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Towards Trustworthy Retrieval Augmented Generation for Large Language Models: A Survey

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) is an advanced technique designed to address the challenges of Artificial Intelligence-Generated Content (AIGC). By integrating context retrieval into content generation, RAG provides reliable and up-to-date external knowledge, reduces hallucinations, and ensures relevant context across a wide range of tasks. However, despite RAG's success and potential, recent studies have shown that the RAG paradigm also introduces new risks, including robustness issues, privacy concerns, adversarial attacks, and accountability issues. Addressing these risks is critical for future applications of RAG systems, as they directly impact their trustworthiness. Although various methods have been developed to improve the trustworthiness of RAG methods, there is a lack of a unified perspective and framework for research in this topic. Thus, in this paper, we aim to address this gap by providing a comprehensive roadmap for developing trustworthy RAG systems. We place our discussion around five key perspectives: reliability, privacy, safety, fairness, explainability, and accountability. For each perspective, we present a general framework and taxonomy, offering a structured approach to understanding the current challenges, evaluating existing solutions, and identifying promising future research directions. To encourage broader adoption and innovation, we also highlight the downstream applications where trustworthy RAG systems have a significant impact.


Meta-Cultural Competence: Climbing the Right Hill of Cultural Awareness

arXiv.org Artificial Intelligence

Numerous recent studies have shown that Large Language Models (LLMs) are biased towards a Western and Anglo-centric worldview, which compromises their usefulness in non-Western cultural settings. However, "culture" is a complex, multifaceted topic, and its awareness, representation, and modeling in LLMs and LLM-based applications can be defined and measured in numerous ways. In this position paper, we ask what does it mean for an LLM to possess "cultural awareness", and through a thought experiment, which is an extension of the Octopus test proposed by Bender and Koller (2020), we argue that it is not cultural awareness or knowledge, rather meta-cultural competence, which is required of an LLM and LLM-based AI system that will make it useful across various, including completely unseen, cultures. We lay out the principles of meta-cultural competence AI systems, and discuss ways to measure and model those.


FlavorDiffusion: Predicting Food Pairings and Chemical Interactions Using Diffusion Models

arXiv.org Artificial Intelligence

The study of food pairing has evolved beyond subjective expertise with the advent of machine learning. This paper presents FlavorDiffusion, a novel framework leveraging diffusion models to predict food-chemical interactions and ingredient pairings without relying on chromatography. By integrating graph-based embeddings, diffusion processes, and chemical property encoding, FlavorDiffusion addresses data imbalances and enhances clustering quality. Using a heterogeneous graph derived from datasets like Recipe1M and FlavorDB, our model demonstrates superior performance in reconstructing ingredient-ingredient relationships. The addition of a Chemical Structure Prediction (CSP) layer further refines the embedding space, achieving state-of-the-art NMI scores and enabling meaningful discovery of novel ingredient combinations. The proposed framework represents a significant step forward in computational gastronomy, offering scalable, interpretable, and chemically informed solutions for food science.


Generative Psycho-Lexical Approach for Constructing Value Systems in Large Language Models

arXiv.org Artificial Intelligence

Values are core drivers of individual and collective perception, cognition, and behavior. Value systems, such as Schwartz's Theory of Basic Human Values, delineate the hierarchy and interplay among these values, enabling cross-disciplinary investigations into decision-making and societal dynamics. Recently, the rise of Large Language Models (LLMs) has raised concerns regarding their elusive intrinsic values. Despite growing efforts in evaluating, understanding, and aligning LLM values, a psychologically grounded LLM value system remains underexplored. This study addresses the gap by introducing the Generative Psycho-Lexical Approach (GPLA), a scalable, adaptable, and theoretically informed method for constructing value systems. Leveraging GPLA, we propose a psychologically grounded five-factor value system tailored for LLMs. For systematic validation, we present three benchmarking tasks that integrate psychological principles with cutting-edge AI priorities. Our results reveal that the proposed value system meets standard psychological criteria, better captures LLM values, improves LLM safety prediction, and enhances LLM alignment, when compared to the canonical Schwartz's values.


Position: LLMs Can be Good Tutors in Foreign Language Education

arXiv.org Artificial Intelligence

While recent efforts have begun integrating large language models (LLMs) into foreign language education (FLE), they often rely on traditional approaches to learning tasks without fully embracing educational methodologies, thus lacking adaptability to language learning. To address this gap, we argue that LLMs have the potential to serve as effective tutors in FLE. Specifically, LLMs can play three critical roles: (1) as data enhancers, improving the creation of learning materials or serving as student simulations; (2) as task predictors, serving as learner assessment or optimizing learning pathway; and (3) as agents, enabling personalized and inclusive education. We encourage interdisciplinary research to explore these roles, fostering innovation while addressing challenges and risks, ultimately advancing FLE through the thoughtful integration of LLMs.


