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Uncertainty-Aware Safety-Critical Decision and Control for Autonomous Vehicles at Unsignalized Intersections

arXiv.org Artificial Intelligence

Reinforcement learning (RL) has demonstrated potential in autonomous driving (AD) decision tasks. However, applying RL to urban AD, particularly in intersection scenarios, still faces significant challenges. The lack of safety constraints makes RL vulnerable to risks. Additionally, cognitive limitations and environmental randomness can lead to unreliable decisions in safety-critical scenarios. Therefore, it is essential to quantify confidence in RL decisions to improve safety. This paper proposes an Uncertainty-aware Safety-Critical Decision and Control (USDC) framework, which generates a risk-averse policy by constructing a risk-aware ensemble distributional RL, while estimating uncertainty to quantify the policy's reliability. Subsequently, a high-order control barrier function (HOCBF) is employed as a safety filter to minimize intervention policy while dynamically enhancing constraints based on uncertainty. The ensemble critics evaluate both HOCBF and RL policies, embedding uncertainty to achieve dynamic switching between safe and flexible strategies, thereby balancing safety and efficiency. Simulation tests on unsignalized intersections in multiple tasks indicate that USDC can improve safety while maintaining traffic efficiency compared to baselines.


Safe Multi-Robotic Arm Interaction via 3D Convex Shapes

arXiv.org Artificial Intelligence

Inter-robot collisions pose a significant safety risk when multiple robotic arms operate in close proximity. We present an online collision avoidance methodology leveraging 3D convex shape-based High-Order Control Barrier Functions (HOCBFs) to address this issue. While prior works focused on using Control Barrier Functions (CBFs) for human-robotic arm and single-arm collision avoidance, we explore the problem of collision avoidance between multiple robotic arms operating in a shared space. In our methodology, we utilize the proposed HOCBFs as centralized and decentralized safety filters. These safety filters are compatible with any nominal controller and ensure safety without significantly restricting the robots' workspace. A key challenge in implementing these filters is the computational overhead caused by the large number of safety constraints and the computation of a Hessian matrix per constraint. We address this challenge by employing numerical differentiation methods to approximate computationally intensive terms. The effectiveness of our method is demonstrated through extensive simulation studies and real-world experiments with Franka Research 3 robotic arms.


Dynamic Collision Avoidance Using Velocity Obstacle-Based Control Barrier Functions

arXiv.org Artificial Intelligence

Designing safety-critical controllers for acceleration-controlled unicycle robots is challenging, as control inputs may not appear in the constraints of control Lyapunov functions(CLFs) and control barrier functions (CBFs), leading to invalid controllers. Existing methods often rely on state-feedback-based CLFs and high-order CBFs (HOCBFs), which are computationally expensive to construct and fail to maintain effectiveness in dynamic environments with fast-moving, nearby obstacles. To address these challenges, we propose constructing velocity obstacle-based CBFs (VOCBFs) in the velocity space to enhance dynamic collision avoidance capabilities, instead of relying on distance-based CBFs that require the introduction of HOCBFs. Additionally, by extending VOCBFs using variants of VO, we enable reactive collision avoidance between robots. We formulate a safety-critical controller for acceleration-controlled unicycle robots as a mixed-integer quadratic programming (MIQP), integrating state-feedback-based CLFs for navigation and VOCBFs for collision avoidance. To enhance the efficiency of solving the MIQP, we split the MIQP into multiple sub-optimization problems and employ a decision network to reduce computational costs. Numerical simulations demonstrate that our approach effectively guides the robot to its target while avoiding collisions. Compared to HOCBFs, VOCBFs exhibit significantly improved dynamic obstacle avoidance performance, especially when obstacles are fast-moving and close to the robot. Furthermore, we extend our method to distributed multi-robot systems.


Maintaining Strong $r$-Robustness in Reconfigurable Multi-Robot Networks using Control Barrier Functions

arXiv.org Artificial Intelligence

In leader-follower consensus, strong $r$-robustness of the communication graph provides a sufficient condition for followers to achieve consensus in the presence of misbehaving agents. Previous studies have assumed that robots can form and/or switch between predetermined network topologies with known robustness properties. However, robots with distance-based communication models may not be able to achieve these topologies while moving through spatially constrained environments, such as narrow corridors, to complete their objectives. This paper introduces a Control Barrier Function (CBF) that ensures robots maintain strong $r$-robustness of their communication graph above a certain threshold without maintaining any fixed topologies. Our CBF directly addresses robustness, allowing robots to have flexible reconfigurable network structure while navigating to achieve their objectives. The efficacy of our method is tested through various simulation and hardware experiments.


ABNet: Attention BarrierNet for Safe and Scalable Robot Learning

arXiv.org Artificial Intelligence

Safe learning is central to AI-enabled robots where a single failure may lead to catastrophic results. Barrier-based method is one of the dominant approaches for safe robot learning. However, this method is not scalable, hard to train, and tends to generate unstable signals under noisy inputs that are challenging to be deployed for robots. To address these challenges, we propose a novel Attention BarrierNet (ABNet) that is scalable to build larger foundational safe models in an incremental manner. Each head of BarrierNet in the ABNet could learn safe robot control policies from different features and focus on specific part of the observation. In this way, we do not need to one-shotly construct a large model for complex tasks, which significantly facilitates the training of the model while ensuring its stable output. Most importantly, we can still formally prove the safety guarantees of the ABNet. We demonstrate the strength of ABNet in 2D robot obstacle avoidance, safe robot manipulation, and vision-based end-to-end autonomous driving, with results showing much better robustness and guarantees over existing models.


