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Watermarks for Embeddings-as-a-Service Large Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have demonstrated exceptional capabilities in natural language understanding and generation. Based on these LLMs, businesses have started to provide Embeddings-as-a-Service (EaaS), offering feature extraction capabilities (in the form of text embeddings) that benefit downstream natural language processing tasks. However, prior research has demonstrated that EaaS is vulnerable to imitation attacks, where an attacker clones the service's model in a black-box manner without access to the model's internal workings. In response, watermarks have been added to the text embeddings to protect the intellectual property of EaaS providers by allowing them to check for model ownership. This thesis focuses on defending against imitation attacks by investigating EaaS watermarks. To achieve this goal, we unveil novel attacks and propose and validate new watermarking techniques. Firstly, we show that existing EaaS watermarks can be removed through paraphrasing the input text when attackers clone the model during imitation attacks. Our study illustrates that paraphrasing can effectively bypass current state-of-the-art EaaS watermarks across various attack setups (including different paraphrasing techniques and models) and datasets in most instances. This demonstrates a new vulnerability in recent EaaS watermarking techniques. Subsequently, as a countermeasure, we propose a novel watermarking technique, WET (Watermarking EaaS with Linear Transformation), which employs linear transformation of the embeddings. Watermark verification is conducted by applying a reverse transformation and comparing the similarity between recovered and original embeddings. We demonstrate its robustness against paraphrasing attacks with near-perfect verifiability. We conduct detailed ablation studies to assess the significance of each component and hyperparameter in WET.


Irresponsible AI: big tech's influence on AI research and associated impacts

arXiv.org Artificial Intelligence

The accelerated development, deployment and adoption of artificial intelligence systems has been fuelled by the increasing involvement of big tech. This has been accompanied by increasing ethical concerns and intensified societal and environmental impacts. In this article, we review and discuss how these phenomena are deeply entangled. First, we examine the growing and disproportionate influence of big tech in AI research and argue that its drive for scaling and general-purpose systems is fundamentally at odds with the responsible, ethical, and sustainable development of AI. Second, we review key current environmental and societal negative impacts of AI and trace their connections to big tech and its underlying economic incentives. Finally, we argue that while it is important to develop technical and regulatory approaches to these challenges, these alone are insufficient to counter the distortion introduced by big tech's influence. We thus review and propose alternative strategies that build on the responsibility of implicated actors and collective action.


PretopoMD: Pretopology-based Mixed Data Hierarchical Clustering

arXiv.org Artificial Intelligence

This article presents a novel pretopology-based algorithm designed to address the challenges of clustering mixed data without the need for dimensionality reduction. Leveraging Disjunctive Normal Form, our approach formulates customizable logical rules and adjustable hyperparameters that allow for user-defined hierarchical cluster construction and facilitate tailored solutions for heterogeneous datasets. Through hierarchical dendrogram analysis and comparative clustering metrics, our method demonstrates superior performance by accurately and interpretably delineating clusters directly from raw data, thus preserving data integrity. Empirical findings highlight the algorithm's robustness in constructing meaningful clusters and reveal its potential in overcoming issues related to clustered data explainability. The novelty of this work lies in its departure from traditional dimensionality reduction techniques and its innovative use of logical rules that enhance both cluster formation and clarity, thereby contributing a significant advancement to the discourse on clustering mixed data.


Mixed Data Clustering Survey and Challenges

arXiv.org Artificial Intelligence

This paradigm challenges traditional data management and analysis techniques by demanding innovative solutions capable of processing, analyzing, and deriving insights from vast and diverse datasets. In particular, the inclusion of mixed data types, such as numerical and categorical variables, poses significant challenges to conventional methodologies, necessitating the development of novel approaches to effectively leverage the wealth of information available [2]. Traditionally, data handling methods were designed around homogeneous datasets, typically consisting of numerical values. However, the big data paradigm introduces a multitude of data types, including structured, unstructured, and semi-structured data, which demand a departure from traditional approaches. Moreover, the three primary characteristics of big data--volume, velocity, and variety--amplify the complexity of data analysis, requiring scalable and adaptable solutions capable of processing large volumes of data at high speeds while accommodating diverse data formats and structures. These methods for handling mixed data often involve separate analyses of categorical and numerical variables, treating them as distinct entities rather than integrating their interdependencies.


Hierarchical clustering of complex energy systems using pretopology

arXiv.org Artificial Intelligence

This article attempts answering the following problematic: How to model and classify energy consumption profiles over a large distributed territory to optimize the management of buildings' consumption? Doing case-by-case in depth auditing of thousands of buildings would require a massive amount of time and money as well as a significant number of qualified people. Thus, an automated method must be developed to establish a relevant and effective recommendations system. To answer this problematic, pretopology is used to model the sites' consumption profiles and a multi-criterion hierarchical classification algorithm, using the properties of pretopological space, has been developed in a Python library. To evaluate the results, three data sets are used: A generated set of dots of various sizes in a 2D space, a generated set of time series and a set of consumption time series of 400 real consumption sites from a French Energy company. On the point data set, the algorithm is able to identify the clusters of points using their position in space and their size as parameter. On the generated time series, the algorithm is able to identify the time series clusters using Pearson's correlation with an Adjusted Rand Index (ARI) of 1. Keywords: Artificial intelligence data analysis clustering algorithms pretopology