Improving Environment Novelty Quantification for Effective Unsupervised Environment Design

arXiv.org Machine Learning

Unsupervised Environment Design (UED) formalizes the problem of autocurricula through interactive training between a teacher agent and a student agent. The teacher generates new training environments with high learning potential, curating an adaptive curriculum that strengthens the student's ability to handle unseen scenarios. Existing UED methods mainly rely on regret, a metric that measures the difference between the agent's optimal and actual performance, to guide curriculum design. Regret-driven methods generate curricula that progressively increase environment complexity for the student but overlook environment novelty -- a critical element for enhancing an agent's generalizability. Measuring environment novelty is especially challenging due to the underspecified nature of environment parameters in UED, and existing approaches face significant limitations. To address this, this paper introduces the Coverage-based Evaluation of Novelty In Environment (CENIE) framework. CENIE proposes a scalable, domain-agnostic, and curriculum-aware approach to quantifying environment novelty by leveraging the student's state-action space coverage from previous curriculum experiences. We then propose an implementation of CENIE that models this coverage and measures environment novelty using Gaussian Mixture Models. By integrating both regret and novelty as complementary objectives for curriculum design, CENIE facilitates effective exploration across the state-action space while progressively increasing curriculum complexity. Empirical evaluations demonstrate that augmenting existing regret-based UED algorithms with CENIE achieves state-of-the-art performance across multiple benchmarks, underscoring the effectiveness of novelty-driven autocurricula for robust generalization.


You Are What You Eat -- AI Alignment Requires Understanding How Data Shapes Structure and Generalisation

arXiv.org Artificial Intelligence

In this position paper, we argue that understanding the relation between structure in the data distribution and structure in trained models is central to AI alignment. First, we discuss how two neural networks can have equivalent performance on the training set but compute their outputs in essentially different ways and thus generalise differently. For this reason, standard testing and evaluation are insufficient for obtaining assurances of safety for widely deployed generally intelligent systems. We argue that to progress beyond evaluation to a robust mathematical science of AI alignment, we need to develop statistical foundations for an understanding of the relation between structure in the data distribution, internal structure in models, and how these structures underlie generalisation.


ARIES: Stimulating Self-Refinement of Large Language Models by Iterative Preference Optimization

arXiv.org Artificial Intelligence

A truly intelligent Large Language Model (LLM) should be capable of correcting errors in its responses through external interactions. However, even the most advanced models often face challenges in improving their outputs. In this paper, we explore how to cultivate LLMs with the self-refinement capability through iterative preference training, and how this ability can be leveraged to improve model performance during inference. To this end, we introduce a novel post-training and inference framework, called ARIES: Adaptive Refinement and Iterative Enhancement Structure. This method iteratively performs preference training and self-refinement-based data collection. During training, ARIES strengthen the model's direct question-answering capability while simultaneously unlocking its self-refinement potential. During inference, ARIES harnesses this self-refinement capability to generate a series of progressively refined responses, which are then filtered using either the Reward Model Scoring or a simple yet effective Rule-Based Selection mechanism, specifically tailored to our approach, to construct a dataset for the next round of preference training. Experimental results demonstrate the remarkable performance of ARIES. When applied to the Llama-3.1-8B model and under the self-refinement setting, ARIES surpasses powerful models such as GPT-4o, achieving 62.3% length-controlled (LC) and a 63.3% raw win rates on AlpacaEval 2, outperforming Iterative DPO by 27.8% and 35.5% respectively, as well as a 50.3% win rate on Arena-Hard, surpassing Iterative DPO by 26.6%. Furthermore, ARIES consistently enhances performance on mathematical reasoning tasks like GSM8K and MATH.


Knowledge is Power: Harnessing Large Language Models for Enhanced Cognitive Diagnosis

arXiv.org Artificial Intelligence

Cognitive Diagnosis Models (CDMs) are designed to assess students' cognitive states by analyzing their performance across a series of exercises. However, existing CDMs often struggle with diagnosing infrequent students and exercises due to a lack of rich prior knowledge. With the advancement in large language models (LLMs), which possess extensive domain knowledge, their integration into cognitive diagnosis presents a promising opportunity. Despite this potential, integrating LLMs with CDMs poses significant challenges. LLMs are not well-suited for capturing the fine-grained collaborative interactions between students and exercises, and the disparity between the semantic space of LLMs and the behavioral space of CDMs hinders effective integration. To address these issues, we propose a novel Knowledge-enhanced Cognitive Diagnosis (KCD) framework, which is a model-agnostic framework utilizing LLMs to enhance CDMs and compatible with various CDM architectures. The KCD framework operates in two stages: LLM Diagnosis and Cognitive Level Alignment. In the LLM Diagnosis stage, both students and exercises are diagnosed to achieve comprehensive and detailed modeling. In the Cognitive Level Alignment stage, we bridge the gap between the CDMs' behavioral space and the LLMs' semantic space using contrastive learning and mask-reconstruction approaches. Experiments on several real-world datasets demonstrate the effectiveness of our proposed framework.


Riemannian Manifold Learning for Stackelberg Games with Neural Flow Representations

arXiv.org Artificial Intelligence

We present a novel framework for online learning in Stackelberg general-sum games, where two agents, the leader and follower, engage in sequential turn-based interactions. At the core of this approach is a learned diffeomorphism that maps the joint action space to a smooth Riemannian manifold, referred to as the Stackelberg manifold. This mapping, facilitated by neural normalizing flows, ensures the formation of tractable isoplanar subspaces, enabling efficient techniques for online learning. By assuming linearity between the agents' reward functions on the Stackelberg manifold, our construct allows the application of standard bandit algorithms. We then provide a rigorous theoretical basis for regret minimization on convex manifolds and establish finite-time bounds on simple regret for learning Stackelberg equilibria. This integration of manifold learning into game theory uncovers a previously unrecognized potential for neural normalizing flows as an effective tool for multi-agent learning. We present empirical results demonstrating the effectiveness of our approach compared to standard baselines, with applications spanning domains such as cybersecurity and economic supply chain optimization.