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A Proof of Theorem 4.1

Neural Information Processing Systems

We first state the following Lemma which we will use to prove Theorem 4.1. We prove this via induction. It's easy to see that this holds true at round First we state the following fact: 15 Fact B.1 Suppose the update requester is non-adaptive. We will prove another upper bound using the max-information bound. Bin (k,p) as we have shown in the first part of this theorem.


Efficient Unlearning with Privacy Guarantees

arXiv.org Artificial Intelligence

Privacy protection laws, such as the GDPR, grant individuals the right to request the forgetting of their personal data not only from databases but also from machine learning (ML) models trained on them. Machine unlearning has emerged as a practical means to facilitate model forgetting of data instances seen during training. Although some existing machine unlearning methods guarantee exact forgetting, they are typically costly in computational terms. On the other hand, more affordable methods do not offer forgetting guarantees and are applicable only to specific ML models. In this paper, we present \emph{efficient unlearning with privacy guarantees} (EUPG), a novel machine unlearning framework that offers formal privacy guarantees to individuals whose data are being unlearned. EUPG involves pre-training ML models on data protected using privacy models, and it enables {\em efficient unlearning with the privacy guarantees offered by the privacy models in use}. Through empirical evaluation on four heterogeneous data sets protected with $k$-anonymity and $ฮต$-differential privacy as privacy models, our approach demonstrates utility and forgetting effectiveness comparable to those of exact unlearning methods, while significantly reducing computational and storage costs. Our code is available at https://github.com/najeebjebreel/EUPG.


Efficient Verified Machine Unlearning For Distillation

arXiv.org Artificial Intelligence

Growing data privacy demands, driven by regulations like GDPR and CCPA, require machine unlearning methods capable of swiftly removing the influence of specific training points. Although verified approaches like SISA, using data slicing and checkpointing, achieve efficient unlearning for single models by reverting to intermediate states, these methods struggle in teacher-student knowledge distillation settings. Unlearning in the teacher typically forces costly, complete student retraining due to pervasive information propagation during distillation. Our primary contribution is PURGE (Partitioned Unlearning with Retraining Guarantee for Ensembles), a novel framework integrating verified unlearning with distillation. We introduce constituent mapping and an incremental multi-teacher strategy that partitions the distillation process, confines each teacher constituent's impact to distinct student data subsets, and crucially maintains data isolation. The PURGE framework substantially reduces retraining overhead, requiring only partial student updates when teacher-side unlearning occurs. We provide both theoretical analysis, quantifying significant speed-ups in the unlearning process, and empirical validation on multiple datasets, demonstrating that PURGE achieves these efficiency gains while maintaining student accuracy comparable to standard baselines.


Privacy Preservation through Practical Machine Unlearning

arXiv.org Artificial Intelligence

Machine Learning models thrive on vast datasets, continuously adapting to provide accurate predictions and recommendations. However, in an era dominated by privacy concerns, Machine Unlearning emerges as a transformative approach, enabling the selective removal of data from trained models. This paper examines methods such as Naive Retraining and Exact Unlearning via the SISA framework, evaluating their Computational Costs, Consistency, and feasibility using the $\texttt{HSpam14}$ dataset. We explore the potential of integrating unlearning principles into Positive Unlabeled (PU) Learning to address challenges posed by partially labeled datasets. Our findings highlight the promise of unlearning frameworks like $\textit{DaRE}$ for ensuring privacy compliance while maintaining model performance, albeit with significant computational trade-offs. This study underscores the importance of Machine Unlearning in achieving ethical AI and fostering trust in data-driven systems.


Preconditioned Inexact Stochastic ADMM for Deep Model

arXiv.org Artificial Intelligence

The recent advancement of foundation models (FMs) has brought about a paradigm shift, revolutionizing various sectors worldwide. The popular optimizers used to train these models are stochastic gradient descent-based algorithms, which face inherent limitations, such as slow convergence and stringent assumptions for convergence. In particular, data heterogeneity arising from distributed settings poses significant challenges to their theoretical and numerical performance. This paper develops an algorithm, PISA ({P}reconditioned {I}nexact {S}tochastic {A}lternating Direction Method of Multipliers), which enables scalable parallel computing and supports various second-moment schemes. Grounded in rigorous theoretical guarantees, the algorithm converges under the sole assumption of Lipschitz continuity of the gradient, thereby removing the need for other conditions commonly imposed by stochastic methods. This capability enables PISA to tackle the challenge of data heterogeneity effectively. Comprehensive experimental evaluations for training or fine-tuning diverse FMs, including vision models, large language models, reinforcement learning models, generative adversarial networks, and recurrent neural networks, demonstrate its superior numerical performance compared to various state-of-the-art optimizers.