Echoes of AI Harms: A Human-LLM Synergistic Framework for Bias-Driven Harm Anticipation

arXiv.org Artificial Intelligence

The growing influence of Artificial Intelligence (AI) systems on decision-making in critical domains has exposed their potential to cause significant harms, often rooted in biases embedded across the AI lifecycle. While existing frameworks and taxonomies document bias or harms in isolation, they rarely establish systematic links between specific bias types and the harms they cause, particularly within real-world sociotechnical contexts. Technical fixes proposed to address AI biases are ill-equipped to address them and are typically applied after a system has been developed or deployed, offering limited preventive value. We propose ECHO, a novel framework for proactive AI harm anticipation through the systematic mapping of AI bias types to harm outcomes across diverse stakeholder and domain contexts. ECHO follows a modular workflow encompassing stakeholder identification, vignette-based presentation of biased AI systems, and dual (human-LLM) harm annotation, integrated within ethical matrices for structured interpretation. This human-centered approach enables early-stage detection of bias-to-harm pathways, guiding AI design and governance decisions from the outset. We validate ECHO in two high-stakes domains (disease diagnosis and hiring), revealing domain-specific, bias-to-harm patterns and demonstrating ECHO's potential to support anticipatory governance of AI systems


A Large Scale Heterogeneous Treatment Effect Estimation Framework and Its Applications of Users' Journey at Snap

arXiv.org Artificial Intelligence

Heterogeneous Treatment Effect (HTE) and Conditional Average Treatment Effect (CATE) models relax the assumption that treatment effects are the same for every user. We present a large scale industrial framework for estimating HTE using experimental data from hundreds of millions of Snapchat users. By combining results across many experiments, the framework uncovers latent user characteristics that were previously unmeasurable and produces stable treatment effect estimates at scale. We describe the core components that enabled this system, including experiment selection, base learner design, and incremental training. We also highlight two applications: user influenceability to ads and user sensitivity to ads. An online A/B test using influenceability scores for targeting showed an improvement on key business metrics that is more than six times larger than what is typically considered significant.


Safe and Sustainable Electric Bus Charging Scheduling with Constrained Hierarchical DRL

arXiv.org Artificial Intelligence

Abstract--The integration of Electric Buses (EBs) with renewable energy sources such as photovoltaic (PV) panels is a promising approach to promote sustainable and low-carbon public transportation. However, optimizing EB charging schedules to minimize operational costs while ensuring safe operation without battery depletion remains challenging - especially under real-world conditions, where uncertainties in PV generation, dynamic electricity prices, variable travel times, and limited charging infrastructure must be accounted for . In this paper, we propose a safe Hierarchical Deep Reinforcement Learning (HDRL) framework for solving the EB Charging Scheduling Problem (EBCSP) under multi-source uncertainties. We formulate the problem as a Constrained Markov Decision Process (CMDP) with options to enable temporally abstract decision-making. We develop a novel HDRL algorithm, namely Double Actor-Critic Multi-Agent Proximal Policy Optimization Lagrangian (DAC-MAPPO-Lagrangian), which integrates Lagrangian relaxation into the Double Actor-Critic (DAC) framework. At the high level, we adopt a centralized PPO-Lagrangian algorithm to learn safe charger allocation policies. At the low level, we incorporate MAPPO-Lagrangian to learn decentralized charging power decisions under the Centralized Training and Decentralized Execution (CTDE) paradigm. Extensive experiments with real-world data demonstrate that the proposed approach outperforms existing baselines in both cost minimization and safety compliance, while maintaining fast convergence speed. Recent advances in sustainable transportation have emphasized the critical role of Electric Buses (EBs) in mitigating urban pollution, reducing greenhouse gas emissions, and improving public transit comfort [1], [2]. However, the electrification of bus fleets introduces significant challenges, including increased strain on local power infrastructures and rising charging costs. To address these issues, two key approaches have gained substantial attention in recent years.


Dynamical Properties of Tokens in Self-Attention and Effects of Positional Encoding

arXiv.org Artificial Intelligence

This paper investigates the dynamical properties of tokens in pre-trained Transformer models and explores their application to improving Transformers. To this end, we analyze the dynamical system governing the continuous-time limit of the pre-trained model and characterize the asymptotic behavior of its solutions. Specifically, we characterize when tokens move closer to or farther from one another over time, depending on the model parameters. We provide sufficient conditions, based on these parameters, to identify scenarios where tokens either converge to zero or diverge to infinity. Unlike prior works, our conditions are broader in scope and more applicable to real-world models. Furthermore, we investigate how different forms of positional encoding -- specifically absolute and rotary -- affect these dynamical regimes. Empirical evidence reveals that the convergence scenario adversely impacts model performance. Motivated by these insights, we propose simple refinements to Transformer architectures that mitigate convergence behavior in models with absolute or rotary positional encoding. These findings support theoretical foundations and design principles for improving Transformer models.


Delta Sampling: Data-Free Knowledge Transfer Across Diffusion Models

arXiv.org Artificial Intelligence

Diffusion models like Stable Diffusion (SD) drive a vibrant open-source ecosystem including fully fine-tuned checkpoints and parameter-efficient adapters such as LoRA, LyCORIS, and ControlNet. However, these adaptation components are tightly coupled to a specific base model, making them difficult to reuse when the base model is upgraded (e.g., from SD 1.x to 2.x) due to substantial changes in model parameters and architecture. In this work, we propose Delta Sampling (DS), a novel method that enables knowledge transfer across base models with different architectures, without requiring access to the original training data. DS operates entirely at inference time by leveraging the delta: the difference in model predictions before and after the adaptation of a base model. This delta is then used to guide the denoising process of a new base model. We evaluate DS across various SD versions, demonstrating that DS achieves consistent improvements in creating desired effects (e.g., visual styles, semantic concepts, and structures) under different sampling strategies. These results highlight DS as an effective, plug-and-play mechanism for knowledge transfer in diffusion-based image synthesis. Code:~ https://github.com/Zhidong-Gao/DeltaSampling