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Online Gradient Boosting Decision Tree: In-Place Updates for Efficient Adding/Deleting Data

arXiv.org Machine Learning

Gradient Boosting Decision Tree (GBDT) is one of the most popular machine learning models in various applications. However, in the traditional settings, all data should be simultaneously accessed in the training procedure: it does not allow to add or delete any data instances after training. In this paper, we propose an efficient online learning framework for GBDT supporting both incremental and decremental learning. To the best of our knowledge, this is the first work that considers an in-place unified incremental and decremental learning on GBDT. To reduce the learning cost, we present a collection of optimizations for our framework, so that it can add or delete a small fraction of data on the fly. We theoretically show the relationship between the hyper-parameters of the proposed optimizations, which enables trading off accuracy and cost on incremental and decremental learning. The backdoor attack results show that our framework can successfully inject and remove backdoor in a well-trained model using incremental and decremental learning, and the empirical results on public datasets confirm the effectiveness and efficiency of our proposed online learning framework and optimizations.


FutureVision: A methodology for the investigation of future cognition

arXiv.org Artificial Intelligence

This paper presents a methodology combining multimodal semantic analysis with an eye-tracking experimental protocol to investigate the cognitive effort involved in understanding the communication of future scenarios. To demonstrate the methodology, we conduct a pilot study examining how visual fixation patterns vary during the evaluation of valence and counterfactuality in fictional ad pieces describing futuristic scenarios, using a portable eye tracker. Participants eye movements are recorded while evaluating the stimuli and describing them to a conversation partner. Gaze patterns are analyzed alongside semantic representations of the stimuli and participants descriptions, constructed from a frame semantic annotation of both linguistic and visual modalities. Preliminary results show that far-future and pessimistic scenarios are associated with longer fixations and more erratic saccades, supporting the hypothesis that fractures in the base spaces underlying the interpretation of future scenarios increase cognitive load for comprehenders.


Can Domain Experts Rely on AI Appropriately? A Case Study on AI-Assisted Prostate Cancer MRI Diagnosis

arXiv.org Artificial Intelligence

Despite the growing interest in human-AI decision making, experimental studies with domain experts remain rare, largely due to the complexity of working with domain experts and the challenges in setting up realistic experiments. In this work, we conduct an in-depth collaboration with radiologists in prostate cancer diagnosis based on MRI images. Building on existing tools for teaching prostate cancer diagnosis, we develop an interface and conduct two experiments to study how AI assistance and performance feedback shape the decision making of domain experts. In Study 1, clinicians were asked to provide an initial diagnosis (human), then view the AI's prediction, and subsequently finalize their decision (human-AI team). In Study 2 (after a memory wash-out period), the same participants first received aggregated performance statistics from Study 1, specifically their own performance, the AI's performance, and their human-AI team performance, and then directly viewed the AI's prediction before making their diagnosis (i.e., no independent initial diagnosis). These two workflows represent realistic ways that clinical AI tools might be used in practice, where the second study simulates a scenario where doctors can adjust their reliance and trust on AI based on prior performance feedback. Our findings show that, while human-AI teams consistently outperform humans alone, they still underperform the AI due to under-reliance, similar to prior studies with crowdworkers. Providing clinicians with performance feedback did not significantly improve the performance of human-AI teams, although showing AI decisions in advance nudges people to follow AI more. Meanwhile, we observe that the ensemble of human-AI teams can outperform AI alone, suggesting promising directions for human-AI collaboration.


