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Analyzing the Impact of Participant Failures in Cross-Silo Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) is a new paradigm for training machine learning (ML) models without sharing data. While applying FL in cross-silo scenarios, where organizations collaborate, it is necessary that the FL system is reliable; however, participants can fail due to various reasons (e.g., communication issues or misconfigurations). In order to provide a reliable system, it is necessary to analyze the impact of participant failures. While this problem received attention in cross-device FL where mobile devices with limited resources participate, there is comparatively little research in cross-silo FL. Therefore, we conduct an extensive study for analyzing the impact of participant failures on the model quality in the context of inter-organizational cross-silo FL with few participants. In our study, we focus on analyzing generally influential factors such as the impact of the timing and the data as well as the impact on the evaluation, which is important for deciding, if the model should be deployed. We show that under high skews the evaluation is optimistic and hides the real impact. Furthermore, we demonstrate that the timing impacts the quality of the trained model. Our results offer insights for researchers and software architects aiming to build robust FL systems.


Cooperative Pseudo Labeling for Unsupervised Federated Classification

arXiv.org Artificial Intelligence

Unsupervised Federated Learning (UFL) aims to collab-oratively train a global model across distributed clients without sharing data or accessing label information. Previous UFL works have predominantly focused on representation learning and clustering tasks. Recently, vision language models (e.g., CLIP) have gained significant attention for their powerful zero-shot prediction capabilities. Leveraging this advancement, classification problems that were previously infeasible under the UFL paradigm now present promising new opportunities, yet remain largely unexplored. In this paper, we extend UFL to the classification problem with CLIP for the first time and propose a novel method, F ed erated Co operative P seudo L abeling (F edCoPL). Specifically, clients estimate and upload their pseudo label distribution, and the server adjusts and redistributes them to avoid global imbalance among classes. Moreover, we introduce a partial prompt aggregation protocol for effective collaboration and personalization. In particular, visual prompts containing general image features are aggregated at the server, while text prompts encoding personalized knowledge are retained locally. Extensive experiments demonstrate the superior performance of our FedCoPL compared to baseline methods.


An Empirical Study of Federated Prompt Learning for Vision Language Model

arXiv.org Artificial Intelligence

The Vision Language Model (VLM) excels in aligning vision and language representations, and prompt learning has emerged as a key technique for adapting such models to downstream tasks. However, the application of prompt learning with VLM in federated learning ( FL) scenarios remains under-explored. This paper systematically investigates the behavioral differences between language prompt learning (LPT) and vision prompt learning (VPT) under data heterogeneity challenges, including label skew and domain shift. We conduct extensive experiments to evaluate the impact of various FL and prompt configurations, such as client scale, aggregation strategies, and prompt length, to assess the robustness of Federated Prompt Learning (FPL). Furthermore, we explore strategies for enhancing prompt learning in complex scenarios where label skew and domain shift coexist, including leveraging both prompt types when computational resources allow. Our findings offer practical insights into optimizing prompt learning in federated settings, contributing to the broader deployment of VLMs in privacy-preserving environments.


Geometric Knowledge-Guided Localized Global Distribution Alignment for Federated Learning

arXiv.org Artificial Intelligence

Data heterogeneity in federated learning, characterized by a significant misalignment between local and global distributions, leads to divergent local optimization directions and hinders global model training. Existing studies mainly focus on optimizing local updates or global aggregation, but these indirect approaches demonstrate instability when handling highly heterogeneous data distributions, especially in scenarios where label skew and domain skew coexist. To address this, we propose a geometry-guided data generation method that centers on simulating the global embedding distribution locally. We first introduce the concept of the geometric shape of an embedding distribution and then address the challenge of obtaining global geometric shapes under privacy constraints. Subsequently, we propose GGEUR, which leverages global geometric shapes to guide the generation of new samples, enabling a closer approximation to the ideal global distribution. In single-domain scenarios, we augment samples based on global geometric shapes to enhance model generalization; in multi-domain scenarios, we further employ class prototypes to simulate the global distribution across domains. Extensive experimental results demonstrate that our method significantly enhances the performance of existing approaches in handling highly heterogeneous data, including scenarios with label skew, domain skew, and their coexistence. Code published at: https://github.com/WeiDai-David/2025CVPR_GGEUR


FedLEC: Effective Federated Learning Algorithm with Spiking Neural Networks Under Label Skews

arXiv.org Artificial Intelligence

With the advancement of neuromorphic chips, implementing Federated Learning (FL) with Spiking Neural Networks (SNNs) potentially offers a more energy-efficient schema for collaborative learning across various resource-constrained edge devices. However, one significant challenge in the FL systems is that the data from different clients are often non-independently and identically distributed (non-IID), with label skews presenting substantial difficulties in various federated SNN learning tasks. In this study, we propose a practical post-hoc framework named FedLEC to address the challenge. This framework penalizes the corresponding local logits for locally missing labels to enhance each local model's generalization ability. Additionally, it leverages the pertinent label distribution information distilled from the global model to mitigate label bias. Extensive experiments with three different structured SNNs across five datasets (i.e., three non-neuromorphic and two neuromorphic datasets) demonstrate the efficiency of FedLEC. Compared to seven state-of-the-art FL algorithms, FedLEC achieves an average accuracy improvement of approximately 11.59\% under various label skew distribution settings.


