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FIND: A Function Description Benchmark for Evaluating Interpretability Methods Sarah Schwettmann

Neural Information Processing Systems

The central task of interpretability research is to explain the functions that AI systems learn from data. Investigating these functions requires experimentation with trained models, using tools that incorporate varying degrees of human input. Hand-tooled approaches that rely on close manual inspection [Zeiler and Fergus, 2014, Zhou et al., 2014, Mahendran and V edaldi, 2015, Olah et al., 2017, 2020, Elhage et al., 2021] or search for predefined phenomena [Wang et al., 2022, Nanda


Toward Understanding the Transferability of Adversarial Suffixes in Large Language Models

Ball, Sarah, Hasrati, Niki, Robey, Alexander, Schwarzschild, Avi, Kreuter, Frauke, Kolter, Zico, Risteski, Andrej

arXiv.org Artificial Intelligence

Discrete optimization-based jailbreaking attacks on large language models aim to generate short, nonsensical suffixes that, when appended onto input prompts, elicit disallowed content. Notably, these suffixes are often transferable -- succeeding on prompts and models for which they were never optimized. And yet, despite the fact that transferability is surprising and empirically well-established, the field lacks a rigorous analysis of when and why transfer occurs. To fill this gap, we identify three statistical properties that strongly correlate with transfer success across numerous experimental settings: (1) how much a prompt without a suffix activates a model's internal refusal direction, (2) how strongly a suffix induces a push away from this direction, and (3) how large these shifts are in directions orthogonal to refusal. On the other hand, we find that prompt semantic similarity only weakly correlates with transfer success. These findings lead to a more fine-grained understanding of transferability, which we use in interventional experiments to showcase how our statistical analysis can translate into practical improvements in attack success.



Speculative Safety-Aware Decoding

Wang, Xuekang, Zhu, Shengyu, Cheng, Xueqi

arXiv.org Artificial Intelligence

Despite extensive efforts to align Large Language Models (LLMs) with human values and safety rules, jailbreak attacks that exploit certain vulnerabilities continuously emerge, highlighting the need to strengthen existing LLMs with additional safety properties to defend against these attacks. However, tuning large models has become increasingly resource intensive and may have difficulty ensuring consistent performance. We introduce Speculative Safety-Aware Decoding (SSD), a lightweight decoding-time approach that equips LLMs with the desired safety property while accelerating inference. We assume that there exists a small language model that possesses this desired property. SSD integrates speculative sampling during decoding and leverages the match ratio between the small and composite models to quantify jailbreak risks. This enables SSD to dynamically switch between decoding schemes to prioritize utility or safety, to handle the challenge of different model capacities. The output token is then sampled from a new distribution that combines the distributions of the original and the small models. Experimental results show that SSD successfully equips the large model with the desired safety property, and also allows the model to remain helpful to benign queries. Furthermore, SSD accelerates the inference time, thanks to the speculative sampling design.


Bridging ASR and LLMs for Dysarthric Speech Recognition: Benchmarking Self-Supervised and Generative Approaches

Aboeitta, Ahmed, Sharshar, Ahmed, Nafea, Youssef, Shehata, Shady

arXiv.org Artificial Intelligence

Speech Recognition (ASR) due to phoneme distortions and high variability. While self-supervised ASR models like Wav2Vec, HuBERT, and Whisper have shown promise, their effectiveness in dysarthric speech remains unclear. This study systematically benchmarks these models with different decoding strategies, including CTC, seq2seq, and LLM-enhanced decoding (BART,GPT-2, Vicuna). Our contributions include (1) benchmarking ASR architectures for dysarthric speech, (2) introducing LLM-based decoding to improve intelligibility, (3) analyzing generalization across datasets, and (4) providing insights into recognition errors across severity levels. Findings highlight that LLM-enhanced decoding improves dysarthric ASR by leveraging linguistic constraints for phoneme restoration and grammatical correction.


Investigating the Effects of Cognitive Biases in Prompts on Large Language Model Outputs

Sun, Yan, Kok, Stanley

arXiv.org Artificial Intelligence

This paper investigates the influence of cognitive biases on Large Language Models (LLMs) outputs. Cognitive biases, such as confirmation and availability biases, can distort user inputs through prompts, potentially leading to unfaithful and misleading outputs from LLMs. Using a systematic framework, our study introduces various cognitive biases into prompts and assesses their impact on LLM accuracy across multiple benchmark datasets, including general and financial Q&A scenarios. The results demonstrate that even subtle biases can significantly alter LLM answer choices, highlighting a critical need for bias-aware prompt design and mitigation strategy. Additionally, our attention weight analysis highlights how these biases can alter the internal decision-making processes of LLMs, affecting the attention distribution in ways that are associated with output inaccuracies. This research has implications for Al developers and users in enhancing the robustness and reliability of Al applications in diverse domains.


