contestability
Explainable AI Isn't Enough! Rethinking Algorithmic Contestability
Freiesleben, Timo, Meding, Kristof, König, Gunnar
Machine learning systems increasingly make life-changing decisions about individuals, such as loan approvals, hiring, and cheating detection, raising a pressing question: how can individuals respond to negative decisions made by these opaque systems? While explainable artificial intelligence (XAI) has largely focused on algorithmic recourse -- helping individuals change their features to obtain a desired outcome -- the parallel problem of algorithmic contestability -- helping individuals review and correct erroneous algorithmic decisions -- has received far less attention, despite its central ethical and legal importance. We trace this neglect to the absence of clear formal definitions and a systematic operationalization of contestability as an algorithmic problem. To address it, we propose an operational definition of contestability as a natural complement to recourse: contestability starts from the presumption that a decision may be incorrect and focuses on identifying evidence to challenge and potentially overturn it, whereas recourse assumes the decision is valid and instead provides pathways for changing it. We show that standard XAI explanations, such as counterfactuals, LIME, or Anchors, even when combined with human intuitions about decision continuity or monotonicity, reveal only errors in the neighborhood of the individual, but provide insufficient grounds for overturning the decision at hand. Going thus beyond traditional XAI, we identify three types of evidence warranting reversal according to the decision maker's own ethical standards: predictive multiplicity, incorrect feature values, and neglected overruling evidence. We argue that these render decisions normatively indefensible and thus successfully contestable. Finally, we analyze how existing EU legislation connects to our framework and argue that individuals already hold some legal rights to these forms of evidence.
Explainable AI Systems Must Be Contestable: Here's How to Make It Happen
Moreira, Catarina, Palatkina, Anna, Braca, Dacia, Walsh, Dylan M., Leihn, Peter J., Chen, Fang, Hubig, Nina C.
As AI regulations around the world intensify their focus on system safety, contestability has become a mandatory, yet ill-defined, safeguard. In XAI, "contestability" remains an empty promise: no formal definition exists, no algorithm guarantees it, and practitioners lack concrete guidance to satisfy regulatory requirements. Grounded in a systematic literature review, this paper presents the first rigorous formal definition of contestability in explainable AI, directly aligned with stakeholder requirements and regulatory mandates. We introduce a modular framework of by-design and post-hoc mechanisms spanning human-centered interfaces, technical architectures, legal processes, and organizational workflows. To operationalize our framework, we propose the Contestability Assessment Scale, a composite metric built on more than twenty quantitative criteria. Through multiple case studies across diverse application domains, we reveal where state-of-the-art systems fall short and show how our framework drives targeted improvements. By converting contestability from regulatory theory into a practical framework, our work equips practitioners with the tools to embed genuine recourse and accountability into AI systems.
From Stem to Stern: Contestability Along AI Value Chains
Balayn, Agathe, Pi, Yulu, Widder, David Gray, Alfrink, Kars, Yurrita, Mireia, Upadhyay, Sohini, Karusala, Naveena, Lyons, Henrietta, Turkay, Cagatay, Tessono, Christelle, Attard-Frost, Blair, Gadiraju, Ujwal
This workshop will grow and consolidate a community of interdisciplinary CSCW researchers focusing on the topic of contestable AI. As an outcome of the workshop, we will synthesize the most pressing opportunities and challenges for contestability along AI value chains in the form of a research roadmap. This roadmap will help shape and inspire imminent work in this field. Considering the length and depth of AI value chains, it will especially spur discussions around the contestability of AI systems along various sites of such chains. The workshop will serve as a platform for dialogue and demonstrations of concrete, successful, and unsuccessful examples of AI systems that (could or should) have been contested, to identify requirements, obstacles, and opportunities for designing and deploying contestable AI in various contexts. This will be held primarily as an in-person workshop, with some hybrid accommodation. The day will consist of individual presentations and group activities to stimulate ideation and inspire broad reflections on the field of contestable AI. Our aim is to facilitate interdisciplinary dialogue by bringing together researchers, practitioners, and stakeholders to foster the design and deployment of contestable AI.
Challenging the Machine: Contestability in Government AI Systems
Landau, Susan, Dempsey, James X., Kamar, Ece, Bellovin, Steven M., Pool, Robert
In an October 2023 executive order (EO), President Biden issued a detailed but largely aspirational road map for the safe and responsible development and use of artificial intelligence (AI). The challenge for the January 24-25, 2024 workshop was to transform those aspirations regarding one specific but crucial issue -- the ability of individuals to challenge government decisions made about themselves -- into actionable guidance enabling agencies to develop, procure, and use genuinely contestable advanced automated decision-making systems. While the Administration has taken important steps since the October 2023 EO, the insights garnered from our workshop remain highly relevant, as the requirements for contestability of advanced decision-making systems are not yet fully defined or implemented. The workshop brought together technologists, members of government agencies and civil society organizations, litigators, and researchers in an intensive two-day meeting that examined the challenges that users, developers, and agencies faced in enabling contestability in light of advanced automated decision-making systems. To ensure a free and open flow of discussion, the meeting was held under a modified version of the Chatham House rule. Participants were free to use any information or details that they learned, but they may not attribute any remarks made at the meeting by the identity or the affiliation of the speaker. Thus, the workshop summary that follows anonymizes speakers and their affiliation. Where an identification of an agency, company, or organization is made, it is done from a public, identified resource and does not necessarily reflect statements made by participants at the workshop. This document is a report of that workshop, along with recommendations and explanatory material.