Real-Time Adaptive Safety-Critical Control with Gaussian Processes in High-Order Uncertain Models

arXiv.org Artificial Intelligence

This paper presents an adaptive online learning framework for systems with uncertain parameters to ensure safety-critical control in non-stationary environments. Our approach consists of two phases. The initial phase is centered on a novel sparse Gaussian process (GP) framework. We first integrate a forgetting factor to refine a variational sparse GP algorithm, thus enhancing its adaptability. Subsequently, the hyperparameters of the Gaussian model are trained with a specially compound kernel, and the Gaussian model's online inferential capability and computational efficiency are strengthened by updating a solitary inducing point derived from new samples, in conjunction with the learned hyperparameters. In the second phase, we propose a safety filter based on high-order control barrier functions (HOCBFs), synergized with the previously trained learning model. By leveraging the compound kernel from the first phase, we effectively address the inherent limitations of GPs in handling high-dimensional problems for real-time applications. The derived controller ensures a rigorous lower bound on the probability of satisfying the safety specification. Finally, the efficacy of our proposed algorithm is demonstrated through real-time obstacle avoidance experiments executed using both a simulation platform and a real-world 7-DOF robot.


Safe Control for Soft-Rigid Robots with Self-Contact using Control Barrier Functions

arXiv.org Artificial Intelligence

Specifically, CBFs are maturity, there is a nascent trend towards soft-rigid hybrid well-suited for constraints characterized by a relative degree robot forms to allow both compliance for safe operation in of one concerning the system dynamics [12], [13]. The High uncertain environments and rigidity to allow load bearing Order CBF (HOCBF), as proposed in [14], is designed to capability [1]-[4]. Indeed, the majority of terrestrial life effectively handle constraints with arbitrarily high relative forms have some articulated rigid body structure that allows degrees, making it a versatile extension of the conventional self-support under gravity. Such robots may expand the range CBF framework. of potential behaviors of robots, but they also may instantiate For soft-rigid robots that experience self-contact, CBFs in new problems. In this work, we will look at a class of softrigid provide a natural mechanism to design controllers that can robots that frequently undergo rigid self contact and we gracefully regulate behavior near contact points (they have will seek to control these systems to gracefully deal with self previously been used for something similar with humanoids contact.


Auxiliary-Variable Adaptive Control Barrier Functions for Safety Critical Systems

arXiv.org Artificial Intelligence

This paper studies safety guarantees for systems with time-varying control bounds. It has been shown that optimizing quadratic costs subject to state and control constraints can be reduced to a sequence of Quadratic Programs (QPs) using Control Barrier Functions (CBFs). One of the main challenges in this method is that the CBF-based QP could easily become infeasible under tight control bounds, especially when the control bounds are time-varying. The recently proposed adaptive CBFs have addressed such infeasibility issues, but require extensive and non-trivial hyperparameter tuning for the CBF-based QP and may introduce overshooting control near the boundaries of safe sets. To address these issues, we propose a new type of adaptive CBFs called Auxiliary-Variable Adaptive CBFs (AVCBFs). Specifically, we introduce an auxiliary variable that multiplies each CBF itself, and define dynamics for the auxiliary variable to adapt it in constructing the corresponding CBF constraint. In this way, we can improve the feasibility of the CBF-based QP while avoiding extensive parameter tuning with non-overshooting control since the formulation is identical to classical CBF methods. We demonstrate the advantages of using AVCBFs and compare them with existing techniques on an Adaptive Cruise Control (ACC) problem with time-varying control bounds.


Learning Robust and Correct Controllers from Signal Temporal Logic Specifications Using BarrierNet

arXiv.org Artificial Intelligence

In this paper, we consider the problem of learning a neural network controller for a system required to satisfy a Signal Temporal Logic (STL) specification. We exploit STL quantitative semantics to define a notion of robust satisfaction. Guaranteeing the correctness of a neural network controller, i.e., ensuring the satisfaction of the specification by the controlled system, is a difficult problem that received a lot of attention recently. We provide a general procedure to construct a set of trainable High Order Control Barrier Functions (HOCBFs) enforcing the satisfaction of formulas in a fragment of STL. We use the BarrierNet, implemented by a differentiable Quadratic Program (dQP) with HOCBF constraints, as the last layer of the neural network controller, to guarantee the satisfaction of the STL formulas. We train the HOCBFs together with other neural network parameters to further improve the robustness of the controller. Simulation results demonstrate that our approach ensures satisfaction and outperforms existing algorithms.


Temporal Waypoint Navigation of Multi-UAV Payload System using Barrier Functions

arXiv.org Artificial Intelligence

Aerial package transportation often requires complex spatial and temporal specifications to be satisfied in order to ensure safe and timely delivery from one point to another. It is usually efficient to transport versatile payloads using multiple UAVs that can work collaboratively to achieve the desired task. The complex temporal specifications can be handled coherently by applying Signal Temporal Logic (STL) to dynamical systems. This paper addresses the problem of waypoint navigation of a multi-UAV payload system under temporal specifications using higher-order time-varying control barrier functions (HOCBFs). The complex nonlinear system of relative degree two is transformed into a simple linear system using input-output feedback linearization. An optimization-based control law is then derived to achieve the temporal waypoint navigation of the payload. The controller's efficacy and real-time implementability are demonstrated by simulating a package delivery scenario inside a high-fidelity Gazebo simulation environment.