Improving the Effectiveness of Potential-Based Reward Shaping in Reinforcement Learning

arXiv.org Artificial Intelligence

Potential-based reward shaping is commonly used to incorporate prior knowledge of how to solve the task into reinforcement learning because it can formally guarantee policy invariance. As such, the optimal policy and the ordering of policies by their returns are not altered by potential-based reward shaping. In this work, we highlight the dependence of effective potential-based reward shaping on the initial Q-values and external rewards, which determine the agent's ability to exploit the shaping rewards to guide its exploration and achieve increased sample efficiency. We formally derive how a simple linear shift of the potential function can be used to improve the effectiveness of reward shaping without changing the encoded preferences in the potential function, and without having to adjust the initial Q-values, which can be challenging and undesirable in deep reinforcement learning. We show the theoretical limitations of continuous potential functions for correctly assigning positive and negative reward shaping values. We verify our theoretical findings empirically on Gridworld domains with sparse and uninformative reward functions, as well as on the Cart Pole and Mountain Car environments, where we demonstrate the application of our results in deep reinforcement learning.


Auditing a Dutch Public Sector Risk Profiling Algorithm Using an Unsupervised Bias Detection Tool

arXiv.org Artificial Intelligence

Algorithms are increasingly used to automate or aid human decisions, yet recent research shows that these algorithms may exhibit bias across legally protected demographic groups. However, data on these groups may be unavailable to organizations or external auditors due to privacy legislation. This paper studies bias detection using an unsupervised clustering tool when data on demographic groups are unavailable. We collaborate with the Dutch Executive Agency for Education to audit an algorithm that was used to assign risk scores to college students at the national level in the Netherlands between 2012-2023. Our audit covers more than 250,000 students from the whole country. The unsupervised clustering tool highlights known disparities between students with a non-European migration background and Dutch origin. Our contributions are three-fold: (1) we assess bias in a real-world, large-scale and high-stakes decision-making process by a governmental organization; (2) we use simulation studies to highlight potential pitfalls of using the unsupervised clustering tool to detect true bias when demographic group data are unavailable and provide recommendations for valid inferences; (3) we provide the unsupervised clustering tool in an open-source library. Our work serves as a starting point for a deliberative assessment by human experts to evaluate potential discrimination in algorithmic-supported decision-making processes.


Picky LLMs and Unreliable RMs: An Empirical Study on Safety Alignment after Instruction Tuning

arXiv.org Artificial Intelligence

Large language models (LLMs) have emerged as powerful tools for addressing a wide range of general inquiries and tasks. Despite this, fine-tuning aligned LLMs on smaller, domain-specific datasets, critical to adapting them to specialized tasks, can inadvertently degrade their safety alignment, even when the datasets are benign. This phenomenon makes models more susceptible to providing inappropriate responses. In this study, we systematically examine the factors contributing to safety alignment degradation in benign fine-tuning scenarios. Our analysis identifies three critical factors affecting aligned LLMs: answer structure, identity calibration, and role-play. Additionally, we evaluate the reliability of state-of-the-art reward models (RMs), which are often used to guide alignment processes. Our findings reveal that these RMs frequently fail to accurately reflect human preferences regarding safety, underscoring their limitations in practical applications. By uncovering these challenges, our work highlights the complexities of maintaining safety alignment during fine-tuning and offers guidance to help developers balance utility and safety in LLMs. Datasets and fine-tuning code used in our experiments can be found in https://github.com/GuanlinLee/llm_instruction_tuning.


Real-Time Anomaly Detection with Synthetic Anomaly Monitoring (SAM)

arXiv.org Artificial Intelligence

Anomaly detection is essential for identifying rare and significant events across diverse domains such as finance, cybersecurity, and network monitoring. This paper presents Synthetic Anomaly Monitoring (SAM), an innovative approach that applies synthetic control methods from causal inference to improve both the accuracy and interpretability of anomaly detection processes. By modeling normal behavior through the treatment of each feature as a control unit, SAM identifies anomalies as deviations within this causal framework. We conducted extensive experiments comparing SAM with established benchmark models, including Isolation Forest, Local Outlier Factor (LOF), k-Nearest Neighbors (kNN), and One-Class Support Vector Machine (SVM), across five diverse datasets, including Credit Card Fraud, HTTP Dataset CSIC 2010, and KDD Cup 1999, among others. Our results demonstrate that SAM consistently delivers robust performance, highlighting its potential as a powerful tool for real-time anomaly detection in dynamic and complex environments.


