Wang, Shuaiqiang
Towards Next-Generation Recommender Systems: A Benchmark for Personalized Recommendation Assistant with LLMs
Huang, Jiani, Wang, Shijie, Ning, Liang-bo, Fan, Wenqi, Wang, Shuaiqiang, Yin, Dawei, Li, Qing
Recommender systems (RecSys) are widely used across various modern digital platforms and have garnered significant attention. Traditional recommender systems usually focus only on fixed and simple recommendation scenarios, making it difficult to generalize to new and unseen recommendation tasks in an interactive paradigm. Recently, the advancement of large language models (LLMs) has revolutionized the foundational architecture of RecSys, driving their evolution into more intelligent and interactive personalized recommendation assistants. However, most existing studies rely on fixed task-specific prompt templates to generate recommendations and evaluate the performance of personalized assistants, which limits the comprehensive assessments of their capabilities. This is because commonly used datasets lack high-quality textual user queries that reflect real-world recommendation scenarios, making them unsuitable for evaluating LLM-based personalized recommendation assistants. To address this gap, we introduce RecBench+, a new dataset benchmark designed to access LLMs' ability to handle intricate user recommendation needs in the era of LLMs. RecBench+ encompasses a diverse set of queries that span both hard conditions and soft preferences, with varying difficulty levels. We evaluated commonly used LLMs on RecBench+ and uncovered below findings: 1) LLMs demonstrate preliminary abilities to act as recommendation assistants, 2) LLMs are better at handling queries with explicitly stated conditions, while facing challenges with queries that require reasoning or contain misleading information. Our dataset has been released at https://github.com/jiani-huang/RecBench.git.
Retrieval Models Aren't Tool-Savvy: Benchmarking Tool Retrieval for Large Language Models
Shi, Zhengliang, Wang, Yuhan, Yan, Lingyong, Ren, Pengjie, Wang, Shuaiqiang, Yin, Dawei, Ren, Zhaochun
Tool learning aims to augment large language models (LLMs) with diverse tools, enabling them to act as agents for solving practical tasks. Due to the limited context length of tool-using LLMs, adopting information retrieval (IR) models to select useful tools from large toolsets is a critical initial step. However, the performance of IR models in tool retrieval tasks remains underexplored and unclear. Most tool-use benchmarks simplify this step by manually pre-annotating a small set of relevant tools for each task, which is far from the real-world scenarios. In this paper, we propose ToolRet, a heterogeneous tool retrieval benchmark comprising 7.6k diverse retrieval tasks, and a corpus of 43k tools, collected from existing datasets. We benchmark six types of models on ToolRet. Surprisingly, even the models with strong performance in conventional IR benchmarks, exhibit poor performance on ToolRet. This low retrieval quality degrades the task pass rate of tool-use LLMs. As a further step, we contribute a large-scale training dataset with over 200k instances, which substantially optimizes the tool retrieval ability of IR models.
DBR: Divergence-Based Regularization for Debiasing Natural Language Understanding Models
Li, Zihao, Tang, Ruixiang, Cheng, Lu, Wang, Shuaiqiang, Yin, Dawei, Du, Mengnan
Pre-trained language models (PLMs) have achieved impressive results on various natural language processing tasks. However, recent research has revealed that these models often rely on superficial features and shortcuts instead of developing a genuine understanding of language, especially for natural language understanding (NLU) tasks. Consequently, the models struggle to generalize to out-of-domain data. In this work, we propose Divergence Based Regularization (DBR) to mitigate this shortcut learning behavior. Our method measures the divergence between the output distributions for original examples and examples where shortcut tokens have been masked. This process prevents the model's predictions from being overly influenced by shortcut features or biases. We evaluate our model on three NLU tasks and find that it improves out-of-domain performance with little loss of in-domain accuracy. Our results demonstrate that reducing the reliance on shortcuts and superficial features can enhance the generalization ability of large pre-trained language models.
Reasoning-to-Defend: Safety-Aware Reasoning Can Defend Large Language Models from Jailbreaking
Zhu, Junda, Yan, Lingyong, Wang, Shuaiqiang, Yin, Dawei, Sha, Lei
The reasoning abilities of Large Language Models (LLMs) have demonstrated remarkable advancement and exceptional performance across diverse domains. However, leveraging these reasoning capabilities to enhance LLM safety against adversarial attacks and jailbreak queries remains largely unexplored. To bridge this gap, we propose Reasoning-to-Defend (R2D), a novel training paradigm that integrates safety reflections of queries and responses into LLMs' generation process, unlocking a safety-aware reasoning mechanism. This approach enables self-evaluation at each reasoning step to create safety pivot tokens as indicators of the response's safety status. Furthermore, in order to improve the learning efficiency of pivot token prediction, we propose Contrastive Pivot Optimization(CPO), which enhances the model's ability to perceive the safety status of dialogues. Through this mechanism, LLMs dynamically adjust their response strategies during reasoning, significantly enhancing their defense capabilities against jailbreak attacks. Extensive experimental results demonstrate that R2D effectively mitigates various attacks and improves overall safety, highlighting the substantial potential of safety-aware reasoning in strengthening LLMs' robustness against jailbreaks.
