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Collaborating Authors

 Zhao, Jianzhe


Efficient and Effective Prompt Tuning via Prompt Decomposition and Compressed Outer Product

arXiv.org Artificial Intelligence

Prompt tuning (PT) offers a cost-effective alternative to fine-tuning large-scale pre-trained language models (PLMs), requiring only a few parameters in soft prompt tokens added before the input text. However, existing PT approaches face two significant issues: (i) They overlook intrinsic semantic associations between soft prompt tokens, leading to high discreteness and limited interactions, thus reducing the model's comprehension and effectiveness in complex tasks. (ii) Due to the complexity of downstream tasks, long soft prompt is necessitated to improve performance, but prompt length correlates positively with memory usage and computational costs. Achieving high efficiency and performance remains an ongoing challenge. To address these issues, we propose a novel Low-parameters prompt tuning (LAMP) method, which leverages prompt decomposition and compressed outer product. Specifically, the prompt decomposition module employs Truncated SVD to reduce training parameters and significantly lower the dimensionality of the soft prompt parameter space. It then utilizes a compressed outer product module to facilitate multiple interactions among prompt tokens, exploring their intrinsic associations to enhance knowledge representation. Finally, LAMP uses average pooling to reduce memory usage and training/inference time. Extensive experiments across six architectures and eight datasets demonstrate that LAMP outperforms state-of-the-art PT-based and LoRA-based methods in performance and efficiency.


Data Assetization via Resources-decoupled Federated Learning

arXiv.org Artificial Intelligence

With the development of the digital economy, data is increasingly recognized as an essential resource for both work and life. However, due to privacy concerns, data owners tend to maximize the value of data through the circulation of information rather than direct data transfer. Federated learning (FL) provides an effective approach to collaborative training models while preserving privacy. However, as model parameters and training data grow, there are not only real differences in data resources between different data owners, but also mismatches between data and computing resources. These challenges lead to inadequate collaboration among data owners, compute centers, and model owners, reducing the global utility of the three parties and the effectiveness of data assetization. In this work, we first propose a framework for resource-decoupled FL involving three parties. Then, we design a Tripartite Stackelberg Model and theoretically analyze the Stackelberg-Nash equilibrium (SNE) for participants to optimize global utility. Next, we propose the Quality-aware Dynamic Resources-decoupled FL algorithm (QD-RDFL), in which we derive and solve the optimal strategies of all parties to achieve SNE using backward induction. We also design a dynamic optimization mechanism to improve the optimal strategy profile by evaluating the contribution of data quality from data owners to the global model during real training. Finally, our extensive experiments demonstrate that our method effectively encourages the linkage of the three parties involved, maximizing the global utility and value of data assets.


Distributionally Robust Graph Out-of-Distribution Recommendation via Diffusion Model

arXiv.org Machine Learning

The distributionally robust optimization (DRO)-based graph neural network methods improve recommendation systems' out-of-distribution (OOD) generalization by optimizing the model's worst-case performance. However, these studies fail to consider the impact of noisy samples in the training data, which results in diminished generalization capabilities and lower accuracy. Through experimental and theoretical analysis, this paper reveals that current DRO-based graph recommendation methods assign greater weight to noise distribution, leading to model parameter learning being dominated by it. When the model overly focuses on fitting noise samples in the training data, it may learn irrelevant or meaningless features that cannot be generalized to OOD data. To address this challenge, we design a Distributionally Robust Graph model for OOD recommendation (DRGO). Specifically, our method first employs a simple and effective diffusion paradigm to alleviate the noisy effect in the latent space. Additionally, an entropy regularization term is introduced in the DRO objective function to avoid extreme sample weights in the worst-case distribution. Finally, we provide a theoretical proof of the generalization error bound of DRGO as well as a theoretical analysis of how our approach mitigates noisy sample effects, which helps to better understand the proposed framework from a theoretical perspective. We conduct extensive experiments on four datasets to evaluate the effectiveness of our framework against three typical distribution shifts, and the results demonstrate its superiority in both independently and identically distributed distributions (IID) and OOD.


Efficient Prompt Tuning by Multi-Space Projection and Prompt Fusion

arXiv.org Artificial Intelligence

Prompt tuning is a promising method to fine-tune a pre-trained language model without retraining its large-scale parameters. Instead, it attaches a soft prompt to the input text, whereby downstream tasks can be well adapted by merely learning the embeddings of prompt tokens. Nevertheless, existing methods still suffer from two challenges: (i) they are hard to balance accuracy and efficiency. A longer (shorter) soft prompt generally leads to a better(worse) accuracy but at the cost of more (less) training time. (ii)The performance may not be consistent when adapting to different downstream tasks. We attribute it to the same embedding space but responsible for different requirements of downstream tasks. To address these issues, we propose an Efficient Prompt Tuning method (EPT) by multi-space projection and prompt fusion. Specifically, it decomposes a given soft prompt into a shorter prompt and two low-rank matrices, significantly reducing the training time. Accuracy is also enhanced by leveraging low-rank matrices and the short prompt as additional knowledge sources to enrich the semantics of the original short prompt. In addition, we project the soft prompt into multiple subspaces to improve the performance consistency, and then adaptively learn the combination weights of different spaces through a gating network. Experiments on 13 natural language processing downstream tasks show that our method significantly and consistently outperforms 11 comparison methods with the relative percentage of improvements up to 12.9%, and training time decreased by 14%.


Towards Unified Modeling for Positive and Negative Preferences in Sign-Aware Recommendation

arXiv.org Artificial Intelligence

Recently, sign-aware graph recommendation has drawn much attention as it will learn users' negative preferences besides positive ones from both positive and negative interactions (i.e., links in a graph) with items. To accommodate the different semantics of negative and positive links, existing works utilize two independent encoders to model users' positive and negative preferences, respectively. However, these approaches cannot learn the negative preferences from high-order heterogeneous interactions between users and items formed by multiple links with different signs, resulting in inaccurate and incomplete negative user preferences. To cope with these intractable issues, we propose a novel \textbf{L}ight \textbf{S}igned \textbf{G}raph Convolution Network specifically for \textbf{Rec}ommendation (\textbf{LSGRec}), which adopts a unified modeling approach to simultaneously model high-order users' positive and negative preferences on a signed user-item interaction graph. Specifically, for the negative preferences within high-order heterogeneous interactions, first-order negative preferences are captured by the negative links, while high-order negative preferences are propagated along positive edges. Then, recommendation results are generated based on positive preferences and optimized with negative ones. Finally, we train representations of users and items through different auxiliary tasks. Extensive experiments on three real-world datasets demonstrate that our method outperforms existing baselines regarding performance and computational efficiency. Our code is available at \url{https://anonymous.4open.science/r/LSGRec-BB95}.