Wang, Keze
AlphaAgent: LLM-Driven Alpha Mining with Regularized Exploration to Counteract Alpha Decay
Tang, Ziyi, Chen, Zechuan, Yang, Jiarui, Mai, Jiayao, Zheng, Yongsen, Wang, Keze, Chen, Jinrui, Lin, Liang
Alpha mining, a critical component in quantitative investment, focuses on discovering predictive signals for future asset returns in increasingly complex financial markets. However, the pervasive issue of alpha decay, where factors lose their predictive power over time, poses a significant challenge for alpha mining. Traditional methods like genetic programming face rapid alpha decay from overfitting and complexity, while approaches driven by Large Language Models (LLMs), despite their promise, often rely too heavily on existing knowledge, creating homogeneous factors that worsen crowding and accelerate decay. To address this challenge, we propose AlphaAgent, an autonomous framework that effectively integrates LLM agents with ad hoc regularizations for mining decay-resistant alpha factors. AlphaAgent employs three key mechanisms: (i) originality enforcement through a similarity measure based on abstract syntax trees (ASTs) against existing alphas, (ii) hypothesis-factor alignment via LLM-evaluated semantic consistency between market hypotheses and generated factors, and (iii) complexity control via AST-based structural constraints, preventing over-engineered constructions that are prone to overfitting. These mechanisms collectively guide the alpha generation process to balance originality, financial rationale, and adaptability to evolving market conditions, mitigating the risk of alpha decay. Extensive evaluations show that AlphaAgent outperforms traditional and LLM-based methods in mitigating alpha decay across bull and bear markets, consistently delivering significant alpha in Chinese CSI 500 and US S&P 500 markets over the past four years. Notably, AlphaAgent showcases remarkable resistance to alpha decay, elevating the potential for yielding powerful factors.
KABB: Knowledge-Aware Bayesian Bandits for Dynamic Expert Coordination in Multi-Agent Systems
Zhang, Jusheng, Huang, Zimeng, Fan, Yijia, Liu, Ningyuan, Li, Mingyan, Yang, Zhuojie, Yao, Jiawei, Wang, Jian, Wang, Keze
As scaling large language models faces prohibitive costs, multi-agent systems emerge as Multi-Agent Systems (MAS) (Guo et al., 2024b) offer a a promising alternative, though challenged by promising alternative by coordinating multiple specialized static knowledge assumptions and coordination agents to achieve superior performance compared to individual inefficiencies. We introduce Knowledge-Aware systems while maintaining manageable computational Bayesian Bandits (KABB), a novel framework costs and budgets. Recent advances in MAS have led to that enhances multi-agent system coordination the development of several frameworks. For example, the through semantic understanding and dynamic Mixture of Agents (MoA) (Wang et al., 2024) employs multiple adaptation. The framework features three key LLMs as proposers to iteratively refine responses, with innovations: a three-dimensional knowledge distance a central aggregator delivering the final output. Although model for deep semantic understanding, a MoA has demonstrated robustness and scalability in deployment, dual-adaptation mechanism for continuous expert its computational cost scales linearly with the number optimization, and a knowledge-aware Thompson of agents, and significant redundancy and noise become a Sampling strategy for efficient expert selection.
Kolmogorov-Arnold Fourier Networks
Zhang, Jusheng, Fan, Yijia, Cai, Kaitong, Wang, Keze
Although Kolmogorov-Arnold based interpretable networks (KAN) have strong theoretical expressiveness, they face significant parameter explosion and high-frequency feature capture challenges in high-dimensional tasks. To address this issue, we propose the Kolmogorov-Arnold-Fourier Network (KAF), which effectively integrates trainable Random Fourier Features (RFF) and a novel hybrid GELU-Fourier activation mechanism to balance parameter efficiency and spectral representation capabilities. Our key technical contributions include: (1) merging KAN's dual-matrix structure through matrix association properties to substantially reduce parameters; (2) introducing learnable RFF initialization strategies to eliminate spectral distortion in high-dimensional approximation tasks; (3) implementing an adaptive hybrid activation function that progressively enhances frequency representation during the training process. Comprehensive experiments demonstrate the superiority of our KAF across various domains including vision, NLP, audio processing, and differential equation-solving tasks, effectively combining theoretical interpretability with practical utility and computational efficiency.