Contestable AI needs Computational Argumentation
Leofante, Francesco, Ayoobi, Hamed, Dejl, Adam, Freedman, Gabriel, Gorur, Deniz, Jiang, Junqi, Paulino-Passos, Guilherme, Rago, Antonio, Rapberger, Anna, Russo, Fabrizio, Yin, Xiang, Zhang, Dekai, Toni, Francesca
AI has become pervasive in recent years, but state-of-the-art approaches predominantly neglect the need for AI systems to be contestable. Instead, contestability is advocated by AI guidelines (e.g. by the OECD) and regulation of automated decision-making (e.g. GDPR). In this position paper we explore how contestability can be achieved computationally in and for AI. We argue that contestable AI requires dynamic (human-machine and/or machine-machine) explainability and decision-making processes, whereby machines can (i) interact with humans and/or other machines to progressively explain their outputs and/or their reasoning as well as assess grounds for contestation provided by these humans and/or other machines, and (ii) revise their decision-making processes to redress any issues successfully raised during contestation. Given that much of the current AI landscape is tailored to static AIs, the need to accommodate contestability will require a radical rethinking, that, we argue, computational argumentation is ideally suited to support.
Recommendations for Government Development and Use of Advanced Automated Systems to Make Decisions about Individuals
Landau, Susan, Dempsey, James X., Kamar, Ece, Bellovin, Steven M.
Contestability -- the ability to effectively challenge a decision -- is critical to the implementation of fairness. In the context of governmental decision making about individuals, contestability is often constitutionally required as an element of due process; specific procedures may be required by state or federal law relevant to a particular program. In addition, contestability can be a valuable way to discover systemic errors, contributing to ongoing assessments and system improvement. On January 24-25, 2024, with support from the National Science Foundation and the William and Flora Hewlett Foundation, we convened a diverse group of government officials, representatives of leading technology companies, technology and policy experts from academia and the non-profit sector, advocates, and stakeholders for a workshop on advanced automated decision making, contestability, and the law. Informed by the workshop's rich and wide-ranging discussion, we offer these recommendations. A full report summarizing the discussion is in preparation.
The flawed algorithm at the heart of Robodebt
Australia's Royal Commission into the Robodebt Scheme has published its findings. Various unnamed individuals are referred for potential civil or criminal investigation, but its publication is a timely reminder of the potential dangers presented by automated decision-making systems, and how the best way to mitigate their risks is by instilling a strong culture of ethics and systems for accountability in our institutions. The so-called Robodebt scheme was touted to save billions of dollars by using automation and algorithms to identify welfare fraud and overpayments. But in the end, it serves as a salient lesson in the dangers of replacing human oversight and judgement with automated decision-making. It reminds us that the basic method was not merely flawed but illegal; it was premised on the false belief of treating welfare recipients as cheats (rather than as society's most vulnerable); and it lacked both transparency and oversight.
Contestable Camera Cars: A Speculative Design Exploration of Public AI That Is Open and Responsive to Dispute
Alfrink, Kars, Keller, Ianus, Doorn, Neelke, Kortuem, Gerd
Local governments increasingly use artificial intelligence (AI) for automated decision-making. Contestability, making systems responsive to dispute, is a way to ensure they respect human rights to autonomy and dignity. We investigate the design of public urban AI systems for contestability through the example of camera cars: human-driven vehicles equipped with image sensors. Applying a provisional framework for contestable AI, we use speculative design to create a concept video of a contestable camera car. Using this concept video, we then conduct semi-structured interviews with 17 civil servants who work with AI employed by a large northwestern European city. The resulting data is analyzed using reflexive thematic analysis to identify the main challenges facing the implementation of contestability in public AI. We describe how civic participation faces issues of representation, public AI systems should integrate with existing democratic practices, and cities must expand capacities for responsible AI development and operation.
Context-dependent Explainability and Contestability for Trustworthy Medical Artificial Intelligence: Misclassification Identification of Morbidity Recognition Models in Preterm Infants
Guzey, Isil, Ucar, Ozlem, Ciftdemir, Nukhet Aladag, Acunas, Betul
Although machine learning (ML) models of AI achieve high performances in medicine, they are not free of errors. Empowering clinicians to identify incorrect model recommendations is crucial for engendering trust in medical AI. Explainable AI (XAI) aims to address this requirement by clarifying AI reasoning to support the end users. Several studies on biomedical imaging achieved promising results recently. Nevertheless, solutions for models using tabular data are not sufficient to meet the requirements of clinicians yet. This paper proposes a methodology to support clinicians in identifying failures of ML models trained with tabular data. We built our methodology on three main pillars: decomposing the feature set by leveraging clinical context latent space, assessing the clinical association of global explanations, and Latent Space Similarity (LSS) based local explanations. We demonstrated our methodology on ML-based recognition of preterm infant morbidities caused by infection. The risk of mortality, lifelong disability, and antibiotic resistance due to model failures was an open research question in this domain. We achieved to identify misclassification cases of two models with our approach. By contextualizing local explanations, our solution provides clinicians with actionable insights to support their autonomy for informed final decisions.
UK government positions itself away from EU on AI regulation while testing how light touch it can go
The UK government launched a trio of documents concerning AI on 18 July, all with the general purpose of fostering innovation, increasing public trust in the technology and giving clarity to business. But for the detail that will allow this, there is a wait until at least the end of the year when the government will publish its white paper on AI regulation, itself another pause for reflection. The department responsible is clear on the UK approach differing from that of the EU as regulation will be spread across six bodies rather than one dedicated regulator in the EU, but less clear on what the regulation will be for now other than so light-touch that it may just be guidance. In the meantime, one of the documents calls for views on regulation over the next 10 weeks. Last September, a trio of agencies (the Department for Digital, Culture, Media and Sport, the Department for Business, Engergy and Industrial Strategy and the Office for Artificial Intelligence) released the National AI Strategy guidance which promised useful developments such as a transparency standard for AI coding, something of a world-first (subsequently published in December).