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 Kiel


Optimal Mistake Bounds for Transductive Online Learning

arXiv.org Machine Learning

We resolve a 30-year-old open problem concerning the power of unlabeled data in online learning by tightly quantifying the gap between transductive and standard online learning. In the standard setting, the optimal mistake bound is characterized by the Littlestone dimension $d$ of the concept class $H$ (Littlestone 1987). We prove that in the transductive setting, the mistake bound is at least $Ω(\sqrt{d})$. This constitutes an exponential improvement over previous lower bounds of $Ω(\log\log d)$, $Ω(\sqrt{\log d})$, and $Ω(\log d)$, due respectively to Ben-David, Kushilevitz, and Mansour (1995, 1997) and Hanneke, Moran, and Shafer (2023). We also show that this lower bound is tight: for every $d$, there exists a class of Littlestone dimension $d$ with transductive mistake bound $O(\sqrt{d})$. Our upper bound also improves upon the best known upper bound of $(2/3)d$ from Ben-David, Kushilevitz, and Mansour (1997). These results establish a quadratic gap between transductive and standard online learning, thereby highlighting the benefit of advance access to the unlabeled instance sequence. This contrasts with the PAC setting, where transductive and standard learning exhibit similar sample complexities.


Evaluating GPT- and Reasoning-based Large Language Models on Physics Olympiad Problems: Surpassing Human Performance and Implications for Educational Assessment

arXiv.org Artificial Intelligence

Large language models (LLMs) are now widely accessible, reaching learners at all educational levels. This development has raised concerns that their use may circumvent essential learning processes and compromise the integrity of established assessment formats. In physics education, where problem solving plays a central role in instruction and assessment, it is therefore essential to understand the physics-specific problem-solving capabilities of LLMs. Such understanding is key to informing responsible and pedagogically sound approaches to integrating LLMs into instruction and assessment. This study therefore compares the problem-solving performance of a general-purpose LLM (GPT-4o, using varying prompting techniques) and a reasoning-optimized model (o1-preview) with that of participants of the German Physics Olympiad, based on a set of well-defined Olympiad problems. In addition to evaluating the correctness of the generated solutions, the study analyzes characteristic strengths and limitations of LLM-generated solutions. The findings of this study indicate that both tested LLMs (GPT-4o and o1-preview) demonstrate advanced problem-solving capabilities on Olympiad-type physics problems, on average outperforming the human participants. Prompting techniques had little effect on GPT-4o's performance, while o1-preview almost consistently outperformed both GPT-4o and the human benchmark. Based on these findings, the study discusses implications for the design of summative and formative assessment in physics education, including how to uphold assessment integrity and support students in critically engaging with LLMs.


Improving Applicability of Deep Learning based Token Classification models during Training

arXiv.org Artificial Intelligence

This paper shows that further evaluation metrics during model training are needed to decide about its applicability in inference. As an example, a LayoutLM-based model is trained for token classification in documents. The documents are German receipts. We show that conventional classification metrics, represented by the F1-Score in our experiments, are insufficient for evaluating the applicability of machine learning models in practice. To address this problem, we introduce a novel metric, Document Integrity Precision (DIP), as a solution for visual document understanding and the token classification task. To the best of our knowledge, nothing comparable has been introduced in this context. DIP is a rigorous metric, describing how many documents of the test dataset require manual interventions. It enables AI researchers and software developers to conduct an in-depth investigation of the level of process automation in business software. In order to validate DIP, we conduct experiments with our created models to highlight and analyze the impact and relevance of DIP to evaluate if the model should be deployed or not in different training settings. Our results demonstrate that existing metrics barely change for isolated model impairments, whereas DIP indicates that the model requires substantial human interventions in deployment. The larger the set of entities being predicted, the less sensitive conventional metrics are, entailing poor automation quality. DIP, in contrast, remains a single value to be interpreted for entire entity sets. This highlights the importance of having metrics that focus on the business task for model training in production. Since DIP is created for the token classification task, more research is needed to find suitable metrics for other training tasks.


Concept Map Assessment Through Structure Classification

arXiv.org Artificial Intelligence

Due to their versatility, concept maps are used in various educational settings and serve as tools that enable educators to comprehend students' knowledge construction. An essential component for analyzing a concept map is its structure, which can be categorized into three distinct types: spoke, network, and chain. Understanding the predominant structure in a map offers insights into the student's depth of comprehension of the subject. Therefore, this study examined 317 distinct concept map structures, classifying them into one of the three types, and used statistical and descriptive information from the maps to train multiclass classification models. As a result, we achieved an 86\% accuracy in classification using a Decision Tree. This promising outcome can be employed in concept map assessment systems to provide real-time feedback to the student.


Graph of Effort: Quantifying Risk of AI Usage for Vulnerability Assessment

arXiv.org Artificial Intelligence

With AI-based software becoming widely available, the risk of exploiting its capabilities, such as high automation and complex pattern recognition, could significantly increase. An AI used offensively to attack non-AI assets is referred to as offensive AI. Current research explores how offensive AI can be utilized and how its usage can be classified. Additionally, methods for threat modeling are being developed for AI-based assets within organizations. However, there are gaps that need to be addressed. Firstly, there is a need to quantify the factors contributing to the AI threat. Secondly, there is a requirement to create threat models that analyze the risk of being attacked by AI for vulnerability assessment across all assets of an organization. This is particularly crucial and challenging in cloud environments, where sophisticated infrastructure and access control landscapes are prevalent. The ability to quantify and further analyze the threat posed by offensive AI enables analysts to rank vulnerabilities and prioritize the implementation of proactive countermeasures. To address these gaps, this paper introduces the Graph of Effort, an intuitive, flexible, and effective threat modeling method for analyzing the effort required to use offensive AI for vulnerability exploitation by an adversary. While the threat model is functional and provides valuable support, its design choices need further empirical validation in future work.