A hybrid framework for effective and efficient machine unlearning

arXiv.org Artificial Intelligence

Recently machine unlearning (MU) is proposed to remove the imprints of revoked samples from the already trained model parameters, to solve users' privacy concern. Different from the runtime expensive retraining from scratch, there exist two research lines, exact MU and approximate MU with different favorites in terms of accuracy and efficiency. In this paper, we present a novel hybrid strategy on top of them to achieve an overall success. It implements the unlearning operation with an acceptable computation cost, while simultaneously improving the accuracy as much as possible. Specifically, it runs reasonable unlearning techniques by estimating the retraining workloads caused by revocations. If the workload is lightweight, it performs retraining to derive the model parameters consistent with the accurate ones retrained from scratch. Otherwise, it outputs the unlearned model by directly modifying the current parameters, for better efficiency. In particular, to improve the accuracy in the latter case, we propose an optimized version to amend the output model with lightweight runtime penalty. We particularly study the boundary of two approaches in our frameworks to adaptively make the smart selection. Extensive experiments on real datasets validate that our proposals can improve the unlearning efficiency by 1.5$\times$ to 8$\times$ while achieving comparable accuracy.


Towards Scalable Exact Machine Unlearning Using Parameter-Efficient Fine-Tuning

arXiv.org Artificial Intelligence

Machine unlearning is the process of efficiently removing the influence of a training data instance from a trained machine learning model without retraining it from scratch. A popular subclass of unlearning approaches is exact machine unlearning, which focuses on techniques that explicitly guarantee the removal of the influence of a data instance from a model. Exact unlearning approaches use a machine learning model in which individual components are trained on disjoint subsets of the data. During deletion, exact unlearning approaches only retrain the affected components rather than the entire model. While existing approaches reduce retraining costs, it can still be expensive for an organization to retrain a model component as it requires halting a system in production, which leads to service failure and adversely impacts customers. To address these challenges, we introduce an exact unlearning framework -- Sequence-aware Sharded Sliced Training (S3T), designed to enhance the deletion capabilities of an exact unlearning system while minimizing the impact on model's performance. At the core of S3T, we utilize a lightweight parameter-efficient fine-tuning approach that enables parameter isolation by sequentially training layers with disjoint data slices. This enables efficient unlearning by simply deactivating the layers affected by data deletion. Furthermore, to reduce the retraining cost and improve model performance, we train the model on multiple data sequences, which allows S3T to handle an increased number of deletion requests. Both theoretically and empirically, we demonstrate that S3T attains superior deletion capabilities and enhanced performance compared to baselines across a wide range of settings.


FairSISA: Ensemble Post-Processing to Improve Fairness of Unlearning in LLMs

arXiv.org Artificial Intelligence

Training large language models (LLMs) is a costly endeavour in terms of time and computational resources. The large amount of training data used during the unsupervised pre-training phase makes it difficult to verify all data and, unfortunately, undesirable data may be ingested during training. Re-training from scratch is impractical and has led to the creation of the 'unlearning' discipline where models are modified to "unlearn" undesirable information without retraining. However, any modification can alter the behaviour of LLMs, especially on key dimensions such as fairness. This is the first work that examines this interplay between unlearning and fairness for LLMs. In particular, we focus on a popular unlearning framework known as SISA [Bourtoule et al., 2021], which creates an ensemble of models trained on disjoint shards. We evaluate the performance-fairness trade-off for SISA, and empirically demsontrate that SISA can indeed reduce fairness in LLMs. To remedy this, we propose post-processing bias mitigation techniques for ensemble models produced by SISA. We adapt the post-processing fairness improvement technique from [Hardt et al., 2016] to design three methods that can handle model ensembles, and prove that one of the methods is an optimal fair predictor for ensemble of models. Through experimental results, we demonstrate the efficacy of our post-processing framework called 'FairSISA'.


Hierarchical State Abstraction Based on Structural Information Principles

arXiv.org Artificial Intelligence

State abstraction optimizes decision-making by ignoring irrelevant environmental information in reinforcement learning with rich observations. Nevertheless, recent approaches focus on adequate representational capacities resulting in essential information loss, affecting their performances on challenging tasks. In this article, we propose a novel mathematical Structural Information principles-based State Abstraction framework, namely SISA, from the information-theoretic perspective. Specifically, an unsupervised, adaptive hierarchical state clustering method without requiring manual assistance is presented, and meanwhile, an optimal encoding tree is generated. On each non-root tree node, a new aggregation function and condition structural entropy are designed to achieve hierarchical state abstraction and compensate for sampling-induced essential information loss in state abstraction. Empirical evaluations on a visual gridworld domain and six continuous control benchmarks demonstrate that, compared with five SOTA state abstraction approaches, SISA significantly improves mean episode reward and sample efficiency up to 18.98 and 44.44%, respectively. Besides, we experimentally show that SISA is a general framework that can be flexibly integrated with different representation-learning objectives to improve their performances further.