SR-FoT: A Syllogistic-Reasoning Framework of Thought for Large Language Models Tackling Knowledge-based Reasoning Tasks
Wan, Wentao, Yang, Zhuojie, Chen, Yongcan, Luo, Chenglin, Wang, Ruilin, Cai, Kehao, Kang, Nan, Lin, Liang, Wang, Keze
Deductive reasoning is a crucial logical capability that assists us in solving complex problems based on existing knowledge. Although augmented by Chain-of-Thought prompts, Large Language Models (LLMs) might not follow the correct reasoning paths. Enhancing the deductive reasoning abilities of LLMs, and leveraging their extensive built-in knowledge for various reasoning tasks, remains an open question. Attempting to mimic the human deductive reasoning paradigm, we propose a multi-stage Syllogistic-Reasoning Framework of Thought (SR-FoT) that enables LLMs to perform syllogistic deductive reasoning to handle complex knowledge-based reasoning tasks. Our SR-FoT begins by interpreting the question and then uses the interpretation and the original question to propose a suitable major premise. It proceeds by generating and answering minor premise questions in two stages to match the minor premises. Finally, it guides LLMs to use the previously generated major and minor premises to perform syllogistic deductive reasoning to derive the answer to the original question. Extensive and thorough experiments on knowledge-based reasoning tasks have demonstrated the effectiveness and advantages of our SR-FoT.
Is this Generated Person Existed in Real-world? Fine-grained Detecting and Calibrating Abnormal Human-body
Wang, Zeqing, Ma, Qingyang, Wan, Wentao, Li, Haojie, Wang, Keze, Tian, Yonghong
Recent improvements in visual synthesis have significantly enhanced the depiction of generated human photos, which are pivotal due to their wide applicability and demand. Nonetheless, the existing text-to-image or text-to-video models often generate low-quality human photos that might differ considerably from real-world body structures, referred to as "abnormal human bodies". Such abnormalities, typically deemed unacceptable, pose considerable challenges in the detection and repair of them within human photos. These challenges require precise abnormality recognition capabilities, which entail pinpointing both the location and the abnormality type. Intuitively, Visual Language Models (VLMs) that have obtained remarkable performance on various visual tasks are quite suitable for this task. However, their performance on abnormality detection in human photos is quite poor. Hence, it is quite important to highlight this task for the research community. In this paper, we first introduce a simple yet challenging task, i.e., \textbf{F}ine-grained \textbf{H}uman-body \textbf{A}bnormality \textbf{D}etection \textbf{(FHAD)}, and construct two high-quality datasets for evaluation. Then, we propose a meticulous framework, named HumanCalibrator, which identifies and repairs abnormalities in human body structures while preserving the other content. Experiments indicate that our HumanCalibrator achieves high accuracy in abnormality detection and accomplishes an increase in visual comparisons while preserving the other visual content.
On Training Data Influence of GPT Models
Liu, Qingyi, Chai, Yekun, Wang, Shuohuan, Sun, Yu, Peng, Qiwei, Wang, Keze, Wu, Hua
Amidst the rapid advancements in generative language models, the investigation of how training data shapes the performance of GPT models is still emerging. This paper presents GPTfluence, a novel approach that leverages a featurized simulation to assess the impact of training examples on the training dynamics of GPT models. Our approach not only traces the influence of individual training instances on performance trajectories, such as loss and other key metrics, on targeted test points but also enables a comprehensive comparison with existing methods across various training scenarios in GPT models, ranging from 14 million to 2.8 billion parameters, across a range of downstream tasks. Contrary to earlier methods that struggle with generalization to new data, GPTfluence introduces a parameterized simulation of training dynamics, demonstrating robust generalization capabilities to unseen training data. This adaptability is evident across both fine-tuning and instruction-tuning scenarios, spanning tasks in natural language understanding and generation. We will make our code and data publicly available.
A Continual Learning Paradigm for Non-differentiable Visual Programming Frameworks on Visual Reasoning Tasks
Wan, Wentao, Kang, Nan, Wang, Zeqing, Yang, Zhuojie, Lin, Liang, Wang, Keze
Recently, the visual programming framework (VisProg) has emerged as a significant framework for executing compositional visual tasks due to its interpretability and flexibility. However, the performance of VisProg on specific Visual Reasoning (VR) tasks is markedly inferior compared to well-trained task-specific models since its employed visual sub-modules have limited generalization capabilities. Due to the non-differentiability of VisProg, it is quite challenging to improve these visual sub-modules within VisProg for the specific VR task while maintaining their generalizability on the un-seen tasks. Attempt to overcome these difficulties, we propose CLVP, a Continuous Learning paradigm for VisProg across various visual reasoning tasks. Specifically, our CLVP distills the capabilities of well-trained task-specific models into the visual sub-modules in a stepwise and anti-forgetting manner. This can continually improve the performance of VisProg on multiple visual tasks while preserving the flexibility of VisProg. Extensive and comprehensive experimental results demonstrate that our CLVP obtains significant performance gains on specific VR benchmarks, i.e., GQA (+1.4%) and NLVRv2 (+5.6%), compared to the VisProg baseline, and also maintains a promising generalizability for VR on un-seen and previous learned tasks.