PrETi: Predicting Execution Time in Early Stage with LLVM and Machine Learning

arXiv.org Artificial Intelligence

We introduce preti, a novel framework for predicting software execution time during the early stages of development. preti leverages an LLVM-based simulation environment to extract timing-related runtime information, such as the count of executed LLVM IR instructions. This information, combined with historical execution time data, is utilized to train machine learning models for accurate time prediction. To further enhance prediction accuracy, our approach incorporates simulations of cache accesses and branch prediction. The evaluations on public benchmarks demonstrate that preti achieves an average Absolute Percentage Error (APE) of 11.98\%, surpassing state-of-the-art methods. These results underscore the effectiveness and efficiency of preti as a robust solution for early-stage timing analysis.


Evaluating the Process Modeling Abilities of Large Language Models -- Preliminary Foundations and Results

arXiv.org Artificial Intelligence

Large language models (LLM) have revolutionized the processing of natural language. Although first benchmarks of the process modeling abilities of LLM are promising, it is currently under debate to what extent an LLM can generate good process models. In this contribution, we argue that the evaluation of the process modeling abilities of LLM is far from being trivial. Hence, available evaluation results must be taken carefully. For example, even in a simple scenario, not only the quality of a model should be taken into account, but also the costs and time needed for generation. Thus, an LLM does not generate one optimal solution, but a set of Pareto-optimal variants. Moreover, there are several further challenges which have to be taken into account, e.g. conceptualization of quality, validation of results, generalizability, and data leakage. We discuss these challenges in detail and discuss future experiments to tackle these challenges scientifically.


SUSTeR: Sparse Unstructured Spatio Temporal Reconstruction on Traffic Prediction

arXiv.org Artificial Intelligence

Mining spatio-temporal correlation patterns for traffic prediction is a well-studied field. However, most approaches are based on the assumption of the availability of and accessibility to a sufficiently dense data source, which is rather the rare case in reality. Traffic sensors in road networks are generally highly sparse in their distribution: fleet-based traffic sensing is sparse in space but also sparse in time. There are also other traffic application, besides road traffic, like moving objects in the marine space, where observations are sparsely and arbitrarily distributed in space. In this paper, we tackle the problem of traffic prediction on sparse and spatially irregular and non-deterministic traffic observations. We draw a border between imputations and this work as we consider high sparsity rates and no fixed sensor locations. We advance correlation mining methods with a Sparse Unstructured Spatio Temporal Reconstruction (SUSTeR) framework that reconstructs traffic states from sparse non-stationary observations. For the prediction the framework creates a hidden context traffic state which is enriched in a residual fashion with each observation. Such an assimilated hidden traffic state can be used by existing traffic prediction methods to predict future traffic states. We query these states with query locations from the spatial domain.


Small Graph Is All You Need: DeepStateGNN for Scalable Traffic Forecasting

arXiv.org Artificial Intelligence

We propose a novel Graph Neural Network (GNN) model, named DeepStateGNN, for analyzing traffic data, demonstrating its efficacy in two critical tasks: forecasting and reconstruction. Unlike typical GNN methods that treat each traffic sensor as an individual graph node, DeepStateGNN clusters sensors into higher-level graph nodes, dubbed Deep State Nodes, based on various similarity criteria, resulting in a fixed number of nodes in a Deep State graph. The term "Deep State" nodes is a play on words, referencing hidden networks of power that, like these nodes, secretly govern traffic independently of visible sensors. These Deep State Nodes are defined by several similarity factors, including spatial proximity (e.g., sensors located nearby in the road network), functional similarity (e.g., sensors on similar types of freeways), and behavioral similarity under specific conditions (e.g., traffic behavior during rain). This clustering approach allows for dynamic and adaptive node grouping, as sensors can belong to multiple clusters and clusters may evolve over time. Our experimental results show that DeepStateGNN offers superior scalability and faster training, while also delivering more accurate results than competitors. It effectively handles large-scale sensor networks, outperforming other methods in both traffic forecasting and reconstruction accuracy.


Beyond Fixed Horizons: A Theoretical Framework for Adaptive Denoising Diffusions

arXiv.org Machine Learning

Akeylimitationofthesemodels,however,istheirrelianceon a fixed time horizon, which introduces an artificial time dependency in the drift function of the backward process. As a result, the generative denoising process follows a predefined number of steps, regardless of the actual level of noise present along the generated path. To overcome this limitation, we introduce a novel class of diffusion models that dynamically adapt to the state of the denoising process. By replacing the fixed deterministic time horizon with a random one and conditioning the forward process to terminate at a predefined target distribution, our approach achieves greater flexibility and state awareness. The foundation of our method lies in Doob's h-transforms with respect to underlying exponential times. While the theoretical groundwork for this concept exists, its explicit application and detailed exploration - particularly in comparison to deterministic time horizons - remains underrepresented in the literature. A key feature of our model is its inherent adaptability: the number of denoising steps dynamically adjusts based on the noise level in the data, introducing a stochastic element. This randomness not only enhances the generation process, but also allows denoising to start from partially noisy data, naturally incorporating conditioning.