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Dynamic Participation in Federated Learning: Benchmarks and a Knowledge Pool Plugin

arXiv.org Artificial Intelligence

Federated learning (FL) enables clients to collaboratively train a shared model in a distributed manner, setting it apart from traditional deep learning paradigms. However, most existing FL research assumes consistent client participation, overlooking the practical scenario of dynamic participation (DPFL), where clients may intermittently join or leave during training. Moreover, no existing benchmarking framework systematically supports the study of DPFL-specific challenges. In this work, we present the first open-source framework explicitly designed for benchmarking FL models under dynamic client participation. Our framework provides configurable data distributions, participation patterns, and evaluation metrics tailored to DPFL scenarios. Using this platform, we benchmark four major categories of widely adopted FL models and uncover substantial performance degradation under dynamic participation. To address these challenges, we further propose Knowledge-Pool Federated Learning (KPFL), a generic plugin that maintains a shared knowledge pool across both active and idle clients. KPFL leverages dual-age and data-bias weighting, combined with generative knowledge distillation, to mitigate instability and prevent knowledge loss. Extensive experiments demonstrate the significant impact of dynamic participation on FL performance and the effectiveness of KPFL in improving model robustness and generalization.


Upcycling Noise for Federated Unlearning

arXiv.org Artificial Intelligence

In Federated Learning (FL), multiple clients collaboratively train a model without sharing raw data. This paradigm can be further enhanced by Differential Privacy (DP) to protect local data from information inference attacks and is thus termed DPFL. An emerging privacy requirement, ``the right to be forgotten'' for clients, poses new challenges to DPFL but remains largely unexplored. Despite numerous studies on federated unlearning (FU), they are inapplicable to DPFL because the noise introduced by the DP mechanism compromises their effectiveness and efficiency. In this paper, we propose Federated Unlearning with Indistinguishability (FUI) to unlearn the local data of a target client in DPFL for the first time. FUI consists of two main steps: local model retraction and global noise calibration, resulting in an unlearning model that is statistically indistinguishable from the retrained model. Specifically, we demonstrate that the noise added in DPFL can endow the unlearning model with a certain level of indistinguishability after local model retraction, and then fortify the degree of unlearning through global noise calibration. Additionally, for the efficient and consistent implementation of the proposed FUI, we formulate a two-stage Stackelberg game to derive optimal unlearning strategies for both the server and the target client. Privacy and convergence analyses confirm theoretical guarantees, while experimental results based on four real-world datasets illustrate that our proposed FUI achieves superior model performance and higher efficiency compared to mainstream FU schemes. Simulation results further verify the optimality of the derived unlearning strategies.


Mitigating Noise Detriment in Differentially Private Federated Learning with Model Pre-training

arXiv.org Artificial Intelligence

Pre-training exploits public datasets to pre-train an advanced machine learning model, so that the model can be easily tuned to adapt to various downstream tasks. Pre-training has been extensively explored to mitigate computation and communication resource consumption. Inspired by these advantages, we are the first to explore how model pre-training can mitigate noise detriment in differentially private federated learning (DPFL). DPFL is upgraded from federated learning (FL), the de-facto standard for privacy preservation when training the model across multiple clients owning private data. DPFL introduces differentially private (DP) noises to obfuscate model gradients exposed in FL, which however can considerably impair model accuracy. In our work, we compare head fine-tuning (HT) and full fine-tuning (FT), which are based on pre-training, with scratch training (ST) in DPFL through a comprehensive empirical study. Our experiments tune pre-trained models (obtained by pre-training on ImageNet-1K) with CIFAR-10, CHMNIST and Fashion-MNIST (FMNIST) datasets, respectively. The results demonstrate that HT and FT can significantly mitigate noise influence by diminishing gradient exposure times. In particular, HT outperforms FT when the privacy budget is tight or the model size is large. Visualization and explanation study further substantiates our findings. Our pioneering study introduces a new perspective on enhancing DPFL and expanding its practical applications.


A Theoretical Analysis of Efficiency Constrained Utility-Privacy Bi-Objective Optimization in Federated Learning

arXiv.org Artificial Intelligence

Federated learning (FL) enables multiple clients to collaboratively learn a shared model without sharing their individual data. Concerns about utility, privacy, and training efficiency in FL have garnered significant research attention. Differential privacy has emerged as a prevalent technique in FL, safeguarding the privacy of individual user data while impacting utility and training efficiency. Within Differential Privacy Federated Learning (DPFL), previous studies have primarily focused on the utility-privacy trade-off, neglecting training efficiency, which is crucial for timely completion. Moreover, differential privacy achieves privacy by introducing controlled randomness (noise) on selected clients in each communication round. Previous work has mainly examined the impact of noise level ($\sigma$) and communication rounds ($T$) on the privacy-utility dynamic, overlooking other influential factors like the sample ratio ($q$, the proportion of selected clients). This paper systematically formulates an efficiency-constrained utility-privacy bi-objective optimization problem in DPFL, focusing on $\sigma$, $T$, and $q$. We provide a comprehensive theoretical analysis, yielding analytical solutions for the Pareto front. Extensive empirical experiments verify the validity and efficacy of our analysis, offering valuable guidance for low-cost parameter design in DPFL.


Unraveling the Connections between Privacy and Certified Robustness in Federated Learning Against Poisoning Attacks

arXiv.org Artificial Intelligence

Federated learning (FL) provides an efficient paradigm to jointly train a global model leveraging data from distributed users. As local training data comes from different users who may not be trustworthy, several studies have shown that FL is vulnerable to poisoning attacks. Meanwhile, to protect the privacy of local users, FL is usually trained in a differentially private way (DPFL). Thus, in this paper, we ask: What are the underlying connections between differential privacy and certified robustness in FL against poisoning attacks? Can we leverage the innate privacy property of DPFL to provide certified robustness for FL? Can we further improve the privacy of FL to improve such robustness certification? We first investigate both user-level and instance-level privacy of FL and provide formal privacy analysis to achieve improved instance-level privacy. We then provide two robustness certification criteria: certified prediction and certified attack inefficacy for DPFL on both user and instance levels. Theoretically, we provide the certified robustness of DPFL based on both criteria given a bounded number of adversarial users or instances. Empirically, we conduct extensive experiments to verify our theories under a range of poisoning attacks on different datasets. We find that increasing the level of privacy protection in DPFL results in stronger certified attack inefficacy; however, it does not necessarily lead to a stronger certified prediction. Thus, achieving the optimal certified prediction requires a proper balance between privacy and utility loss.