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 tokenshap


Concept-Level Explainability for Auditing & Steering LLM Responses

arXiv.org Artificial Intelligence

As large language models (LLMs) become widely deployed, concerns about their safety and alignment grow. An approach to steer LLM behavior, such as mitigating biases or defending against jailbreaks, is to identify which parts of a prompt influence specific aspects of the model's output. Token-level attribution methods offer a promising solution, but still struggle in text generation, explaining the presence of each token in the output separately, rather than the underlying semantics of the entire LLM response. We introduce ConceptX, a model-agnostic, concept-level explainability method that identifies the concepts, i.e., semantically rich tokens in the prompt, and assigns them importance based on the outputs' semantic similarity. Unlike current token-level methods, ConceptX also offers to preserve context integrity through in-place token replacements and supports flexible explanation goals, e.g., gender bias. ConceptX enables both auditing, by uncovering sources of bias, and steering, by modifying prompts to shift the sentiment or reduce the harmfulness of LLM responses, without requiring retraining. Across three LLMs, ConceptX outperforms token-level methods like TokenSHAP in both faithfulness and human alignment. Steering tasks boost sentiment shift by 0.252 versus 0.131 for random edits and lower attack success rates from 0.463 to 0.242, outperforming attribution and paraphrasing baselines. While prompt engineering and self-explaining methods sometimes yield safer responses, ConceptX offers a transparent and faithful alternative for improving LLM safety and alignment, demonstrating the practical value of attribution-based explainability in guiding LLM behavior.


TokenSHAP: Interpreting Large Language Models with Monte Carlo Shapley Value Estimation

arXiv.org Artificial Intelligence

As large language models (LLMs) become increasingly prevalent in critical applications, the need for interpretable AI has grown. We introduce TokenSHAP, a novel method for interpreting LLMs by attributing importance to individual tokens or substrings within input prompts. This approach adapts Shapley values from cooperative game theory to natural language processing, offering a rigorous framework for understanding how different parts of an input contribute to a model's response. TokenSHAP leverages Monte Carlo sampling for computational efficiency, providing interpretable, quantitative measures of token importance. We demonstrate its efficacy across diverse prompts and LLM architectures, showing consistent improvements over existing baselines in alignment with human judgments, faithfulness to model behavior, and consistency. Our method's ability to capture nuanced interactions between tokens provides valuable insights into LLM behavior, enhancing model transparency, improving prompt engineering, and aiding in the development of more reliable AI systems. TokenSHAP represents a significant step towards the necessary interpretability for responsible AI deployment, contributing to the broader goal of creating more transparent, accountable, and trustworthy AI systems.