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A Scenario-Oriented Survey of Federated Recommender Systems: Techniques, Challenges, and Future Directions

arXiv.org Artificial Intelligence

Extending recommender systems to federated learning (FL) frameworks to protect the privacy of users or platforms while making recommendations has recently gained widespread attention in academia. This is due to the natural coupling of recommender systems and federated learning architectures: the data originates from distributed clients (mostly mobile devices held by users), which are highly related to privacy. In a centralized recommender system (CenRec), the central server collects clients' data, trains the model, and provides the service. Whereas in federated recommender systems (FedRec), the step of data collecting is omitted, and the step of model training is offloaded to each client. The server only aggregates the model and other knowledge, thus avoiding client privacy leakage. Some surveys of federated recommender systems discuss and analyze related work from the perspective of designing FL systems. However, their utility drops by ignoring specific recommendation scenarios' unique characteristics and practical challenges. For example, the statistical heterogeneity issue in cross-domain FedRec originates from the label drift of the data held by different platforms, which is mainly caused by the recommender itself, but not the federated architecture. Therefore, it should focus more on solving specific problems in real-world recommendation scenarios to encourage the deployment FedRec. To this end, this review comprehensively analyzes the coupling of recommender systems and federated learning from the perspective of recommendation researchers and practitioners. We establish a clear link between recommendation scenarios and FL frameworks, systematically analyzing scenario-specific approaches, practical challenges, and potential opportunities. We aim to develop guidance for the real-world deployment of FedRec, bridging the gap between existing research and applications.


Federated Continual Recommendation

arXiv.org Artificial Intelligence

The increasing emphasis on privacy in recommendation systems has led to the adoption of Federated Learning (FL) as a privacy-preserving solution, enabling collaborative training without sharing user data. While Federated Recommendation (FedRec) effectively protects privacy, existing methods struggle with non-stationary data streams, failing to maintain consistent recommendation quality over time. On the other hand, Continual Learning Recommendation (CLRec) methods address evolving user preferences but typically assume centralized data access, making them incompatible with FL constraints. To bridge this gap, we introduce Federated Continual Recommendation (FCRec), a novel task that integrates FedRec and CLRec, requiring models to learn from streaming data while preserving privacy. As a solution, we propose F3CRec, a framework designed to balance knowledge retention and adaptation under the strict constraints of FCRec. F3CRec introduces two key components: Adaptive Replay Memory on the client side, which selectively retains past preferences based on user-specific shifts, and Item-wise Temporal Mean on the server side, which integrates new knowledge while preserving prior information. Extensive experiments demonstrate that F3CRec outperforms existing approaches in maintaining recommendation quality over time in a federated environment.


PRSI: Privacy-Preserving Recommendation Model Based on Vector Splitting and Interactive Protocols

arXiv.org Artificial Intelligence

With the development of the internet, recommending interesting products to users has become a highly valuable research topic for businesses. Recommendation systems play a crucial role in addressing this issue. To prevent the leakage of each user's (client's) private data, Federated Recommendation Systems (FedRec) have been proposed and widely used. However, extensive research has shown that FedRec suffers from security issues such as data privacy leakage, and it is challenging to train effective models with FedRec when each client only holds interaction information for a single user. To address these two problems, this paper proposes a new privacy-preserving recommendation system (PRSI), which includes a preprocessing module and two main phases. The preprocessing module employs split vectors and fake interaction items to protect clients' interaction information and recommendation results. The two main phases are: (1) the collection of interaction information and (2) the sending of recommendation results. In the interaction information collection phase, each client uses the preprocessing module and random communication methods (according to the designed interactive protocol) to protect their ID information and IP addresses. In the recommendation results sending phase, the central server uses the preprocessing module and triplets to distribute recommendation results to each client under secure conditions, following the designed interactive protocol. Finally, we conducted multiple sets of experiments to verify the security, accuracy, and communication cost of the proposed method.


Community Detection Attack against Collaborative Learning-based Recommender Systems

arXiv.org Artificial Intelligence

Collaborative-learning based recommender systems emerged following the success of collaborative learning techniques such as Federated Learning (FL) and Gossip Learning (GL). In these systems, users participate in the training of a recommender system while keeping their history of consumed items on their devices. While these solutions seemed appealing for preserving the privacy of the participants at a first glance, recent studies have shown that collaborative learning can be vulnerable to a variety of privacy attacks. In this paper we propose a novel privacy attack called Community Detection Attack (CDA), which allows an adversary to discover the members of a community based on a set of items of her choice (e.g., discovering users interested in LGBT content). Through experiments on three real recommendation datasets and by using two state-of-the-art recommendation models, we assess the sensitivity of an FL-based recommender system as well as two flavors of Gossip Learning-based recommender systems to CDA. Results show that on all models and all datasets, the FL setting is more vulnerable to CDA than Gossip settings. We further evaluated two off-the-shelf mitigation strategies, namely differential privacy (DP) and a share less policy, which consists in sharing a subset of model parameters. Results show a better privacy-utility trade-off for the share less policy compared to DP especially in the Gossip setting.


PipAttack: Poisoning Federated Recommender Systems forManipulating Item Promotion

arXiv.org Artificial Intelligence

Due to the growing privacy concerns, decentralization emerges rapidly in personalized services, especially recommendation. Also, recent studies have shown that centralized models are vulnerable to poisoning attacks, compromising their integrity. In the context of recommender systems, a typical goal of such poisoning attacks is to promote the adversary's target items by interfering with the training dataset and/or process. Hence, a common practice is to subsume recommender systems under the decentralized federated learning paradigm, which enables all user devices to collaboratively learn a global recommender while retaining all the sensitive data locally. Without exposing the full knowledge of the recommender and entire dataset to end-users, such federated recommendation is widely regarded `safe' towards poisoning attacks. In this paper, we present a systematic approach to backdooring federated recommender systems for targeted item promotion. The core tactic is to take advantage of the inherent popularity bias that commonly exists in data-driven recommenders. As popular items are more likely to appear in the recommendation list, our innovatively designed attack model enables the target item to have the characteristics of popular items in the embedding space. Then, by uploading carefully crafted gradients via a small number of malicious users during the model update, we can effectively increase the exposure rate of a target (unpopular) item in the resulted federated recommender. Evaluations on two real-world datasets show that 1) our attack model significantly boosts the exposure rate of the target item in a stealthy way, without harming the accuracy of the poisoned recommender; and 2) existing defenses are not effective enough, highlighting the need for new defenses against our local model poisoning attacks to federated recommender systems.


FedRec: Federated Learning of Universal Receivers over Fading Channels

arXiv.org Machine Learning

Wireless communications are often subject to fading conditions. Various models have been proposed to capture the inherent randomness of fading in wireless channels, and conventional model-based receiver methods rely on accurate knowledge of this underlying distribution, which in practice may be complex and intractable. In this work we propose a collaborative neural network-based symbol detection mechanism for downlink fading channels, referred to as FedRec, which is based on the maximum a-posteriori probability (MAP) detector. To facilitate training using a limited number of pilots, while capturing a diverse ensemble of fading realizations, we propose a federated training scheme in which multiple users collaborate to jointly learn a universal data-driven detector. The performance of the resulting FedRec receiver is shown to approach the MAP performance in diverse channel conditions without requiring knowledge of the fading statistics, while inducing a substantially reduced communication overhead in its training procedure compared to training in a centralized fashion.