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Toward an Evaluation Science for Generative AI Systems

arXiv.org Artificial Intelligence

There is an increasing imperative to anticipate and understand the performance and safety of generative AI systems in real-world deployment contexts. However, the current evaluation ecosystem is insufficient: commonly used static benchmarks face validity challenges, and ad hoc case-by-case approaches rarely scale. In this piece, we advocate for maturing an evaluation science for generative AI systems. While generative AI creates unique challenges for system safety engineering and measurement science, the field can draw valuable insights from the development of safety evaluation practices in other fields including transportation, aerospace, and pharmaceutical engineering. In particular, we present three key lessons: evaluation metrics must be applicable to real-world performance, metrics must be iteratively refined, and evaluation institutions and norms must be established. Applying these insights, we outline a concrete path toward a more rigorous approach for evaluating generative AI systems.


ANPMI: Assessing the True Comprehension Capabilities of LLMs for Multiple Choice Questions

arXiv.org Artificial Intelligence

Multiple-choice benchmarks, consisting of various prompts and choices, are among the most widely used methods to assess a language model's natural language understanding capability. Given a specific prompt, we typically compute $P(Choice|Prompt)$ to evaluate how likely a language model is to generate the correct choice compared to incorrect ones. However, we observe that performance measured using this approach reflects not only the model's comprehension of the prompt but also its inherent biases for certain choices regardless of the prompt. This issue makes it challenging to accurately measure a model's natural language understanding, as models may select the answer without fully understanding the prompt. To address this limitation, we propose a novel metric called ANPMI, which normalizes Pointwise Mutual Information (PMI) by $-\log P(Choice)$. ANPMI provides a more accurate assessment of the model's natural language understanding by ensuring that it is challenging to answer a question without properly understanding the prompt.


Benefits of Learning Rate Annealing for Tuning-Robustness in Stochastic Optimization

arXiv.org Machine Learning

The learning rate in stochastic gradient methods is a critical hyperparameter that is notoriously costly to tune via standard grid search, especially for training modern large-scale models with billions of parameters. We identify a theoretical advantage of learning rate annealing schemes that decay the learning rate to zero at a polynomial rate, such as the widely-used cosine schedule, by demonstrating their increased robustness to initial parameter misspecification due to a coarse grid search. We present an analysis in a stochastic convex optimization setup demonstrating that the convergence rate of stochastic gradient descent with annealed schedules depends sublinearly on the multiplicative misspecification factor $\rho$ (i.e., the grid resolution), achieving a rate of $O(\rho^{1/(2p+1)}/\sqrt{T})$ where $p$ is the degree of polynomial decay and $T$ is the number of steps, in contrast to the $O(\rho/\sqrt{T})$ rate that arises with fixed stepsizes and exhibits a linear dependence on $\rho$. Experiments confirm the increased robustness compared to tuning with a fixed stepsize, that has significant implications for the computational overhead of hyperparameter search in practical training scenarios.


FEDS: Feature and Entropy-Based Distillation Strategy for Efficient Learned Image Compression

arXiv.org Machine Learning

Learned image compression (LIC) methods have recently outperformed traditional codecs such as VVC in rate-distortion performance. However, their large models and high computational costs have limited their practical adoption. In this paper, we first construct a high-capacity teacher model by integrating Swin-Transformer V2-based attention modules, additional residual blocks, and expanded latent channels, thus achieving enhanced compression performance. Building on this foundation, we propose a \underline{F}eature and \underline{E}ntropy-based \underline{D}istillation \underline{S}trategy (\textbf{FEDS}) that transfers key knowledge from the teacher to a lightweight student model. Specifically, we align intermediate feature representations and emphasize the most informative latent channels through an entropy-based loss. A staged training scheme refines this transfer in three phases: feature alignment, channel-level distillation, and final fine-tuning. Our student model nearly matches the teacher across Kodak (1.24\% BD-Rate increase), Tecnick (1.17\%), and CLIC (0.55\%) while cutting parameters by about 63\% and accelerating encoding/decoding by around 73\%. Moreover, ablation studies indicate that FEDS generalizes effectively to transformer-based networks. The experimental results demonstrate our approach strikes a compelling balance among compression performance, speed, and model parameters, making it well-suited for real-time or resource-limited scenarios.


Density Ratio-based Proxy Causal Learning Without Density Ratios

arXiv.org Artificial Intelligence

We address the setting of Proxy Causal Learning (PCL), which has the goal of estimating causal effects from observed data in the presence of hidden confounding. Proxy methods accomplish this task using two proxy variables related to the latent confounder: a treatment proxy (related to the treatment) and an outcome proxy (related to the outcome). Two approaches have been proposed to perform causal effect estimation given proxy variables; however only one of these has found mainstream acceptance, since the other was understood to require density ratio estimation - a challenging task in high dimensions. In the present work, we propose a practical and effective implementation of the second approach, which bypasses explicit density ratio estimation and is suitable for continuous and high-dimensional treatments. We employ kernel ridge regression to derive estimators, resulting in simple closed-form solutions for dose-response and conditional dose-response curves, along with consistency guarantees. Our methods empirically demonstrate superior or comparable performance to existing frameworks on synthetic and real-world datasets.