VideoRAG: Retrieval-Augmented Generation with Extreme Long-Context Videos
Ren, Xubin, Xu, Lingrui, Xia, Long, Wang, Shuaiqiang, Yin, Dawei, Huang, Chao
Retrieval-Augmented Generation (RAG) has demonstrated remarkable success in enhancing Large Language Models (LLMs) through external knowledge integration, yet its application has primarily focused on textual content, leaving the rich domain of multi-modal video knowledge predominantly unexplored. This paper introduces VideoRAG, the first retrieval-augmented generation framework specifically designed for processing and understanding extremely long-context videos. Our core innovation lies in its dual-channel architecture that seamlessly integrates (i) graph-based textual knowledge grounding for capturing cross-video semantic relationships, and (ii) multi-modal context encoding for efficiently preserving visual features. This novel design empowers VideoRAG to process unlimited-length videos by constructing precise knowledge graphs that span multiple videos while maintaining semantic dependencies through specialized multi-modal retrieval paradigms. Through comprehensive empirical evaluation on our proposed LongerVideos benchmark-comprising over 160 videos totaling 134+ hours across lecture, documentary, and entertainment categories-VideoRAG demonstrates substantial performance compared to existing RAG alternatives and long video understanding methods. The source code of VideoRAG implementation and the benchmark dataset are openly available at: https://github.com/HKUDS/VideoRAG.
Improving Retrieval-Augmented Generation through Multi-Agent Reinforcement Learning
Chen, Yiqun, Yan, Lingyong, Sun, Weiwei, Ma, Xinyu, Zhang, Yi, Wang, Shuaiqiang, Yin, Dawei, Yang, Yiming, Mao, Jiaxin
Retrieval-augmented generation (RAG) is extensively utilized to incorporate external, current knowledge into large language models, thereby minimizing hallucinations. A standard RAG pipeline may comprise several components, such as query rewriting, document retrieval, document filtering, and answer generation. However, these components are typically optimized separately through supervised fine-tuning, which can lead to misalignments between the objectives of individual modules and the overarching aim of generating accurate answers in question-answering (QA) tasks. Although recent efforts have explored reinforcement learning (RL) to optimize specific RAG components, these approaches often focus on overly simplistic pipelines with only two components or do not adequately address the complex interdependencies and collaborative interactions among the modules. To overcome these challenges, we propose treating the RAG pipeline as a multi-agent cooperative task, with each component regarded as an RL agent. Specifically, we present MMOA-RAG, a Multi-Module joint Optimization Algorithm for RAG, which employs multi-agent reinforcement learning to harmonize all agents' goals towards a unified reward, such as the F1 score of the final answer. Experiments conducted on various QA datasets demonstrate that MMOA-RAG improves the overall pipeline performance and outperforms existing baselines. Furthermore, comprehensive ablation studies validate the contributions of individual components and the adaptability of MMOA-RAG across different RAG components and datasets. The code of MMOA-RAG is on https://github.com/chenyiqun/MMOA-RAG.
