach enhances a model's ability to understand fine-grained differences.


Latent Space Chain-of-Embedding Enables Output-free LLM Self-Evaluation

arXiv.org Artificial Intelligence

LLM self-evaluation relies on the LLM's own ability to estimate response correctness, which can greatly improve its deployment reliability. In this research track, we propose the Chain-of-Embedding (CoE) in the latent space to enable LLMs to perform output-free self-evaluation. CoE consists of all progressive hidden states produced during the inference time, which can be treated as the latent thinking path of LLMs. We find that when LLMs respond correctly and incorrectly, their CoE features differ, these discrepancies assist us in estimating LLM response correctness. Experiments in four diverse domains and seven LLMs fully demonstrate the effectiveness of our method. Meanwhile, its label-free design intent without any training and millisecond-level computational cost ensure real-time feedback in large-scale scenarios. More importantly, we provide interesting insights into LLM response correctness from the perspective of hidden state changes inside LLMs. Large Language Models (LLMs) have significantly enhanced their ability to generalize across diverse scenarios (Brown et al., 2020; Achiam et al., 2023; GLM et al., 2024). However, their outputs can sometimes be unstable, leading to incorrect responses that may threaten social safety. Therefore, labelfree LLM self-evaluation -- estimating the correctness of LLM responses fully through LLMs' own capabilities -- has emerged as a crucial research area. It can provide real-time response monitoring and feedback in large-scale employments, enhancing the reliability of LLMs (Sun et al., 2024). Popular self-evaluation research in the era of LLMs focuses more on output-based forms (Zhang et al., 2023). Two typical paradigms that do not assess the internal states of LLMs involve directly asking LLMs to express confidence in their responses through well-designed prompts (Lin et al., 2022a; Tian et al., 2023), and generating multiple responses by perturbing prompts (Gao et al., 2024) or decoding sampling (Wang et al., 2023) to calculating the response consistency (Xiong et al., 2024). Besides the two types, other methods basically draw on uncertainty estimation concepts from the era of deep neural networks, leveraging output logits or probability distributions to gauge the confidence of model responses (Malinin & Gales, 2020; Si et al., 2022; Huang et al., 2023; Kuhn et al., 2023). Recently, some research has revealed that the latent space of LLMs contains a substantial amount of untapped hidden state information, they can largely reflect response correctness (Azaria & Mitchell, 2023; Liu et al., 2023; Duan et al., 2024), and are usually more interpretable than LLM output (Li et al., 2024a). However, these output-free research often require correctness labels 0/1 for training probing classifiers to extract features from hidden states (Burns et al., 2022; Sky et al., 2024; Su et al., 2024). This contradicts our goal of being "label-free" and limits the generalization capabilities on unseen data.


DualQuat-LOAM: LiDAR Odometry and Mapping parametrized on Dual Quaternions

arXiv.org Artificial Intelligence

This paper reports on a novel method for LiDAR odometry estimation, which completely parameterizes the system with dual quaternions. To accomplish this, the features derived from the point cloud, including edges, surfaces, and Stable Triangle Descriptor (STD), along with the optimization problem, are expressed in the dual quaternion set. This approach enables the direct combination of translation and orientation errors via dual quaternion operations, greatly enhancing pose estimation, as demonstrated in comparative experiments against other state-of-the-art methods. Our approach reduced drift error compared to other LiDAR-only-odometry methods, especially in scenarios with sharp curves and aggressive movements with large angular displacement. DualQuat-LOAM is benchmarked against several public datasets. In the KITTI dataset it has a translation and rotation error of 0.79% and 0.0039{\deg}/m, with an average run time of 53 ms.


Failing Forward: Improving Generative Error Correction for ASR with Synthetic Data and Retrieval Augmentation

arXiv.org Artificial Intelligence

Generative Error Correction (GEC) has emerged as a powerful post-processing method to enhance the performance of Automatic Speech Recognition (ASR) systems. However, we show that GEC models struggle to generalize beyond the specific types of errors encountered during training, limiting their ability to correct new, unseen errors at test time, particularly in out-of-domain (OOD) scenarios. This phenomenon amplifies with named entities (NEs), where, in addition to insufficient contextual information or knowledge about the NEs, novel NEs keep emerging. To address these issues, we propose DARAG (Data- and Retrieval-Augmented Generative Error Correction), a novel approach designed to improve GEC for ASR in in-domain (ID) and OOD scenarios. We augment the GEC training dataset with synthetic data generated by prompting LLMs and text-to-speech models, thereby simulating additional errors from which the model can learn. For OOD scenarios, we simulate test-time errors from new domains similarly and in an unsupervised fashion. Additionally, to better handle named entities, we introduce retrieval-augmented correction by augmenting the input with entities retrieved from a database. Our approach is simple, scalable, and both domain- and language-agnostic. We experiment on multiple datasets and settings, showing that DARAG outperforms all our baselines, achieving 8\% -- 30\% relative WER improvements in ID and 10\% -- 33\% improvements in OOD settings.