Cross-Examiner: Evaluating Consistency of Large Language Model-Generated Explanations

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are often asked to explain their outputs to enhance accuracy and transparency. However, evidence suggests that these explanations can misrepresent the models' true reasoning processes. One effective way to identify inaccuracies or omissions in these explanations is through consistency checking, which typically involves asking follow-up questions. This paper introduces, cross-examiner, a new method for generating follow-up questions based on a model's explanation of an initial question. Our method combines symbolic information extraction with language model-driven question generation, resulting in better follow-up questions than those produced by LLMs alone. Additionally, this approach is more flexible than other methods and can generate a wider variety of follow-up questions.


Cross-Embodiment Robotic Manipulation Synthesis via Guided Demonstrations through CycleVAE and Human Behavior Transformer

arXiv.org Artificial Intelligence

Cross-embodiment robotic manipulation synthesis for complicated tasks is challenging, partially due to the scarcity of paired cross-embodiment datasets and the impediment of designing intricate controllers. Inspired by robotic learning via guided human expert demonstration, we here propose a novel cross-embodiment robotic manipulation algorithm via CycleVAE and human behavior transformer. First, we utilize unsupervised CycleVAE together with a bidirectional subspace alignment algorithm to align latent motion sequences between cross-embodiments. Second, we propose a casual human behavior transformer design to learn the intrinsic motion dynamics of human expert demonstrations. During the test case, we leverage the proposed transformer for the human expert demonstration generation, which will be aligned using CycleVAE for the final human-robotic manipulation synthesis. We validated our proposed algorithm through extensive experiments using a dexterous robotic manipulator with the robotic hand. Our results successfully generate smooth trajectories across intricate tasks, outperforming prior learning-based robotic motion planning algorithms. These results have implications for performing unsupervised cross-embodiment alignment and future autonomous robotics design. Complete video demonstrations of our experiments can be found in https://sites.google.com/view/humanrobots/home.


Scaling Probabilistic Circuits via Data Partitioning

arXiv.org Artificial Intelligence

Probabilistic circuits (PCs) enable us to learn joint distributions over a set of random variables and to perform various probabilistic queries in a tractable fashion. Though the tractability property allows PCs to scale beyond non-tractable models such as Bayesian Networks, scaling training and inference of PCs to larger, real-world datasets remains challenging. To remedy the situation, we show how PCs can be learned across multiple machines by recursively partitioning a distributed dataset, thereby unveiling a deep connection between PCs and federated learning (FL). This leads to federated circuits (FCs) -- a novel and flexible federated learning (FL) framework that (1) allows one to scale PCs on distributed learning environments (2) train PCs faster and (3) unifies for the first time horizontal, vertical, and hybrid FL in one framework by re-framing FL as a density estimation problem over distributed datasets. We demonstrate FC's capability to scale PCs on various large-scale datasets. Also, we show FC's versatility in handling horizontal, vertical, and hybrid FL within a unified framework on multiple classification tasks.


Reasoning and Sampling-Augmented MCQ Difficulty Prediction via LLMs

arXiv.org Artificial Intelligence

The difficulty of multiple-choice questions (MCQs) is a crucial factor for educational assessments. Predicting MCQ difficulty is challenging since it requires understanding both the complexity of reaching the correct option and the plausibility of distractors, i.e., incorrect options. In this paper, we propose a novel, two-stage method to predict the difficulty of MCQs. First, to better estimate the complexity of each MCQ, we use large language models (LLMs) to augment the reasoning steps required to reach each option. We use not just the MCQ itself but also these reasoning steps as input to predict the difficulty. Second, to capture the plausibility of distractors, we sample knowledge levels from a distribution to account for variation among students responding to the MCQ. This setup, inspired by item response theory (IRT), enable us to estimate the likelihood of students selecting each (both correct and incorrect) option. We align these predictions with their ground truth values, using a Kullback-Leibler (KL) divergence-based regularization objective, and use estimated likelihoods to predict MCQ difficulty. We evaluate our method on two real-world \emph{math} MCQ and response datasets with ground truth difficulty values estimated using IRT. Experimental results show that our method outperforms all baselines, up to a 28.3\% reduction in mean squared error and a 34.6\% improvement in the coefficient of determination. We also qualitatively discuss how our novel method results in higher accuracy in predicting MCQ difficulty.


Stakeholder Perspectives on Whether and How Social Robots Can Support Mediation and Advocacy for Higher Education Students with Disabilities

arXiv.org Artificial Intelligence

Existing power dynamics, social injustices and structural barriers may exacerbate challenges related to support and advocacy, limiting some students' ability to articulate their needs effectively [59]. This disparity highlights an increasing need for alternative approaches to student advocacy that may empower students with disabilities in ways that current practices may not. While human disability support practitioners can play a crucial role in bridging gaps between students and institutions, these efforts are resource-intensive, relying on trained personnel, availability, and sustained institutional commitment. This study explores the feasibility and ethical implications of employing artificial intelligence (AI) and in particular social robots as tools for mediation and advocacy for disabled students in higher education. While the overarching focus regards social robots and LLMs, the study adopts a broader perspective of understanding the use of technology and AI in general for disabled students, to draw insights and identify patterns that can inform the design, implementation, and ethical considerations of AI-driven assistive technologies.