Divide-Then-Aggregate: An Efficient Tool Learning Method via Parallel Tool Invocation
Zhu, Dongsheng, Shi, Weixian, Shi, Zhengliang, Ren, Zhaochun, Wang, Shuaiqiang, Yan, Lingyong, Yin, Dawei
Although current Large Language Models (LLMs) exhibit impressive capabilities, performing complex real-world tasks still requires tool learning. Mainstream methods, such as CoT/ReAct, rely on step-by-step tool invocation to interact with external environments, but they are limited in perceptual scope and lack adequate task-planning capability. To address these limitations, other studies introduce the first Search-based Decision Tree (DFSDT), which still suffers from the high computational cost. In this paper, we introduce a novel parallel tool invocation paradigm, DTA-Llama (Divide-Then-Aggregate Llama). First, we transform traditional tree-based tool search paths into Directed Acyclic Graph (DAG) structure, generating a high-quality parallel tool invocation dataset. The DTA-Llama is then trained on the dataset to learn to iteratively divide the current task into several parallel tool invocation sub-tasks and aggregate the invocation results to decide the next actions. Furthermore, we introduce an efficient inference framework inspired by the Process/Threads mechanism when applying the DTA-Llama to practical tasks. Experimental results show that our approach substantially enhances task performance while reducing token consumption and inference time. Llama2-7B, using our method, is comparable to the official parallel function calling method of GPT-3.5. The relevant code, dataset, and model weights are available at https://corn0205.github.io/
Sliding Windows Are Not the End: Exploring Full Ranking with Long-Context Large Language Models
Liu, Wenhan, Ma, Xinyu, Zhu, Yutao, Zhao, Ziliang, Wang, Shuaiqiang, Yin, Dawei, Dou, Zhicheng
Large Language Models (LLMs) have shown exciting performance in listwise passage ranking. Due to the limited input length, existing methods often adopt the sliding window strategy. Such a strategy, though effective, is inefficient as it involves repetitive and serialized processing, which usually re-evaluates relevant passages multiple times. As a result, it incurs redundant API costs, which are proportional to the number of inference tokens. The development of long-context LLMs enables the full ranking of all passages within a single inference, avoiding redundant API costs. In this paper, we conduct a comprehensive study of long-context LLMs for ranking tasks in terms of efficiency and effectiveness. Surprisingly, our experiments reveal that full ranking with long-context LLMs can deliver superior performance in the supervised fine-tuning setting with a huge efficiency improvement. Furthermore, we identify two limitations of fine-tuning the full ranking model based on existing methods: (1) sliding window strategy fails to produce a full ranking list as a training label, and (2) the language modeling loss cannot emphasize top-ranked passage IDs in the label. To alleviate these issues, we propose a new complete listwise label construction approach and a novel importance-aware learning objective for full ranking. Experiments show the superior performance of our method over baselines. Our codes are available at \url{https://github.com/8421BCD/fullrank}.
PA-RAG: RAG Alignment via Multi-Perspective Preference Optimization
Wu, Jiayi, Cai, Hengyi, Yan, Lingyong, Sun, Hao, Li, Xiang, Wang, Shuaiqiang, Yin, Dawei, Gao, Ming
The emergence of Retrieval-augmented generation (RAG) has alleviated the issues of outdated and hallucinatory content in the generation of large language models (LLMs), yet it still reveals numerous limitations. When a general-purpose LLM serves as the RAG generator, it often suffers from inadequate response informativeness, response robustness, and citation quality. Past approaches to tackle these limitations, either by incorporating additional steps beyond generating responses or optimizing the generator through supervised fine-tuning (SFT), still failed to align with the RAG requirement thoroughly. Consequently, optimizing the RAG generator from multiple preference perspectives while maintaining its end-to-end LLM form remains a challenge. To bridge this gap, we propose Multiple Perspective Preference Alignment for Retrieval-Augmented Generation (PA-RAG), a method for optimizing the generator of RAG systems to align with RAG requirements comprehensively. Specifically, we construct high-quality instruction fine-tuning data and multi-perspective preference data by sampling varied quality responses from the generator across different prompt documents quality scenarios. Subsequently, we optimize the generator using SFT and Direct Preference Optimization (DPO). Extensive experiments conducted on four question-answer datasets across three LLMs demonstrate that PA-RAG can significantly enhance the performance of RAG generators. Our code and datasets are available at https://github.com/wujwyi/PA-RAG.
Variational Graph Autoencoder for Heterogeneous Information Networks with Missing and Inaccurate Attributes
Zhao, Yige, Yu, Jianxiang, Cheng, Yao, Yu, Chengcheng, Liu, Yiding, Li, Xiang, Wang, Shuaiqiang
Heterogeneous Information Networks (HINs), which consist of various types of nodes and edges, have recently demonstrated excellent performance in graph mining. However, most existing heterogeneous graph neural networks (HGNNs) ignore the problems of missing attributes, inaccurate attributes and scarce labels for nodes, which limits their expressiveness. In this paper, we propose a generative self-supervised model GraMI to address these issues simultaneously. Specifically, GraMI first initializes all the nodes in the graph with a low-dimensional representation matrix. After that, based on the variational graph autoencoder framework, GraMI learns both node-level and attribute-level embeddings in the encoder, which can provide fine-grained semantic information to construct node attributes. In the decoder, GraMI reconstructs both links and attributes. Instead of directly reconstructing raw features for attributed nodes, GraMI generates the initial low-dimensional representation matrix for all the nodes, based on which raw features of attributed nodes are further reconstructed to leverage accurate attributes. In this way, GraMI can not only complete informative features for non-attributed nodes, but rectify inaccurate ones for attributed nodes. Finally, we conduct extensive experiments to show the superiority of GraMI in tackling HINs with missing and inaccurate attributes.