Perceptions of Discriminatory Decisions of Artificial Intelligence: Unpacking the Role of Individual Characteristics

arXiv.org Artificial Intelligence

This study investigates how personal differences (digital self-efficacy, technical knowledge, belief in equality, political ideology) and demographic factors (age, education, and income) are associated with perceptions of artificial intelligence (AI) outcomes exhibiting gender and racial bias and with general attitudes towards AI. Analyses of a large-scale experiment dataset (N = 1,206) indicate that digital self-efficacy and technical knowledge are positively associated with attitudes toward AI, while liberal ideologies are negatively associated with outcome trust, higher negative emotion, and greater skepticism. Furthermore, age and income are closely connected to cognitive gaps in understanding discriminatory AI outcomes. These findings highlight the importance of promoting digital literacy skills and enhancing digital self-efficacy to maintain trust in AI and beliefs in AI usefulness and safety. The findings also suggest that the disparities in understanding problematic AI outcomes may be aligned with economic inequalities and generational gaps in society. Overall, this study sheds light on the socio-technological system in which complex interactions occur between social hierarchies, divisions, and machines that reflect and exacerbate the disparities.


Pose-Based Sign Language Appearance Transfer

arXiv.org Artificial Intelligence

We introduce a method for transferring the signer's appearance in sign language skeletal poses while preserving the sign content. Using estimated poses, we transfer the appearance of one signer to another, maintaining natural movements and transitions. This approach improves pose-based rendering and sign stitching while obfuscating identity. Our experiments show that while the method reduces signer identification accuracy, it slightly harms sign recognition performance, highlighting a tradeoff between privacy and utility. Our code is available at \url{https://github.com/sign-language-processing/pose-anonymization}.


An Online Learning Approach to Prompt-based Selection of Generative Models

arXiv.org Artificial Intelligence

Selecting a sample generation scheme from multiple text-based generative models is typically addressed by choosing the model that maximizes an averaged evaluation score. However, this score-based selection overlooks the possibility that different models achieve the best generation performance for different types of text prompts. An online identification of the best generation model for various input prompts can reduce the costs associated with querying sub-optimal models. In this work, we explore the possibility of varying rankings of text-based generative models for different text prompts and propose an online learning framework to predict the best data generation model for a given input prompt. The proposed framework adapts the kernelized contextual bandit (CB) methodology to a CB setting with shared context variables across arms, utilizing the generated data to update a kernel-based function that predicts which model will achieve the highest score for unseen text prompts. Additionally, we apply random Fourier features (RFF) to the kernelized CB algorithm to accelerate the online learning process and establish a $\widetilde{\mathcal{O}}(\sqrt{T})$ regret bound for the proposed RFF-based CB algorithm over T iterations. Our numerical experiments on real and simulated text-to-image and image-to-text generative models show RFF-UCB performs successfully in identifying the best generation model across different sample types.


Measuring and Modifying the Readability of English Texts with GPT-4

arXiv.org Artificial Intelligence

The success of Large Language Models (LLMs) in other domains has raised the question of whether LLMs can reliably assess and manipulate the readability of text. We approach this question empirically. First, using a published corpus of 4,724 English text excerpts, we find that readability estimates produced ``zero-shot'' from GPT-4 Turbo and GPT-4o mini exhibit relatively high correlation with human judgments (r = 0.76 and r = 0.74, respectively), out-performing estimates derived from traditional readability formulas and various psycholinguistic indices. Then, in a pre-registered human experiment (N = 59), we ask whether Turbo can reliably make text easier or harder to read. We find evidence to support this hypothesis, though considerable variance in human judgments remains unexplained. We conclude by discussing the limitations of this approach, including limited scope, as well as the validity of the ``readability'' construct and its dependence on context, audience, and goal.


PopAlign: Diversifying Contrasting Patterns for a More Comprehensive Alignment

arXiv.org Artificial Intelligence

Alignment of large language models (LLMs) involves training models on preference-contrastive output pairs to adjust their responses according to human preferences. To obtain such contrastive pairs, traditional methods like RLHF and RLAIF rely on limited contrasting patterns, such as varying model variants or decoding temperatures. This singularity leads to two issues: (1) alignment is not comprehensive; and thereby (2) models are susceptible to jailbreaking attacks. To address these issues, we investigate how to construct more comprehensive and diversified contrasting patterns to enhance preference data (RQ1) and verify the impact of the diversification of contrasting patterns on model alignment (RQ2). For RQ1, we propose PopAlign, a framework that integrates diversified contrasting patterns across the prompt, model, and pipeline levels, introducing six contrasting strategies that do not require additional feedback labeling procedures. Regarding RQ2, we conduct thorough experiments demonstrating that PopAlign significantly outperforms existing methods, leading to more comprehensive alignment.