Red Teaming the Mind of the Machine: A Systematic Evaluation of Prompt Injection and Jailbreak Vulnerabilities in LLMs

Pathade, Chetan

arXiv.org Artificial Intelligence

--Large Language Models (LLMs) are increasingly integrated into consumer and enterprise applications. Despite their capabilities, they remain susceptible to adversarial attacks such as prompt injection and jailbreaks that override alignment safeguards. This paper provides a systematic investigation of jailbreak strategies against various state-of-the-art LLMs. We categorize over 1,400 adversarial prompts, analyze their success against GPT -4, Claude 2, Mistral 7B, and Vicuna, and examine their generalizability and construction logic. We further propose layered mitigation strategies and recommend a hybrid red-teaming and sandboxing approach for robust LLM security.


Enhancing Jailbreak Attacks via Compliance-Refusal-Based Initialization

Levi, Amit, Himelstein, Rom, Nemcovsky, Yaniv, Mendelson, Avi, Baskin, Chaim

arXiv.org Artificial Intelligence

Jailbreak attacks aim to exploit large language models (LLMs) and pose a significant threat to their proper conduct; they seek to bypass models' safeguards and often provoke transgressive behaviors. However, existing automatic jailbreak attacks require extensive computational resources and are prone to converge on suboptimal solutions. In this work, we propose \textbf{C}ompliance \textbf{R}efusal \textbf{I}nitialization (CRI), a novel, attack-agnostic framework that efficiently initializes the optimization in the proximity of the compliance subspace of harmful prompts. By narrowing the initial gap to the adversarial objective, CRI substantially improves adversarial success rates (ASR) and drastically reduces computational overhead -- often requiring just a single optimization step. We evaluate CRI on the widely-used AdvBench dataset over the standard jailbreak attacks of GCG and AutoDAN. Results show that CRI boosts ASR and decreases the median steps to success by up to \textbf{\(\times 60\)}. The project page, along with the reference implementation, is publicly available at \texttt{https://amit1221levi.github.io/CRI-Jailbreak-Init-LLMs-evaluation/}.


Multi-modal Preference Alignment Remedies Degradation of Visual Instruction Tuning on Language Models

Li, Shengzhi, Lin, Rongyu, Pei, Shichao

arXiv.org Artificial Intelligence

Multi-modal large language models (MLLMs) are expected to support multi-turn queries of interchanging image and text modalities in production. However, the current MLLMs trained with visual-question-answering (VQA) datasets could suffer from degradation, as VQA datasets lack the diversity and complexity of the original text instruction datasets with which the underlying language model was trained. To address this degradation, we first collect a lightweight, 5k-sample VQA preference dataset where answers were annotated by Gemini for five quality metrics in a granular fashion and investigate standard Supervised Fine-tuning, rejection sampling, Direct Preference Optimization (DPO) and SteerLM algorithms. Our findings indicate that with DPO, we can surpass the instruction-following capabilities of the language model, achieving a 6.73 score on MT-Bench, compared to Vicuna's 6.57 and LLaVA's 5.99. This enhancement in textual instruction-following capability correlates with boosted visual instruction performance (+4.9\% on MM-Vet, +6\% on LLaVA-Bench), with minimal alignment tax on visual knowledge benchmarks compared to the previous RLHF approach. In conclusion, we propose a distillation-based multi-modal alignment model with fine-grained annotations on a small dataset that restores and boosts MLLM's language capability after visual instruction tuning.


EEG-Defender: Defending against Jailbreak through Early Exit Generation of Large Language Models

Zhao, Chongwen, Dou, Zhihao, Huang, Kaizhu

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are increasingly attracting attention in various applications. Nonetheless, there is a growing concern as some users attempt to exploit these models for malicious purposes, including the synthesis of controlled substances and the propagation of disinformation. In an effort to mitigate such risks, the concept of "Alignment" technology has been developed. However, recent studies indicate that this alignment can be undermined using sophisticated prompt engineering or adversarial suffixes, a technique known as "Jailbreak." Our research takes cues from the human-like generate process of LLMs. We identify that while jailbreaking prompts may yield output logits similar to benign prompts, their initial embeddings within the model's latent space tend to be more analogous to those of malicious prompts. Leveraging this finding, we propose utilizing the early transformer outputs of LLMs as a means to detect malicious inputs, and terminate the generation immediately. Built upon this idea, we introduce a simple yet significant defense approach called EEG-Defender for LLMs. We conduct comprehensive experiments on ten jailbreak methods across three models. Our results demonstrate that EEG-Defender is capable of reducing the Attack Success Rate (ASR) by a significant margin, roughly 85\% in comparison with 50\% for the present SOTAs, with minimal impact on the utility and effectiveness of LLMs.