A Mutual Information Perspective on Federated Contrastive Learning

arXiv.org Artificial Intelligence

We investigate contrastive learning in the federated setting through the lens of SimCLR and multi-view mutual information maximization. In doing so, we uncover a connection between contrastive representation learning and user verification; by adding a user verification loss to each client's local SimCLR loss we recover a lower bound to the global multi-view mutual information. To accommodate for the case of when some labelled data are available at the clients, we extend our SimCLR variant to the federated semi-supervised setting. We see that a supervised SimCLR objective can be obtained with two changes: a) the contrastive loss is computed between datapoints that share the same label and b) we require an additional auxiliary head that predicts the correct labels from either of the two views. Along with the proposed SimCLR extensions, we also study how different sources of non-i.i.d.-ness can impact the performance of federated unsupervised learning through global mutual information maximization; we find that a global objective is beneficial for some sources of non-i.i.d.-ness but can be detrimental for others. We empirically evaluate our proposed extensions in various tasks to validate our claims and furthermore demonstrate that our proposed modifications generalize to other pretraining methods.


LEFL: Low Entropy Client Sampling in Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) is a machine learning paradigm where multiple clients collaborate to optimize a single global model using their private data. The global model is maintained by a central server that orchestrates the FL training process through a series of training rounds. In each round, the server samples clients from a client pool before sending them its latest global model parameters for further optimization. Naive sampling strategies implement random client sampling and fail to factor client data distributions for privacy reasons. Hence we proposes an alternative sampling strategy by performing a one-time clustering of clients based on their model's learned high-level features while respecting data privacy. This enables the server to perform stratified client sampling across clusters in every round. We show datasets of sampled clients selected with this approach yield a low relative entropy with respect to the global data distribution. Consequently, the FL training becomes less noisy and significantly improves the convergence of the global model by as much as 7.4% in some experiments. Furthermore, it also significantly reduces the communication rounds required to achieve a target accuracy.


Exploiting Label Skews in Federated Learning with Model Concatenation

arXiv.org Artificial Intelligence

Federated Learning (FL) has emerged as a promising solution to perform deep learning on different data owners without exchanging raw data. However, non-IID data has been a key challenge in FL, which could significantly degrade the accuracy of the final model. Among different non-IID types, label skews have been challenging and common in image classification and other tasks. Instead of averaging the local models in most previous studies, we propose FedConcat, a simple and effective approach that concatenates these local models as the base of the global model to effectively aggregate the local knowledge. To reduce the size of the global model, we adopt the clustering technique to group the clients by their label distributions and collaboratively train a model inside each cluster. We theoretically analyze the advantage of concatenation over averaging by analyzing the information bottleneck of deep neural networks. Experimental results demonstrate that FedConcat achieves significantly higher accuracy than previous state-of-the-art FL methods in various heterogeneous label skew distribution settings and meanwhile has lower communication costs. Our code is publicly available at https://github.com/sjtudyq/FedConcat.


FLea: Improving federated learning on scarce and label-skewed data via privacy-preserving feature augmentation

arXiv.org Artificial Intelligence

Learning a global model by abstracting the knowledge, distributed across multiple clients, without aggregating the raw data is the primary goal of Federated Learning (FL). Typically, this works in rounds alternating between parallel local training at several clients, followed by model aggregation at a server. We found that existing FL methods under-perform when local datasets are small and present severe label skew as these lead to over-fitting and local model bias. This is a realistic setting in many real-world applications. To address the problem, we propose \textit{FLea}, a unified framework that tackles over-fitting and local bias by encouraging clients to exchange privacy-protected features to aid local training. The features refer to activations from an intermediate layer of the model, which are obfuscated before being shared with other clients to protect sensitive information in the data. \textit{FLea} leverages a novel way of combining local and shared features as augmentations to enhance local model learning. Our extensive experiments demonstrate that \textit{FLea} outperforms the start-of-the-art FL methods, sharing only model parameters, by up to $17.6\%$, and FL methods that share data augmentations by up to $6.3\%$, while reducing the privacy vulnerability associated with shared data augmentations.


GPFL: Simultaneously Learning Global and Personalized Feature Information for Personalized Federated Learning

arXiv.org Artificial Intelligence

Federated Learning (FL) is popular for its privacy-preserving and collaborative learning capabilities. Recently, personalized FL (pFL) has received attention for its ability to address statistical heterogeneity and achieve personalization in FL. However, from the perspective of feature extraction, most existing pFL methods only focus on extracting global or personalized feature information during local training, which fails to meet the collaborative learning and personalization goals of pFL. To address this, we propose a new pFL method, named GPFL, to simultaneously learn global and personalized feature information on each client. We conduct extensive experiments on six datasets in three statistically heterogeneous settings and show the superiority of GPFL over ten state-of-the-art methods regarding effectiveness, scalability, fairness, stability, and privacy. Besides, GPFL mitigates overfitting and outperforms the baselines by up to 8.99% in accuracy.