Towards CausalGPT: A Multi-Agent Approach for Faithful Knowledge Reasoning via Promoting Causal Consistency in LLMs
Tang, Ziyi, Wang, Ruilin, Chen, Weixing, Wang, Keze, Liu, Yang, Chen, Tianshui, Lin, Liang
Despite advancements in LLMs, knowledge-based reasoning remains a longstanding issue due to the fragility of knowledge recall and inference. Existing methods primarily encourage LLMs to autonomously plan and solve problems or to extensively sample reasoning chains without addressing the conceptual and inferential fallacies. Attempting to alleviate inferential fallacies and drawing inspiration from multi-agent collaboration, we present a framework to increase faithfulness and causality for knowledge-based reasoning. Specifically, we propose to employ multiple intelligent agents (i.e., reasoners and an evaluator) to work collaboratively in a reasoning-and-consensus paradigm for elevated reasoning faithfulness. The reasoners focus on providing solutions with human-like causality to solve open-domain problems. On the other hand, the \textit{evaluator} agent scrutinizes if a solution is deducible from a non-causal perspective and if it still holds when challenged by a counterfactual candidate. According to the extensive and comprehensive evaluations on a variety of knowledge reasoning tasks (e.g., science question answering and commonsense reasoning), our framework outperforms all compared state-of-the-art approaches by large margins.
CX-ToM: Counterfactual Explanations with Theory-of-Mind for Enhancing Human Trust in Image Recognition Models
Akula, Arjun R., Wang, Keze, Liu, Changsong, Saba-Sadiya, Sari, Lu, Hongjing, Todorovic, Sinisa, Chai, Joyce, Zhu, Song-Chun
We propose CX-ToM, short for counterfactual explanations with theory-of mind, a new explainable AI (XAI) framework for explaining decisions made by a deep convolutional neural network (CNN). In contrast to the current methods in XAI that generate explanations as a single shot response, we pose explanation as an iterative communication process, i.e. dialog, between the machine and human user. More concretely, our CX-ToM framework generates sequence of explanations in a dialog by mediating the differences between the minds of machine and human user. To do this, we use Theory of Mind (ToM) which helps us in explicitly modeling human's intention, machine's mind as inferred by the human as well as human's mind as inferred by the machine. Moreover, most state-of-the-art XAI frameworks provide attention (or heat map) based explanations. In our work, we show that these attention based explanations are not sufficient for increasing human trust in the underlying CNN model. In CX-ToM, we instead use counterfactual explanations called fault-lines which we define as follows: given an input image I for which a CNN classification model M predicts class c_pred, a fault-line identifies the minimal semantic-level features (e.g., stripes on zebra, pointed ears of dog), referred to as explainable concepts, that need to be added to or deleted from I in order to alter the classification category of I by M to another specified class c_alt. We argue that, due to the iterative, conceptual and counterfactual nature of CX-ToM explanations, our framework is practical and more natural for both expert and non-expert users to understand the internal workings of complex deep learning models. Extensive quantitative and qualitative experiments verify our hypotheses, demonstrating that our CX-ToM significantly outperforms the state-of-the-art explainable AI models.
Solving Inefficiency of Self-supervised Representation Learning
Wang, Guangrun, Wang, Keze, Wang, Guangcong, Torr, Phillip H. S., Lin, Liang
Self-supervised learning has attracted great interest due to its tremendous potentials in learning discriminative representations in an unsupervised manner. Along this direction, contrastive learning achieves current state-of-the-art performance. Despite the acknowledged successes, existing contrastive learning methods suffer from very low learning efficiency, e.g., taking about ten times more training epochs than supervised learning for comparable recognition accuracy. In this paper, we discover two contradictory phenomena in contrastive learning that we call under-clustering and over-clustering problems, which are major obstacles to learning efficiency. Under-clustering means that the model cannot efficiently learn to discover the dissimilarity between inter-class samples when the negative sample pairs for contrastive learning are insufficient to differentiate all the actual object categories. Over-clustering implies that the model cannot efficiently learn the feature representation from excessive negative sample pairs, which include many outliers and thus enforce the model to over-cluster samples of the same actual categories into different clusters. To simultaneously overcome these two problems, we propose a novel self-supervised learning framework using a median triplet loss. Precisely, we employ a triplet loss tending to maximize the relative distance between the positive pair and negative pairs to address the under-clustering problem; and we construct the negative pair by selecting the negative sample of a median similarity score from all negative samples to avoid the over-clustering problem, guaranteed by the Bernoulli Distribution model. We extensively evaluate our proposed framework in several large-scale benchmarks (e.g., ImageNet, SYSU-30k, and COCO). The results demonstrate the superior performance of our model over the latest state-of-the-art methods by a clear margin.