SelfCheckAgent: Zero-Resource Hallucination Detection in Generative Large Language Models

arXiv.org Artificial Intelligence

Detecting hallucinations in Large Language Models (LLMs) remains a critical challenge for their reliable deployment in real-world applications. To address this, we introduce SelfCheckAgent, a novel framework integrating three different agents: the Symbolic Agent, the Specialized Detection Agent, and the Contextual Consistency Agent. These agents provide a robust multi-dimensional approach to hallucination detection. Notable results include the Contextual Consistency Agent leveraging Llama 3.1 with Chain-of-Thought (CoT) to achieve outstanding performance on the WikiBio dataset, with NonFactual hallucination detection scoring 93.64%, Factual 70.26%, and Ranking 78.48% respectively. On the AIME dataset, GPT-4o with CoT excels in NonFactual detection with 94.89% but reveals trade-offs in Factual with 30.58% and Ranking with 30.68%, underscoring the complexity of hallucination detection in the complex mathematical domains. The framework also incorporates a triangulation strategy, which increases the strengths of the SelfCheckAgent, yielding significant improvements in real-world hallucination identification. The comparative analysis demonstrates SelfCheckAgent's applicability across diverse domains, positioning it as a crucial advancement for trustworthy LLMs. These findings highlight the potentiality of consistency-driven methodologies in detecting hallucinations in LLMs.


Local minima of the empirical risk in high dimension: General theorems and convex examples

arXiv.org Machine Learning

We consider a general model for high-dimensional empirical risk minimization whereby the data $\mathbf{x}_i$ are $d$-dimensional isotropic Gaussian vectors, the model is parametrized by $\mathbf{\Theta}\in\mathbb{R}^{d\times k}$, and the loss depends on the data via the projection $\mathbf{\Theta}^\mathsf{T}\mathbf{x}_i$. This setting covers as special cases classical statistics methods (e.g. multinomial regression and other generalized linear models), but also two-layer fully connected neural networks with $k$ hidden neurons. We use the Kac-Rice formula from Gaussian process theory to derive a bound on the expected number of local minima of this empirical risk, under the proportional asymptotics in which $n,d\to\infty$, with $n\asymp d$. Via Markov's inequality, this bound allows to determine the positions of these minimizers (with exponential deviation bounds) and hence derive sharp asymptotics on the estimation and prediction error. In this paper, we apply our characterization to convex losses, where high-dimensional asymptotics were not (in general) rigorously established for $k\ge 2$. We show that our approach is tight and allows to prove previously conjectured results. In addition, we characterize the spectrum of the Hessian at the minimizer. A companion paper applies our general result to non-convex examples.


Getting More Juice Out of Your Data: Hard Pair Refinement Enhances Visual-Language Models Without Extra Data

arXiv.org Artificial Intelligence

Contrastive Language-Image Pre-training (CLIP) has become the standard for cross-modal image-text representation learning. Improving CLIP typically requires additional data and retraining with new loss functions, but these demands raise resource and time costs, limiting practical use. In this work, we introduce HELIP, a cost-effective strategy that improves CLIP models by exploiting challenging text-image pairs within existing datasets in continuous training. This eliminates the need for additional data or extensive retraining. Moreover, HELIP integrates effortlessly into current training pipelines with minimal code modifications, allowing for quick and seamless implementation. On comprehensive benchmarks, HELIP consistently boosts existing models. In particular, within just two epochs of training, it improves zero-shot classification accuracy on ImageNet for SLIP models pre-trained on CC3M, CC12M, and YFCC15M datasets by 3.05%, 4.47%, and 10.1% , respectively. In addition, on fine-grained classification datasets, HELIP improves the zero-shot performance of CLIP and SLIP by an average of 8.4% and 18.6%, and their linear probe performance by an average of 9.5% and 3.0%. The code is publicly available at: https://github.com/haonan3/HELIP-NACCL-2025.git.