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Know Your RAG: Dataset Taxonomy and Generation Strategies for Evaluating RAG Systems

de Lima, Rafael Teixeira, Gupta, Shubham, Berrospi, Cesar, Mishra, Lokesh, Dolfi, Michele, Staar, Peter, Vagenas, Panagiotis

arXiv.org Artificial Intelligence

Retrieval Augmented Generation (RAG) systems are a widespread application of Large Language Models (LLMs) in the industry. While many tools exist empowering developers to build their own systems, measuring their performance locally, with datasets reflective of the system's use cases, is a technological challenge. Solutions to this problem range from non-specific and cheap (most public datasets) to specific and costly (generating data from local documents). In this paper, we show that using public question and answer (Q&A) datasets to assess retrieval performance can lead to non-optimal systems design, and that common tools for RAG dataset generation can lead to unbalanced data. We propose solutions to these issues based on the characterization of RAG datasets through labels and through label-targeted data generation. Finally, we show that fine-tuned small LLMs can efficiently generate Q&A datasets. We believe that these observations are invaluable to the know-your-data step of RAG systems development.


Exploratory Study Of Human-AI Interaction For Hindustani Music

Shikarpur, Nithya, Huang, Cheng-Zhi Anna

arXiv.org Artificial Intelligence

This paper presents a study of participants interacting with and using GaMaDHaNi, a novel hierarchical generative model for Hindustani vocal contours. To explore possible use cases in human-AI interaction, we conducted a user study with three participants, each engaging with the model through three predefined interaction modes. Although this study was conducted "in the wild"-- with the model unadapted for the shift from the training data to real-world interaction -- we use it as a pilot to better understand the expectations, reactions, and preferences of practicing musicians when engaging with such a model. We note their challenges as (1) the lack of restrictions in model output, and (2) the incoherence of model output. We situate these challenges in the context of Hindustani music and aim to suggest future directions for the model design to address these gaps.


Explainable Deep Learning Analysis for Raga Identification in Indian Art Music

Singh, Parampreet, Arora, Vipul

arXiv.org Artificial Intelligence

The task of Raga Identification is a very popular research problem in Music Information Retrieval. Few studies that have explored this task employed various approaches, such as signal processing, Machine Learning (ML) methods, and more recently Deep Learning (DL) based methods. However, a key question remains unanswered in all of these works: do these ML/DL methods learn and interpret Ragas in a manner similar to human experts? Besides, a significant roadblock in this research is the unavailability of ample supply of rich, labeled datasets, which drives these ML/DL based methods. In this paper, we introduce "Prasarbharti Indian Music" version-1 (PIM-v1), a novel dataset comprising of 191 hours of meticulously labeled Hindustani Classical Music (HCM) recordings, which is the largest labeled dataset for HCM recordings to the best of our knowledge. Our approach involves conducting ablation studies to find the benchmark classification model for Automatic Raga Identification (ARI) using PIM-v1 dataset. We achieve a chunk-wise f1-score of 0.89 for a subset of 12 Raga classes. Subsequently, we employ model explainability techniques to evaluate the classifier's predictions, aiming to ascertain whether they align with human understanding of Ragas or are driven by arbitrary patterns. We validate the correctness of model's predictions by comparing the explanations given by two ExAI models with human expert annotations. Following this, we analyze explanations for individual test examples to understand the role of regions highlighted by explanations in correct or incorrect predictions made by the model.


Carnatic Raga Identification System using Rigorous Time-Delay Neural Network

Natesan, Sanjay, Beigi, Homayoon

arXiv.org Artificial Intelligence

Large scale machine learning-based Raga identification continues to be a nontrivial issue in the computational aspects behind Carnatic music. Each raga consists of many unique and intrinsic melodic patterns that can be used to easily identify them from others. These ragas can also then be used to cluster songs within the same raga, as well as identify songs in other closely related ragas. In this case, the input sound is analyzed using a combination of steps including using a Discrete Fourier transformation and using Triangular Filtering to create custom bins of possible notes, extracting features from the presence of particular notes or lack thereof. Using a combination of Neural Networks including 1D Convolutional Neural Networks conventionally known as Time-Delay Neural Networks) and Long Short-Term Memory (LSTM), which are a form of Recurrent Neural Networks, the backbone of the classification strategy to build the model can be created. In addition, to help with variations in shruti, a long-time attention-based mechanism will be implemented to determine the relative changes in frequency rather than the absolute differences. This will provide a much more meaningful data point when training audio clips in different shrutis. To evaluate the accuracy of the classifier, a dataset of 676 recordings is used. The songs are distributed across the list of ragas. The goal of this program is to be able to effectively and efficiently label a much wider range of audio clips in more shrutis, ragas, and with more background noise.


Byzantine-resilient Federated Learning With Adaptivity to Data Heterogeneity

Zuo, Shiyuan, Yan, Xingrun, Fan, Rongfei, Hu, Han, Shan, Hangguan, Quek, Tony Q. S.

arXiv.org Artificial Intelligence

This paper deals with federated learning (FL) in the presence of malicious Byzantine attacks and data heterogeneity. A novel Robust Average Gradient Algorithm (RAGA) is proposed, which leverages the geometric median for aggregation and can freely select the round number for local updating. Different from most existing resilient approaches, which perform convergence analysis based on strongly-convex loss function or homogeneously distributed dataset, we conduct convergence analysis for not only strongly-convex but also non-convex loss function over heterogeneous dataset. According to our theoretical analysis, as long as the fraction of dataset from malicious users is less than half, RAGA can achieve convergence at rate $\mathcal{O}({1}/{T^{2/3- \delta}})$ where $T$ is the iteration number and $\delta \in (0, 2/3)$ for non-convex loss function, and at linear rate for strongly-convex loss function. Moreover, stationary point or global optimal solution is proved to obtainable as data heterogeneity vanishes. Experimental results corroborate the robustness of RAGA to Byzantine attacks and verifies the advantage of RAGA over baselines on convergence performance under various intensity of Byzantine attacks, for heterogeneous dataset.


RAGAS: Automated Evaluation of Retrieval Augmented Generation

Es, Shahul, James, Jithin, Espinosa-Anke, Luis, Schockaert, Steven

arXiv.org Artificial Intelligence

We introduce RAGAs (Retrieval Augmented Generation Assessment), a framework for reference-free evaluation of Retrieval Augmented Generation (RAG) pipelines. RAG systems are composed of a retrieval and an LLM based generation module, and provide LLMs with knowledge from a reference textual database, which enables them to act as a natural language layer between a user and textual databases, reducing the risk of hallucinations. Evaluating RAG architectures is, however, challenging because there are several dimensions to consider: the ability of the retrieval system to identify relevant and focused context passages, the ability of the LLM to exploit such passages in a faithful way, or the quality of the generation itself. With RAGAs, we put forward a suite of metrics which can be used to evaluate these different dimensions \textit{without having to rely on ground truth human annotations}. We posit that such a framework can crucially contribute to faster evaluation cycles of RAG architectures, which is especially important given the fast adoption of LLMs.


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